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Comment Letters for Notice: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
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Securities law
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2 - Certain Capital Market Participants
21-101
Notice: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comment Letters for Notice: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
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Comments Received (comment period due January 15, 2009 )
Date
Comment Letters
January 30, 2009
Title
Ken Hight (Liquidnet Canada Inc.)
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January 30, 2009
Title
Cindy Petlock (CNSX Markets Inc.)
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January 30, 2009
Title
Peter Haynes & Ray Tucker (TD Securities Inc.)
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January 30, 2009
Title
J. Greg Mills (RBC Dominion Securities)
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January 27, 2009
Title
Aubrey Baillie (CanDeal)
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January 21, 2009
Title
Wendy Rudd (TriAct Canada Marketplace)
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January 16, 2009
Title
Mario Josipovic & Greg King (Omega ATS Inc.)
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January 16, 2009
Title
Paul Riccardi (CIBC World Markets)
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January 15, 2009
Title
Torstein Braaten (ITG Canada Corp.)
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January 15, 2009
Title
K. J. Klepacki (Chi-X Canada ATS Limited)
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January 15, 2009
Title
Daniel E. Chornous (RBC Asset Management Inc. and Phillips, Hager & North Investment Management Ltd.)
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January 15, 2009
Title
Jos Schmitt (Alpha ATS)
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January 15, 2009
Title
Kevan Cowan (TMX Group)
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January 14, 2009
Title
James Ehrensperger (BMO Financial Group)
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January 14, 2009
Title
Barbara F. Palk (TD Asset Management Inc.)
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January 9, 2009
Title
Ian C. W. Russell (Investment Industry Association of Canada)
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December 24, 2008
Title
Sonney Lennon, Eric Kougioumoutzakis, Jesse Janzen, Kate Branscombe, Maxime Tull (Canadian Security Traders Association, Inc.)
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December 15, 2008
Title
Simon Romano (Stikeman Elliott LLP)
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Comments Received (comment period due January 15, 2009 )