Compliance Transformation Symposium

Industry event Past Event
Jun 19, 2024
09:05 am  -  10:00 am
GBC Waterfront Campus — 51 Dockside Drive
Event Details

Compliance plays a large role in our ever-changing world and is constantly transforming, from building trust with employers and employees, to creating a competitive advantage through optimizing resources and adopting new technology.  We are constantly avoiding risks while maximizing the value of our efforts.  

(9:05 a.m. EDT) Regulatory Framework Update

The panel will discuss the role of the OSC, FSRA, SRO, OSFI and U.S. regulatory authorities, how they promote an environment conducive to compliance with regulatory initiatives, and how they assist businesses to achieve compliance targets.

  • Panel Chair:
    • Naomi Andjelic Bartlett, Senior Vice President, Chief Compliance Officer and Chief Privacy Officer, IGM Financial Inc.
  • Panelists:
    • Felicia Tedesco, Deputy Director, Operations, Registration, Inspections and Examinations, Ontario Securities Commission
    • Antoinette Leung, Head, Financial Institutions and Mortgage Brokerage Conduct Financial Services Regulatory Authority
    • Marc Rotter, Counsel, Ropes & Gray

Event info / registration:

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