Registrant regulation conduct & compliance summit 2021

Other Past Event

Mar 02, 2021

Virtual Summit

March 2-3

The Canadian registrants’ regulatory landscape continues to quickly change, with enhanced regulatory expectations – are you up to date?

Attend the Registrant Regulation Conduct & Compliance Summit 2021 to engage with top regulators and industry leaders to ensure your firm meets evolving regulatory requirements. Take advantage of unique interactive panel sessions, specifically designed for Investment Funds and Portfolio Managers.

The OSC’s Raymond Chan, Director, Investment Funds and Structured Products will provide an update on the OSC’s focus on reducing regulatory burden.