CSA Staff Notice: 11-320 - Notice of Local Amendments - Nova Scotia and Yukon

CSA Staff Notice: 11-320 - Notice of Local Amendments - Nova Scotia and Yukon

CSA Notice






CSA Staff Notice 11-320

Notice of Local Amendments-Nova Scotia and Yukon



November 15, 2012

On May 6, 2011, we published CSA Staff Notice 11-314 Update of CSA Instruments indicating staff's intention to update rule consolidations where a local jurisdiction has amended a national or multilateral instrument to reflect changes that affect activity only in that local jurisdiction.

On June 27, 2012, the Nova Scotia Securities Commission (NSSC) made Rule 11-506 Amendments to Various National and Multilateral Instruments (Rule 11-506) which took effect on September 10, 2012. Rule 11-506 amends the National and Multilateral Instruments in Appendix A to this notice by deleting the address of the NSSC and replacing it with the following address:

"Suite 400, 5251 Duke Street
Halifax, Nova Scotia
B3J 1P3"

On August 23, 2012, the Minister of Community Services (Yukon) made Rule to Make Local Amendments to CSA Instruments Implemented in Yukon (Local Rule 11-804) which amends the CSA instruments listed in Appendix A to this notice, implemented in Yukon under Local Rule 11-802, by replacing the contact information for the Yukon Superintendent of Securities with the following wherever it appears:

"Office of the Yukon Superintendent of Securities
Government of Yukon
Department of Community Services
307 Black Street, 1st Floor
PO Box 2703 (C-6)
Whitehorse, Yukon Y1A 2C6
Telephone: 867-667-5466
Facsimile: 867-393-6251
http://www.community.gov.yk.ca/corp/securities_about.html"

The text of rule consolidations on the websites of CSA members will now be updated, as necessary, to reflect these local amendments.

Please refer your questions to any of the following people:

Helena Hrubesova
Simon Thompson
Securities Officer
Senior Legal Counsel
Office of the Yukon Superintendent of Securities
Ontario Securities Commission
Tel: (867) 667-5466
Tel: (416) 593-8261
 
Noreen Bent
Sylvia Pateras
Manager, Corporate Finance Legal Services
Senior Legal Counsel
British Columbia Securities Commission
Autorité des marchés financiers
Tel: (604) 899-6741
Tel: (514) 395-0337, extension 2536
 
Kari Horn
Manon Losier
General Counsel
General Counsel and Secretary to the Commission
Alberta Securities Commission
New Brunswick Securities Commission
Tel: (403) 297-4698
Tel: (506) 643-7690
 
Dean Murrison
Shirley Lee
Director, Securities Division
Director, Policy and Market Regulation
Financial and Consumer Affairs Authority of Saskatchewan
Nova Scotia Securities Commission
Tel: (306) 787-5842
Tel: (902) 424-5441
 
Chris Besko
Legal Counsel, Deputy Director
The Manitoba Securities Commission
Tel: (204) 945-2561

 

Appendix A

CSA Instrument

 

Location of contact information to be replaced

 

National Instrument 33-109 Registration Information

1.

Form 33-109F2, Schedule B

 

2.

Form 33-109F3, Schedule A

 

3.

Form 33-109F4, Schedule O

 

4.

Form 33-109F5, Schedule A

 

5.

Form 33-109F6, Schedule A

 

6.

Form 33-109F7, Schedule F

 

National Instrument 41-101 General Prospectus Requirements

Appendix A, Schedule 3

 

National Instrument 45-102Resale of Securities

Form 45-102F1

 

National Instrument 45-106 Prospectus and Registration Exemptions

Form 45-106F1

 

Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets

1.

Form 51-105F3A, Schedule 2

 

2.

Form 51-105F3B, Schedule 2

 

National Instrument 55-102System for Electronic Disclosure by Insiders (SEDI)

1.

Form 55-102F1

 

2.

Form 55-102F2

 

3.

Form 55-102F3

 

4.

Form 55-102F6