June 18, 2015 - Investor Advisory Panel - Agenda
INVESTOR ADVISORY PANEL
MEETING AGENDA
| Meeting Date: |
Thursday, June 18, 2015, 9:30 am – 1:30 pm |
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| Location: |
Ontario Securities Commission, 20 Queen Street West |
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| Members: |
Ursula Menke (Chair), Connie Craddock, Letty Dewar, Harold Geller, Ken Kivenko, Alison Knight, Louise Tardif |
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| Invitees: |
Rhonda Goldberg, Director, Investment Funds and Structured Products Katherine Kruk, Senior Advisor, Office of Investor Policy, Education and Outreach Sarah Howcroft, Senior Economist, Research Analysis, Strategy and Operations Leslie Byberg, Director, Strategy, Research and Planning Laura Knapp, Manager, Knowledge Services and Library, Corporate Services Caroline Cakebread, IAP Consultant |
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| TIME | AGENDA ITEMS | PRESENTERS |
| 9:30 – 9:45 | 1. Chair’s remarks | Ursula Menke |
| 9:45 – 10:00 | 2. Recruitment Update for Office of Investor Policy, Education and Outreach) | Rhonda Goldberg |
| 10:00 – 10:45 | 3. Seniors Research | Rhonda Goldberg Katherine Kruk Sarah Howcroft |
| 10:45 – 11:05 | 4. Mystery Shop Update | Leslie Byberg |
| 11:05 – 11:15 | 5. OSC Daily Newscan | Laura Knapp |
| 11:15 – 11:30 | 6. Robo Advisors | Ken Kivenko |
| 11:30 – 11:50 | 7. Whistleblower Roundtable Discussion | Connie Craddock |
| 11:50 | Lunch Delivered | |
| 11:50 – 12:20 | 8. Suitability standard, compliance and enforcement and the effect on clients | Ursula Menke |
| 12:20 – 12:45 | 9. Regulatory arbitrage – should we write FSCO panel? | Ursula Menke |
| 12:45 – 1:00 | 10. Publication of IAP Minutes | Ursula Menke |
| 1:00 – 1:30 | 11. Other business | All members |
| FUTURE MEETINGS: | ||
| Thursday, July 16, 2015: 9:30am – 1:30 pm (conference call) Thursday, September 17, 2015: 9:30am – 1:30 pm |
Thursday, October 15, 2015: 9:30am – 1:30 pm Thursday, November 19, 2015: 9:30am – 1:30 pm Thursday, December 17, 2015: 9:30 am –1:30 pm |
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