National Registration Database 101

Jan 25, 2022
02:00 pm  -  03:30 pm
Webinar
Event Details

This seminar will provide a general overview of the National Registration Database (NRD) online system.  This will include a presentation on how to navigate the system and an introduction to:

  • the most common types of submissions which are filed on the system for the regulators’ review,
  • the most common types of reports which can be generated, and
  • how fees are submitted.

This seminar will also identify common NRD issues encountered as well as provide general tips on completing and filing NRD submissions.

Who should attend

  • Ultimate designated persons and chief compliance officers
  • Authorized firm representatives such as compliance officers, administrative staff, operational staff, registration officers, compliance consultants and internal / external legal counsel of registrants

Why should you attend

  • Gain an enhanced understanding and become more familiar with using NRD
  • Troubleshoot common NRD issues
  • Obtain general tips on how to file various submissions and how to generate reports

Register here.

Event Image
Man sitting at computer with papers under his arm