Registrant series – investment fund managers (Session A: Webinar)

Staff from the investment fund manager (IFM) team will discuss common deficiencies noted during IFM compliance reviews and/or recent sweeps and provide guidance in key areas. Updates on branch initiatives that impact IFMs will also be provided. The Investment Funds branch will provide an update on the status of ongoing policy initiatives affecting investment funds.

Who should attend:

Chief compliance officers and ultimate designated persons of IFMs

Benefits:

• Understand the issues that are unique to IFMs
• Gain an awareness of OSC initiatives that affect IFM operations
• Hear about common deficiencies identified during compliance reviews and related best practices

Presentation materials:

Slides: Outreach Session for Investment Fund Managers