September 17, 2015 - Investor Advisory Panel - Agenda

INVESTOR ADVISORY PANEL

MEETING AGENDA


Meeting Date:

Thursday, September 17, 2015, 9:30 am – 3:00 pm


Location:

Ontario Securities Commission, 20 Queen Street West
Commissioners’ Boardroom, 17th Floor


Members:

Ursula Menke (Chair), Connie Craddock, Letty Dewar, Harold Geller, Ken Kivenko,
 Alison Knight, Louise Tardif


Invitees:

Tom Atkinson, Director, Enforcement
Karen Manarin, Deputy Director, Enforcement
Kelly Gorman, Deputy Director, Enforcement
Susan Greenglass, Director, Market Regulation
Antoinette Leung, Manager, Market Regulation
Joseph Della Manna, Senior Accountant, Market Regulation
Maureen Jensen, Executive Director and Chief Administrative Officer
Leslie Byberg, Director, Strategy & Operations
Chris Jepson, Senior Legal Counsel, Compliance & Registrant Regulation
Trevor Walz, Senior Accountant, Compliance & Registrant Regulation
Lisa Bonato, Manager, Compliance & Registrant Regulation
Jim Sinclair, General Counsel, General Counsel’s Office
Stephanie Wakefield, Senior Legal Counsel, General Counsel’s Office
Tyler Fleming, Director, Office of Investor Policy, Education and Outreach
Caroline Cakebread, IAP Consultant