May 14, 2020 - Investor Advisory Panel - Agenda

INVESTOR ADVISORY PANEL
MEETING AGENDA

Meeting Date:  

Thursday, May 14, 2020   10:30 am - 4:30 pm
 
Location:  

Video Conference
 
Members:  

Neil Gross (Chair), Jacqueline Allen, Patti Best, Daniel Brunet, Malcolm Heins,
Serge Kalloghlian, Harvey Naglie, Ilana Singer, Leslie Wood
 
Invitees:  

Tyler Fleming - Director, Investor Office, OSC
Caroline Cakebread - IAP Consultant
Jeff Scanlon - Manager Registration, Compliance and Registrant Regulation, OSC
Adam Braun - Legal Counsel, Compliance and Registrant Regulation, OSC
Cary List - President & CEO, FP Canada
Tom Hamza - Executive Director, Learning, Development & Head, FP Canada Institute
 Damienne Lebrun-Reid - Executive Director, FP Canada Standards Council
 Craig MacLennan - Director of Policy and Government Affairs, FP Canada
Capital Markets Modernization Task Force
                            Rupert Duchesne
                            Wesley J. Hall
                            Melissa Kennedy
                            Walied Soliman (Chair)
                            Cindy Tripp
Naizam Kanji - Director, Office of Mergers & Acquisitions, OSC
Pat Chaukos - Director, Office of Economic Growth & Innovation, OSC
 

 

                               

TIME

AGENDA ITEMS

PRESENTERS

10:30 - 10:45

 1. Chair’s Report

Neil Gross

10:45 - 11:00

 2. Investor Office Update

Tyler Fleming

11:00 - 11:45

 3. Alternative CCO models

Jeff Scanlon
Adam Braun

11:45 - 12:30

 4. OSC priorities for 2020-2021

All members

12:30 - 1:00

 LUNCH

 

1:00 - 2:00

 6. FP Canada’s QAFP designation and PEP program

Cary List
Tom Hamza
Damienne Lebrun-Reid
Craig MacLennan

2:00 - 3:00

 7. Capital Markets Modernization

CMM Task Force

3:00 - 3:30

 8. Regulatory Burden Reduction

Naizam Kanji

3:30 - 4:00

 9. Economic Growth and Innovation (see attachment)

Pat Chaukos

4:00 - 4:30

 10. Other Business

All members

            

FUTURE 2020 MEETING DATES:

Thursday, June 25, 2020    9:30 - 3:00 pm
Thursday, July 16, 2020    9:30 - 3:00 pm
Thursday, August 20, 2020    9:30 - 3:00 pm
Thursday, September 17, 2020    9:30 - 3:00 pm

Thursday, October 15, 2020    9:30 - 3:00 pm
Thursday, November 26, 2020    9:30 - 3:00 pm
Thursday, December 10, 2020    9:30 - 3:00 pm