March 21, 2013 - Investor Advisory Panel - Agenda


Investor Advisory Panel Meeting
Thursday, March 21, 2013
9:30 am – 1:00 pm

OSC Office
20 Queen Street West
Toronto, ON

MEMBERS: Nancy Averill
Paul Bates, Chair
Stan Buell
Connie Craddock
Alan Goldhar
Ken Kivenko
Cary List
INVITEES: Eleanor Farrell, Director, Office of the Investor
Krista Martin Gorelle, Associate General Counsel
Tom Hamza, President, Investor Education Fund
Maureen Jensen, Executive Director
Allan Krystie, Senior Administrator (secretary to the meeting)


  1. Discussion about IAP/IEF investor research next steps and lessons learned. (Eleanor Farrell, Tom Hamza) 30 minutes
  2. Update on the OBSI initiative (Eleanor Farrell, Krista Martin Gorelle, Maureen Jensen) 30 minutes
  3. Discussion about OSC’s 2013 – 2014 Statement of Priorities submission. 60 minutes
  4. Discussion about CSA Discussion Paper 81- 407 Mutual Fund Fees. 60 minutes
  5. Other business (Paul Bates). 30 minutes