Comment Letters for CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study

Comments Received (comment period due February 1, 2019 )

Date
Comment Letters
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Jessica Mitchell (Tri View Capital Ltd.) Document opens in new tab
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Torys LLP Document opens in new tab
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Brian Koscak (Pinnacle Wealth Brokers Inc.) Document opens in new tab
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Independent Trading Group Document opens in new tab
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Pat Dunwoody (Canadian Exchange-Traded Fund Association) Document opens in new tab
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Cindy Petlock (NEO Exchange Inc.) Document opens in new tab
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Louis Marcotte (Intact Financial Corporation) Document opens in new tab
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Ronald Schwass (Wildeboer Dellelce LLP) Document opens in new tab
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Jenna Hay (Lending Loop) Document opens in new tab
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Jason Jardine (Leede Jones Gable Inc.) Document opens in new tab
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Margaret Gunawan (BlackRock Asset Management Canada Limited (BlackRock Canada)) Document opens in new tab
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John McKinlay (CME Group Inc.) Document opens in new tab
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FNT 104 Financial Services Regulatory Landscape and RegTech Class S(eneca Colleage School of Accounting and Financial Services) Document opens in new tab
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Richard Carleton (CNSX Markets Inc.) Document opens in new tab
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Deanna Dobrowsky (TMX Group Limited) Document opens in new tab
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Cheryl Graden (TMX Group Limited) Document opens in new tab
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Anthony Couture (Silver Maple Ventures inc. (dba FrontFundr) Document opens in new tab
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Bernard Letendre and Rick Annaert (Manulife) Document opens in new tab
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Martin Gagnon (National Bank of Canada) Document opens in new tab
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Leo Salom (TD Wealth) Document opens in new tab
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Kevin Sampson (TMX Group Limited) Document opens in new tab
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Heather Killian (CIBC Capital Markets) Document opens in new tab
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Tim Currie (Susan Copland (CI Investments Inc.) Document opens in new tab
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Craig Asano (National Crowdfunding & Fintech Association of Canada) Document opens in new tab
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David Gilkes, Nadine Milne, Brian Koscak, Frank Laferriere, Craig Skauge and Georgina Blanas (The Private Capital Markets Association of Canada) Document opens in new tab
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Rebecca A. Cowdery and Manoj Pundit (Borden Ladner Gervais LLP) Document opens in new tab
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Susan Copland (Investment Industry Association of Canada) Document opens in new tab
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Nasdaq Canada Document opens in new tab
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Fidae Abbas (Fidelity (Canada) Asset Management ULC) Document opens in new tab
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Janet Holmes (AUM Law) Document opens in new tab
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Jamie Anderson (CNSX Markets Inc.) Document opens in new tab
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Christine J. Prudman (Xplornet Communications Inc.) Document opens in new tab
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Robert Lemon (CIBC World Markets Inc.) Document opens in new tab
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Mark Wilkinson and David Archer (Citadel Securities Canada) Document opens in new tab
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Daniella MacDonald (Nicola Wealth Management Ltd.) Document opens in new tab
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Tim Baron, Robert Murphy, David Wilson and Daniel Pearlman (Davies) Document opens in new tab
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Daniella Shteynfeld (Refinitiv, on behalf of Thomson Reuters (SEF) LLC and Reuters Transaction Services Limited) Document opens in new tab
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Chris Donnelly (Manulife Financial Corporation) Document opens in new tab
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Lisa McDonald (PDAC) Document opens in new tab
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James Kemp (The Global Foreign Exchange Division of the Global Financial Markets Association) Document opens in new tab
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CSTA Trading Issues Committee (The Canadian Security Traders Association, Inc.) Document opens in new tab
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Tyler Gellasch (Healthy Markets Association) Document opens in new tab
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Katie Walmsley and Margaret Gunawan (The Portfolio Management Association of Canada) Document opens in new tab
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Rhonda Starkman Document opens in new tab
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Robert Sklar (Fidelity Investments Canada ULC) Document opens in new tab
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Mark Adams (AGF Investments Inc.) Document opens in new tab
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Independent Trading Group Document opens in new tab
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Rich Steiner (RBC Dominion Securities Inc., Capital Markets and Wealth Management) Document opens in new tab
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Doug Clark (Virtu ITG Canada Corp.) Document opens in new tab
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Michelle Alexander (The Investment Industry Association of Canada) Document opens in new tab
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Canadian Advocacy Council for Canadian CFA Institute Societies Document opens in new tab
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Andrew Fitzpatrick (AVP Government Relations & Strategic Policy of the Great-West Life Assurance Company) Document opens in new tab
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Laura Hewitt (Sun Life Financial) Document opens in new tab
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Alex S. Holtan and Blair Page Scott (The Canadian Commercial Energy Working Group) Document opens in new tab
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David Hetherington (Mackie Research Capital Corporation) Document opens in new tab
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Paul C. Bourque (The Investment Funds Institute of Canada) Document opens in new tab
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Katherine Darras (International Swaps and Derivatives Association, Inc.) Document opens in new tab
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Canadian Bankers Association Document opens in new tab
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Raj Vijh (Lysander Funds Limited) Document opens in new tab
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Claire Van Wyk Allan, Stacy McLean, Francesca Smirnakis, Sarah Gardiner, Robert Lemon, Tim Baron, Elizabeth Purrier, Michael Burns, Daniel Dorenbush, Belle Kaura, Steve Banquier and Supriya Kapoor (Alternative Investment Management Association) Document opens in new tab
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Etienne Dubuc and Martin Gagnon (National Bank Financial Inc.) Document opens in new tab
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Bruce Cooper (TD Asset Management Inc.) Document opens in new tab
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Sayuri Childs (EdgePoint Wealth Management Inc.) Document opens in new tab
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Sandra L. Kegie (The Federation of Mutual Fund Dealers) Document opens in new tab
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Torys LLP Document opens in new tab
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Ricky Dogon (Foremost Financial) Document opens in new tab
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Laurence Rose and Sean Debotte (Omega Securities Inc.) Document opens in new tab
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Joy Thomas (Chartered Professional Accountants of Canada) Document opens in new tab
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Neil Gross (Investor Advisory Panel) Document opens in new tab
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Ian Bandeen Document opens in new tab
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Cathy Hui Chun Lin and Jaclyn Moody (Burgundy Asset Management Ltd.) Document opens in new tab
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Julianna Ahn (Invesco Canada Ltd.) Document opens in new tab
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Marcia Moffatt (Canadian Coalition for Good Governance) Document opens in new tab
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Daniel Schlaepfer and Mario Josipovic (Select Vantage Canada Inc. and Select Vantage Inc.) Document opens in new tab
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Len Racioppo (Coerente Capital Management Inc.) Document opens in new tab
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Alex Perel (Scotia Capital Inc.) Document opens in new tab
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James S. Hershaw Document opens in new tab
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Kevin Duggan, Richard Wan, Benoit Gauvin, Chris Roper, Adrien Mitchell, Rosanna Bruni, Mark Holleran, Mehmet Kinak and Carrie Freeborough (Ontario Teachers’ Pension Plan and undersigned Canadian Pension Plans and Global Asset Managers) Document opens in new tab
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Jeremy Rutke Document opens in new tab
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John Christofilos (AGF Investments Inc.) Document opens in new tab
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Frank Callaghan Document opens in new tab
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Anil Aggarwal, Stephen Erlichman, Garth J. Foster, Daniel Fuke, Munier M. Saloojee, John M. Sabetti, Tracy L. Hooey, John Kruk, François Brais, Jonathan Halwagi and Élise Renaud (Fasken Martineau DuMoulin LLP) Document opens in new tab
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Margaret Gunawan and Hubert De Jesus (BlackRock Asset Management Canada Limited) Document opens in new tab
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Anil Aggarwal, Stephen Erlichman, Garth J. Foster, Daniel Fuke, Munier M. Saloojee, John M. Sabetti, Tracy L. Hooey, John Kruk, François Brais, Jonathan Halwagi and Élise Renaud (Fasken Martineau DuMoulin LLP) Document opens in new tab
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Cindy Petlock & Joacim Wiklander (Neo Exchange Inc.) Document opens in new tab
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Kevin Thomas (The Shareholder Association for Research and Education) Document opens in new tab
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Denys Calvin (Nexus Investment Management Inc.) Document opens in new tab
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The Canadian Advocacy Council for Canadian CFA Institute Societies Document opens in new tab
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Andrea Harland Document opens in new tab
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Daniel E. Chornous (RBC Global Asset Management Inc.) Document opens in new tab
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Norman Light (Enlightened Private Capital Inc.) Document opens in new tab
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Randee Pavalow (ZigZag Applications and Solutions Inc.) Document opens in new tab
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Peter Haynes (TD Securities Inc.) Document opens in new tab
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Joel Freudman (Resurgent Capital Corp.) Document opens in new tab
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Ken Kivenko Document opens in new tab
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Robert Gouley and Brent Robertson (OMERS Administration Corporation) Document opens in new tab
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Sheri Monardo Document opens in new tab
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Deanna Dobrowsky (TMX Group Limited) Document opens in new tab