Meenu Joshi speaking at the Strategy Institute Registrant Regulation, Conduct and Compliance Conference

WHISTLEBLOWERS

Protect Internal Reporting of Misconduct to Strengthen your Monitoring
The OSC implemented its whistleblower program last July. Respond to your employees’ ethical concerns to boost internal control and enhance transparency. Walk away with an action plan to:

Improve your internal control of misconducts
Ensure that your internal channels allow safe reporting
Assess the impact of whistleblower awards in your province
Improve internal controls to reduce the likelihood of misconduct within your firm

• Meenu Joshi, Senior Forensic Manager, OSC