Comment Letters for CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comments Received (comment period due October 23, 2020 )

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Comment Letters
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Dan Good (D.W. Investment Co.. Ltd.) Document opens in new tab
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Canadian Advocacy Council Document opens in new tab
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Ursula Holmsten (ATB) Document opens in new tab
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F Vani (Association Professionnelle des Conseillers en Services Financiers) Document opens in new tab
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Poonam Puri and Brigitte Catellier (Osgoode Investor Protection Clinic) Document opens in new tab
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Russell Walrath (IIAC) Document opens in new tab
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Royal Roads University Document opens in new tab
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Alternative Investment Management Association Document opens in new tab
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Robert Frances (PEAK Financial) Document opens in new tab
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Matthew Latimer (Federation of Mutual Fund Dealers) Document opens in new tab
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Peter Whitehouse Document opens in new tab
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Christopher J. Enright (National Advisory Committee) Document opens in new tab
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Project SRO Working Group (Investor Protection Clinic, The University of Toronto, Faculty of Law) Document opens in new tab
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B Brun (Desjardins) Document opens in new tab
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Walmsley Gunawan (PMAC) Document opens in new tab
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Rick Annaert (Manulife) Document opens in new tab
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Real Charest Document opens in new tab
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J Dale (Leede Jones Gable) Document opens in new tab
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Pat Dunwoody (Canadian ETF Association) Document opens in new tab
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FP Canada Document opens in new tab
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MFDA Document opens in new tab
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iA Wealth Document opens in new tab
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Universite Laval Document opens in new tab
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Morfesis-Cowan-Rizi (Worldsource Wealth Mgt) Document opens in new tab
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Paige Wadden (Fidelity Clearing Canada) Document opens in new tab
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IFB Document opens in new tab
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L Salom and K Peacock (TD) Document opens in new tab
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J Adams (PFSL) Document opens in new tab
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Etherington (CI Assante) Document opens in new tab
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Deanna Dobrowsky (TMX) Document opens in new tab
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Michel Madore (ISF) Document opens in new tab
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Alan Blanes Document opens in new tab
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Paul Bourque (IFIC) Document opens in new tab
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Aviso Wealth Document opens in new tab
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PCMA Document opens in new tab
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M Wilkinson and D Archer (Citadel) Document opens in new tab
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G Pollock and A Toews (Advocis) Document opens in new tab
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JP Bureaud and D Walker (FAIR) Document opens in new tab
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John Waldron (Learnedly) Document opens in new tab
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Paradigm Capital Inc. Document opens in new tab
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Mark S. Kent (Portfolio Strategies Corporation) Document opens in new tab
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Julie Gallagher (le Conseil de section du Québec de l’Organisme canadien de réglementation du commerce des valeurs mobilières) Document opens in new tab
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Francois Bruneau (Groupe Cloutier Investissements) Document opens in new tab
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Michel Fugere Document opens in new tab
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Groupe Financier Multi Courtage Document opens in new tab
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Rejean Ayotte Document opens in new tab
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S Bergeron Document opens in new tab
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Viet Buu (BCTI Capital Group Inc.) Document opens in new tab
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GF Securities (Canada) Company Limited Document opens in new tab
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Serge Paquette Document opens in new tab
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Steve Hawkins (Horizons ETFs Management (Canada) Inc.) Document opens in new tab
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Suzanne Spencer Document opens in new tab
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Karen Woodman (Sun Life Financial Investment Services (Canada) Document opens in new tab
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Angiletta Document opens in new tab
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Daniel Bissonnette (Bissonnette Groupe Planifax Inc.) Document opens in new tab
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IIROC Document opens in new tab
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Vanessa Gardiner (Ontario District Council) Document opens in new tab
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Brian J. Evans (Registered Deposit Brokers Association) Document opens in new tab
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Charles Spiring (Wellington-Altus Private Wealth Inc.) Document opens in new tab
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Neil Gross (Investor Advisory Panel) Document opens in new tab
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Kenmar Associates Document opens in new tab
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Canadian Investor Protection Fund Document opens in new tab
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M Gauthier (Merici services financiers) Document opens in new tab
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Bev Kennedy Document opens in new tab
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Nick Savona (Independent Trading Group) Document opens in new tab
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Peter Whitehouse Document opens in new tab
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Philip Maguire Document opens in new tab
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Jean-François G. Labbé Document opens in new tab