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Comment Letters for OSC Staff Notice: 31-712 - Mutual Fund Dealers Business Arrangements
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Securities law
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3 - Registration Requirements and Related Matters
31-712
OSC Staff Notice: 31-712 - Mutual Fund Dealers Business Arrangements
Comment Letters for OSC Staff Notice: 31-712 - Mutual Fund Dealers Business Arrangements
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Comments Received (comment period due August 13, 2004 )
Date
Comment Letters
August 13, 2004
Title
Vincent A. Valenti (Independent Planning Group Inc.)
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August 11, 2004
Title
Thomas J. Rice
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July 30, 2004
Title
Thomas A. Hockin (The Investment Funds Institute of Canada)
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July 23, 2004
Title
Edgar Legzdins (BMO Investments Inc.)
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July 22, 2004
Title
Mark T. Gordon (Mutual Fund Dealers Association of Canada)
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July 20, 2004
Title
Mary-Lou Rice (M.R.S. Inc.)
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July 19, 2004
Title
W.T. Wright, Q.C. (Investors Group Inc.)
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July 16, 2004
Title
Sandra L. Kegie (FundEX Investments Inc.)
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July 15, 2004
Title
Michael C. Nicholas (TD Dealers)
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July 15, 2004
Title
Tony Minichiello (National Bank Financial)
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July 15, 2004
Title
Terry Davis
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July 14, 2004
Title
Mark S. Kent (CSA)
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July 12, 2004
Title
Manuel G. DaSilva (Canfin Magellan Investments Inc.)
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July 12, 2004
Title
Jeffrey Yewer (Ten Star Financial Inc.)
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July 5, 2004
Title
Denis Decle (Twenty-First Century Funds)
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Comments Received (comment period due August 13, 2004 )