May 18, 2023 - Investor Advisory Panel - Agenda

Meeting Date: Thursday, May 18, 2023
Meeting Time: 9:30am – 2:00pm 
Location:

Video Conference – MS Teams

Members:

Ilana Singer (Chair), Brigitte Catellier, Supriya Kapoor, Deborah Leckman, Cary List,  Leslie Wood  

Invitees:

Tyler Fleming – Director, Investor Office, OSC  

Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC 

Caroline Cakebread – IAP Consultant 

Cristina Martin Firvida, Investor Advocate, U.S. Securities and Exchange Commission 

Adam Anicich – Special Advisor and Investor Engagement Manager, U.S. Securities and Exchange Commission 

Stacy A. Puente, Ombudsman, U.S. Securities and Exchange Commission 

Ken Kivenko, President, Kenmar Associates 

 

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:40 

1. Chair’s Report  

Ilana Singer 

9:40 – 9:50 

2. OSC Update 

Tyler Fleming

9:50 – 10:35

3. a) FAIR Canada 

b) IRC-Related Observations 

Deborah Leckman 

10:35 – 10:45 

4. Post-Presentation Debrief among IAP Members 

All Members 

10:45 – 11:00 

5. BREAK

 

11:00 – 12:00  6. Discussion with the SEC’s Office of the Investor Advocate 

Cristina Martin Firvida,  

Adam Anicich and  

Stacy A. Puente 

12:00 – 12:15

7. Post-Presentation Debrief among IAP Members 

All Members 

12:15 – 12:45 8.  LUNCH BREAK   

12:45 – 1:30

9. Policy Initiatives Impacting Retail Investors 

Ken Kivenko 

1:30 – 1:45 10. Post-Presentation Debrief among IAP Members  All Members 
1:45 – 2:00  11. Discussion among IAP Members: 
  • Annual Report 

  • OSC Dialogue 

All Members 

 

CONFIRMED 2023 IAP MEETING DATES:  

Thursday, January 19, 2023 (Virtual only) 

Thursday, February 9, 2023 (Virtual only) 

Thursday, March 30, 2023 (Virtual only) 

Thursday, April    20, 2023 (In-person) 

Thursday, May 18, 2023 (Virtual only) 

Thursday, June    22, 2023 (In-person) 

No meeting in July

Thursday, August 17, 2023 (Virtual only)

Thursday, September 21, 2023 (Virtual only)

Thursday, October 19, 2023 (In-person)

Thursday, November 9, 2023 (Virtual only)

Thursday, December 14, 2023 (Virtual only)