January 20, 2012 - Investor Advisory Panel - Agenda


Investor Advisory Panel Meeting
Friday January 20, 2012
11:00 pm – 1:00 pm

22nd Floor Meeting Room
20 Queen Street West
Toronto, Ontario

MEMBERS: Anita Anand, Chair
Nancy Averill
Paul Bates
Stan Buell
Lincoln Caylor
Steven Garmaise
Michael Wissell
INVITEE: Rhonda Goldberg, Director, Investment Funds (item 2)
Stephen Paglia, Senior Legal Counsel, Investment Funds (item 2)
Sonny Randhawa, Manager, Investment Funds (Item 2)
Abid Zaman, Accountant, Investment Funds (item 2)
Allan Krystie, Senior Administrator (secretary to the meeting)
Chava Schwebel, IAP Research Assistant


1. Introduction from the Chair (Anita Anand) (5 minutes)

2. Presentation and discussion with Investment Funds staff regarding mutual fund risk disclosure. (45 minutes)

3. Update on proposal to expand IAP mandate and discussion of OBSI letter. (25 minutes)

4. Update and discussion regarding proposed research and investor outreach. (30 minutes)

5. CSA Consultation Note concerning minimum amount and accredited investor prospectus exemptions. These exemptions are under review to ensure that they meet the needs of market participants and balance investor protection with the efficiency of capital markets. Comment period closes on February 29, 2012. (10 minutes)

6. Any new business and correspondence. (5 minutes)