Completing the 2022 Risk Assessment Questionnaire
This webinar will assist registrants in completing the 2022 Risk Assessment Questionnaire (RAQ). We will highlight the key changes to the RAQ, discuss the pre-population of certain information previously provided by firms, and demonstrate how to create an account to access the RAQ. We will answer frequently asked questions and walk participants through areas of the RAQ which may have been challenging for registrants in the past.
The RAQ is a useful tool in identifying high risk areas of a registrant’s business and assisting CRR staff in executing their risk-based approach to compliance field reviews.
Who should attend
Individuals who will be involved in the completion of the RAQ for their registrant firm.
Why should you attend
Understand the purpose of the RAQ, staff’s expectations for completing the RAQ and make the completion process more effective and efficient for your firm.