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Comment Letters for Fair Dealing Model Concept Paper: 33-901 Concept Paper of the Ontario Securities Commission
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3 - Registration Requirements and Related Matters
33-901
Fair Dealing Model Concept Paper: 33-901 Concept Paper of the Ontario Securities Commission
Comment Letters for Fair Dealing Model Concept Paper: 33-901 Concept Paper of the Ontario Securities Commission
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Comments Received (comment period due April 30, 2004 )
Date
Comment Letters
January 3, 2005
Title
Lloyd C. Zubulakis (PlayAnalyst Research)
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September 22, 2004
Title
David L. Yu and Linda L. Rittenhouse (CFA Institute)
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September 16, 2004
Title
Stephen P. Sibold (Alberta Securities Commission)
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August 8, 2004
Title
Pamela J. Reeve
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June 20, 2004
Title
Reena S. Lalji (RBC Financial Group)
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June 11, 2004
Title
Thomas A Hockin (IFIC)
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June 7, 2004
Title
Rob Jennings (Jennings Capital Inc.)
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May 30, 2004
Title
Karl Larson (BMO Nesbitt Burns)
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May 30, 2004
Title
Robert G. Jennings (IDA Alberta)
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May 27, 2004
Title
Marc Flynn (Canadian Securities Institute)
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May 7, 2004
Title
Jack Garramone (Sun Life Financial)
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May 7, 2004
Title
Brad Ens (Saskatchewan District Council of the IDA)
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May 7, 2004
Title
John A. Adams (PFSL)
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May 7, 2004
Title
Gerry Rocchi (Barclays Global Investments)
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May 7, 2004
Title
Judy Goldring (AGF)
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May 6, 2004
Title
Don S. Panchuk (PH & NIM)
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May 4, 2004
Title
Guy Belanger (MD Management)
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May 3, 2004
Title
Greg Traversy (CLHIA)
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April 30, 2004
Title
Donald J. Johnston (FPSC)
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April 30, 2004
Title
Vince Valenti (Independent Planning Group Inc.)
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April 30, 2004
Title
Robert G. Weppler (Elliot and Page)
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April 30, 2004
Title
Deborah Metcalfe (Beiber Securities)
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April 30, 2004
Title
Timothy E. Price (MacDougall, MacDougall & MacTier)
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April 30, 2004
Title
Mark T. Gordon (MFDA)
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April 30, 2004
Title
Warren Law (CBA)
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April 30, 2004
Title
Stan I. Buell (SIPA)
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April 30, 2004
Title
Debra Hewson (PDC)
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April 30, 2004
Title
Peter Bailey (Raymond James)
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April 30, 2004
Title
Alan S. Dunnett (IDA Manitoba)
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April 30, 2004
Title
Steve Howard (Advocis)
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April 29, 2004
Title
Ronald P. Beer (Newfoundland District Council, IDA)
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April 29, 2004
Title
David Farrish (Quadrsu)
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April 29, 2004
Title
W. Terence Wright (Investors Group)
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April 29, 2004
Title
Gary Reamey (Edward Jones)
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April 29, 2004
Title
David Barber & John Whaley (IFBC)
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April 28, 2004
Title
John Fitzpatrick (New Brunswick District Council of the IDA)
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April 27, 2004
Title
Joseph J. Oliver (IDA of Canada)
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April 27, 2004
Title
Nova Scotia District Council of IDA
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April 26, 2004
Title
David Gauthier (IDA, PEDC)
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April 20, 2004
Title
Michael Beswick (ACPM)
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March 17, 2004
Title
Max Meier (Pacific International Securities Inc.)
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March 3, 2004
Title
PSWoodward
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February 27, 2004
Title
Joe Chisholm
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February 6, 2004
Title
Manfred F. Scholl
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Comments Received (comment period due April 30, 2004 )