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Comment Letters for Request for Comments: NI - 31-101 - National Registration System
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3 - Registration Requirements and Related Matters
31-101
Request for Comments: NI - 31-101 - National Registration System
Comment Letters for Request for Comments: NI - 31-101 - National Registration System
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Comments Received (comment period due March 30, 2004 )
Date
Comment Letters
April 22, 2004
Title
Warren Law (CBA)
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April 15, 2004
Title
Senior Registration Officers (Ontario Securities Commission)
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April 13, 2004
Title
Mark T. Gordon (MFDA)
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April 8, 2004
Title
Josh Bezonsky (RBC)
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April 7, 2004
Title
Judy Nicholson (Edward Jones)
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April 6, 2004
Title
Evelyne Morin (National Bank of Canada)
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March 26, 2004
Title
John W. Murray (IFIC)
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March 5, 2004
Title
Martin T. Guest (Fidelity Investments Canada Limited)
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February 2, 2004
Title
Wayne Robinson
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Comments Received (comment period due March 30, 2004 )