45-106 - Prospectus Exemptions

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Results 1 - 131 of 131

Instruments, rules and policies

Policy #
Document name
Document type
Date
45-106
National Instrument 45-106 Prospectus Exemptions
National Instrument Forms
45-106
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption
Amendments to National Instrument Companion Policy Forms
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument Forms
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Companion Policy Forms
13-103
CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+)
CSA Notice National Instrument
45-106
Companion Policy 45-106CP Prospectus Exemptions
Companion Policy
45-106
Notice of Ministerial Approval of Amendments to National Instrument 45-106 Prospectus Exemptions relating to the Offering Memorandum Prospectus Exemption
National Instrument
45-106
Notice of Coming into Force of Amendments to National Instrument 45-106 Prospectus Exemptions and Consequential Amendments to National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR), National Instrument 45-102 Resale of Securities, Ontario Securities Commission Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission and Ontario Securities Commission Rule 45-501 Ontario Prospectus and Registration Exemptions
National Instrument
45-106
Revised Schedule 1 Excel template
National Instrument
45-106, 13-101, 45-102
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to Introduce the Listed Issuer Financing Exemption
Amendments to National Instrument Amendments to Companion Policy
41-101
Reducing Regulatory Burden for Investment Fund Issuers — Phase 2, Stage 1— Supplement to the OSC Bulletin
Amendments to National Instrument
45-106
CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption Comments Received
Request for Comment
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Companion Policy
31-103
Notice of Ministerial Approval of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 45-106 Prospectus Exemptions, and OSC Rule 45-501 Ontario Prospectus and Registration
Notice of Ministerial Approval
45-106
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31- 103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP Prospectus Exemptions and Compan
CSA Notice
45-326
CSA Staff Notice 45-326 - Update on: Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP Prospectus
CSA Notice National Instrument
45-326
CSA Staff Notice 45-326 Update on: Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP
CSA Notice
13-103
Proposed National Systems Renewal Program Rule and Related Amendments Comments Received
National Instrument Request for Comment
45-106
CSA Second Notice and Request for Comment Proposed Amendments Related to Syndicated Mortgages Comments Received
Request for Comment National Instrument
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument
45-308
CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-106
Notice of Coming into Force of Amendments to National Instrument 45-106 Prospectus Exemptions and Consequential Amendments to Ontario Securities Commission Rule 72-503 Distributions Outside Canada
Amendments to National Instrument
45-308
Notice of Correction - CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
National Instrument Notice of Correction
45-323
CSA Staff Notice 45-323 (Revised) Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
CSA Notice
45-308
Notice of Correction - CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice Notice of Correction
45-106
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Change to Companion Policy 45-106CP Prospectus Exemptions relating to Reports of Exempt Distribution
Amendments to National Instrument
45-106
CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-106
Revised Schedule 1 Excel template (effective October 5, 2018)
National Instrument
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Proposed Amendments to NI 45-106 Prospectus Exemptions and NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to CP 45-106CP Prospectus Exemptions Comments Received
Request for Comment National Instrument
45-106
Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution Comments Received
Request for Comment National Instrument
45-323
CSA Staff Notice 45-323 - Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
11-334
CSA Staff Notice 11-334 Notice of Local Amendments and Changes in Certain Jurisdictions
CSA Notice
45-308
CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-308
Highlighted version of CSA Staff Notice 45-308 (Revised) - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-106
Amendment to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Notice of Ministerial Approval of Amendment to NI 45-106 Prospectus Exemptions
Notice of Ministerial Approval National Instrument
45-106
Ontario Amending Instrument for National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Notice of Ministerial Approval of Amendments to NI 45-106 Prospectus Exemptions
Notice of Ministerial Approval National Instrument
45-106
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions Relating to Reports of Exempt Distribution
Notice of Commission Approval National Instrument
45-308
CSA Staff Notice 45-308 (Revised) - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-106
Schedule 1 Template (New Harmonized Report of Exempt Distribution)
National Instrument
45-106
Schedule 2 Template (New Harmonized Report of Exempt Distribution)
National Instrument
45-106
Summary of Key Capital Raising Prospectus Exemptions in Ontario
Background/Research
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Amendments to National Instrument
45-106
Notice of Ministerial Approval of Amendments to NI 45-106 Prospectus Exemptions
Notice of Ministerial Approval National Instrument
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Backgrounder - Exempt Market Review (Updated)
Background/Research
45-106
Multilateral CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions Relating to the Offering Memorandum Exemption
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
33-105
Notice of Ministerial Approval of Amendments to NI 33-105 Underwriting Conflicts, NI 45-106 Prospectus Exemptions and OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
Notice of Ministerial Approval National Instrument
45-106
Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution Comments Received
Request for Comment National Instrument
45-308
CSA Staff Notice 45-308 (Revised) - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-501
Notice of Amendments to OSC Rule 45-501 Ontario Prospectus and Registrations Exemptions and NI 45-106 Prospectus Exemptions
Notice of Commission Approval National Instrument
45-106
Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Family, Friends and Business Associates Exemption
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Short-term Securitized Products
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106CP Prospectus and Registration Exemptions Relating to the Family, Friends and Business Associates Exemption
Amendments to National Instrument
45-106
Companion Policy 45-106CP Prospectus and Registration Exemptions (Blackline of Changes Relating to the Accredited Investor, Minimum Amount Investment and Short-term Debt Prospectus Exemptions and Short-term Securitized Products)
Amendments to National Instrument
45-106
Information on where to deliver undertaking under section 2.35.4
Background/Research
45-106
Notice of Ministerial Approval of Amendments to NI 45-106 Prospectus and Registration Exemptions and Consequential Amendments
Notice of Ministerial Approval National Instrument
45-106
Amendments to National Instrument 45-106 Prospectus and Registration Exemptions
Amendments to National Instrument
45-106
Backgrounder - Exempt Market Review (Updated)
Background/Research
24-401
Amendments to NI 24-101 Institutional Trade Matching and Settlement, NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, NI 33-109 Registration Information, NI 44-102 Shelf Distributions, NI 45-106 Prospectus
Amendments to National Instrument
45-106
Backgrounder - Exempt Market Review
Background/Research
45-106
Introduction of Proposed Prospectus Exemptions and Proposed Reports of Exempt Distribution in Ontario Comments Received
Request for Comment National Instrument
45-106
CSA Notice and Request for Comment: Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions Comments Received
Request for Comment National Instrument
45-106
Proposed Amendments: NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Proposed Securitized Products Amendments Comments Received
Request for Comment National Instrument
45-106
Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions
Request for Comment National Instrument
45-401
Roundtable Consultation Session on CSA’s Review of Minimum Amount and Accredited Investor Prospectus Exemptions
Concept Proposal
45-401
Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions
Concept Proposal
45-401
Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions Comments Received
Concept Proposal
45-106
Request for Comments: Proposed Amendments to NI 45-106
Request for Comment National Instrument
13-502
Final: IFRS-Related Amendments to Securities Rules and Policies
Amendments to OSC Rule
31-103
Final: IFRS-Related Amendments to Securities Rules and Policies
Amendments to National Instrument
13-503
Final: IFRS-Related Amendments to Securities Rules and Policies
Notice of Ministerial Approval OSC Rule
13-502
Notice of Ministerial Approval of IFRS-Related Amendments to Securities Rules and Regulation 1015 under the Securities Act
Notice of Ministerial Approval OSC Rule
13-503
Notice of Ministerial Approval of IFRS-Related Amendments to Securities Rules and Regulation 1015 under the Securities Act
Notice of Ministerial Approval OSC Rule
45-106
Notice of IFRS-Related Amendments to NI 45-106 Prospectus And Registration Exemptions and Companion Policy 45-106CP Prospectus And Registration Exemptions
Amendments to National Instrument
43-101
CSA Notice and Request for Comment Comments Received
Request for Comment National Instrument
31-103
CSA Staff Notice: 45-304 - Notice of Local Exemptions Related to NI 45-106 Prospectus and Registration Exemptions and NI 31-103 Registration Requirements and Exemptions
CSA Notice National Instrument
45-106
CSA Notice and Request for Comment - Proposed Amendments to National Instrument 45-106 Prospectus and Registration Exemptions
Request for Comment National Instrument
45-106
Amendments
Amendments to National Instrument
45-106
National Instrument: NI - 45-102 - Resale of Securities
National Instrument
45-106
Notice and Request for Comment: NI - 45-102 - Resale of Securities Comments Received
Request for Comment National Instrument
31-103
Proposed National Instrument: NI 31-103 - Registration Requirements
Request for Comment National Instrument
31-103
Proposed National Instrument, Notice and Request for Comments, Companion Policy and related forms: NI 31-103 - Registration Requirements
Request for Comment National Instrument
51-102
CSA Notice and Request for Comments: NI 51-102 - Continuous Disclosure Obligations Comments Received
Request for Comment National Instrument
45-106
Notice of Ministerial Approval: NI - 45-106 - Prospectus and Registration Exemptions
Notice of Ministerial Approval National Instrument
45-106
Ontario Amending Instrument: NI - 45-106 - Prospectus and Registration Exemptions
Amendments to National Instrument
45-106
Amendment: NI - 45-106 - Prospectus and Registration Exemptions
Amendments to National Instrument
45-106
Notice: NI - 45-106 - Prospectus and Registration Exemptions
Notice of Commission Approval National Instrument
45-106
CSA Staff Notice: NI - 45-106 - Prospectus and Registration Exemptions
CSA Notice National Instrument
45-106
CSA Request for Comment
Request for Comment National Instrument
45-106
Request for Comment
Request for Comment National Instrument
45-106
Notice of Correction: NI - 45-106 - Prospectus and Registration Exemptions
National Instrument Notice of Correction
45-106
CSA Staff Notice: 45-304 - Notice of Local Exemptions Related to NI 45-106 - Prospectus and Registration Exemptions
CSA Notice National Instrument
45-106
National Instrument and Consequential Amendments
Amendments to National Instrument
13-502
Notice of Ministerial Approval
Notice of Ministerial Approval OSC Rule
13-502
Notice of Ministerial Approval: Notice - 13-502 - Fees
Notice of Ministerial Approval OSC Rule
45-106
CSA Table of Concordance: NI - 45-106 - Prospectus and Registration Exemptions
National Instrument
45-106
National Instrument and Consequential Amendments
Amendments to National Instrument
45-106
Notice of Commission Approval: NI - 45-106 - Prospectus and Registration Exemptions
Notice of Commission Approval National Instrument
45-106
Notice: NI - 45-106 - Prospectus and Registration Exemptions Comments Received
Request for Comment National Instrument
45-106
Proposed National Instrument and Proposed Consequential Amendments
Request for Comment National Instrument

Unofficial consolidations including forms

45-106
Unofficial Consolidation: National Instrument 45-106 Prospectus Exemptions
Unofficial Consolidation National Instrument
45-106
Unofficial Consolidation: Companion Policy 45-106CP Prospectus Exemptions
Unofficial Consolidation Companion Policy
45-106
Unofficial Consolidation: Form 45-106F1 Report of Exempt Distribution
Unofficial Consolidation Forms
45-106
Unofficial consolidation of National Instrument 45-106 and its Companion Policy (effective April 1, 2017)
Unofficial Consolidation National Instrument
45-106
Unofficial Consolidation: Form 45-106F8 Information Memorandum For Short-Term Securitized Products Distributed Under Section 2.35.1
Unofficial Consolidation Forms
45-106
Unofficial consolidation of National Instrument 45-106 and its Companion Policy (effective October 5, 2016)
Unofficial Consolidation National Instrument
45-106
Unofficial consolidation of National Instrument 45-106 Prospectus Exemptions and its Companion Policy (effective July 29, 2016)
Unofficial Consolidation National Instrument
45-106
Unofficial Consolidation: Form 45-106F16 Notice of Use of Proceeds
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F17 Notice of Specified Key Events
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F3 Offering Memorandum for Non-Qualifying Issuers
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F4 Risk Acknowledgement
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates
Unofficial Consolidation Forms
45-106
Unofficial consolidation of National Instrument 45-106 Prospectus Exemptions
Unofficial Consolidation National Instrument
45-106
Unofficial Consolidation: Form 45-106F14 Rights Offering Notice for Reporting Issuers
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F15 Rights Offering Circular for Reporting Issuers
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F12 Risk Acknowledgement Form for Family, Friend and Business Associate Investors
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F7 Information Memorandum For Short-Term Securitized Products Distributed Under Section 2.35.1
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F9 Form for Individual Accredited Investors
Unofficial Consolidation Forms
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Results 1 - 152 of 152

Instruments, rules and policies

Policy #
Document name
Document type
Date
45-106
National Instrument 45-106 Prospectus Exemptions
National Instrument Forms
45-106
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption
Amendments to National Instrument Companion Policy Forms
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument Forms
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Companion Policy Forms
13-103
CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+)
CSA Notice National Instrument
45-106
Notice of Ministerial Approval of Amendments to National Instrument 45-106 Prospectus Exemptions relating to the Offering Memorandum Prospectus Exemption
National Instrument
45-106
Companion Policy 45-106CP Prospectus Exemptions
Companion Policy
45-106
Notice of Coming into Force of Amendments to National Instrument 45-106 Prospectus Exemptions and Consequential Amendments to National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR), National Instrument 45-102 Resale of Securities, Ontario Securities Commission Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission and Ontario Securities Commission Rule 45-501 Ontario Prospectus and Registration Exemptions
National Instrument
45-106
Revised Schedule 1 Excel template
National Instrument
45-106, 13-101, 45-102
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to Introduce the Listed Issuer Financing Exemption
Amendments to National Instrument Amendments to Companion Policy
41-101
Reducing Regulatory Burden for Investment Fund Issuers — Phase 2, Stage 1— Supplement to the OSC Bulletin
Amendments to National Instrument
45-106
CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption Comments Received
Request for Comment
31-103
Notice of Ministerial Approval of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 45-106 Prospectus Exemptions, and OSC Rule 45-501 Ontario Prospectus and Registration
Notice of Ministerial Approval
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Companion Policy
45-106
Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption Comments Received
CSA Notice Request for Comment
45-106
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31- 103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP Prospectus Exemptions and Compan
CSA Notice
45-326
CSA Staff Notice 45-326 - Update on: Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP Prospectus
CSA Notice National Instrument
45-326
CSA Staff Notice 45-326 Update on: Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP
CSA Notice
13-103
Proposed National Systems Renewal Program Rule and Related Amendments Comments Received
National Instrument Request for Comment
45-106
CSA Second Notice and Request for Comment Proposed Amendments Related to Syndicated Mortgages Comments Received
Request for Comment National Instrument
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Notice of Coming into Force of Amendments to National Instrument 45-106 Prospectus Exemptions and Consequential Amendments to Ontario Securities Commission Rule 72-503 Distributions Outside Canada
Amendments to National Instrument
45-308
CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-308
Notice of Correction - CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
National Instrument Notice of Correction
45-308
Notice of Correction - CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice Notice of Correction
45-323
CSA Staff Notice 45-323 (Revised) Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
CSA Notice
45-106
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Change to Companion Policy 45-106CP Prospectus Exemptions relating to Reports of Exempt Distribution
Amendments to National Instrument
45-106
CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-106
Revised Schedule 1 Excel template (effective October 5, 2018)
National Instrument
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument
31-103
Notice of Ministerial Approval of Amendments to NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106 and OSC Rule 33-506
Notice of Ministerial Approval National Instrument
31-103
CSA Notice of Amendments Relating to Designated Rating Organizations
Amendments to National Instrument
45-106
Proposed Amendments to NI 45-106 Prospectus Exemptions and NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to CP 45-106CP Prospectus Exemptions Comments Received
Request for Comment National Instrument
81-102 81-102CP
CSA Notice and Request for Comment Relating to Designated Rating Organizations Comments Received
Request for Comment National Instrument
45-106
Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution Comments Received
Request for Comment National Instrument
45-323
CSA Staff Notice 45-323 - Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
11-334
CSA Staff Notice 11-334 Notice of Local Amendments and Changes in Certain Jurisdictions
CSA Notice
45-308
Highlighted version of CSA Staff Notice 45-308 (Revised) - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-308
CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-106
Amendment to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Notice of Ministerial Approval of Amendment to NI 45-106 Prospectus Exemptions
Notice of Ministerial Approval National Instrument
45-106
Ontario Amending Instrument for National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Notice of Ministerial Approval of Amendments to NI 45-106 Prospectus Exemptions
Notice of Ministerial Approval National Instrument
45-106
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions Relating to Reports of Exempt Distribution
Notice of Commission Approval National Instrument
45-106
Schedule 1 Template (New Harmonized Report of Exempt Distribution)
National Instrument
45-106
Schedule 2 Template (New Harmonized Report of Exempt Distribution)
National Instrument
45-308
CSA Staff Notice 45-308 (Revised) - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-106
Summary of Key Capital Raising Prospectus Exemptions in Ontario
Background/Research
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Notice of Ministerial Approval of Amendments to NI 45-106 Prospectus Exemptions
Notice of Ministerial Approval National Instrument
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Notice of Ministerial Approval of Amendments to NI 45-16 Prospectus Exemptions, NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions and NI 45-102 Resale of Securities, and the Repeal of NI 45-101 Rights Offerings
Notice of Ministerial Approval National Instrument
45-106
Backgrounder - Exempt Market Review (Updated)
Background/Research
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Multilateral CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions Relating to the Offering Memorandum Exemption
Amendments to National Instrument
45-106
CSA Notice of Amendments Relating to Rights Offerings to NI 45-106 Prospectus Exemptions, NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions and NI 45-102 Resale of Securities, and Repeal of NI 45-101 Rights Offerings
Notice of Commission Approval National Instrument
41-101
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
Notice of Commission Approval National Instrument
33-105
Notice of Ministerial Approval of Amendments to NI 33-105 Underwriting Conflicts, NI 45-106 Prospectus Exemptions and OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
Notice of Ministerial Approval National Instrument
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution Comments Received
Request for Comment National Instrument
45-308
CSA Staff Notice 45-308 (Revised) - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-501
Notice of Amendments to OSC Rule 45-501 Ontario Prospectus and Registrations Exemptions and NI 45-106 Prospectus Exemptions
Notice of Commission Approval National Instrument
45-304
CSA Staff Notice 45-304 (Revised) - Notice of Local Exemptions Related to NI 45-106 Prospectus Exemptions and NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
CSA Notice National Instrument
45-106
Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Family, Friends and Business Associates Exemption
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Short-term Securitized Products
Amendments to National Instrument
45-106
Notice of Ministerial Approval of Amendments to NI 45-106 Prospectus and Registration Exemptions and Consequential Amendments
Notice of Ministerial Approval National Instrument
45-106
Information on where to deliver undertaking under section 2.35.4
Background/Research
45-106
Changes to Companion Policy 45-106CP Prospectus and Registration Exemptions Relating to the Family, Friends and Business Associates Exemption
Amendments to National Instrument
45-106
Companion Policy 45-106CP Prospectus and Registration Exemptions (Blackline of Changes Relating to the Accredited Investor, Minimum Amount Investment and Short-term Debt Prospectus Exemptions and Short-term Securitized Products)
Amendments to National Instrument
45-106
Backgrounder - Exempt Market Review (Updated)
Background/Research
45-106
Amendments to National Instrument 45-106 Prospectus and Registration Exemptions
Amendments to National Instrument
45-106
Proposed Amendments: NI 45-106 Prospectus and Registration Exemptions, NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions and NI 45-102 Resale Restrictions and Proposed Repeal of NI 45-101 Rights Offering Comments Received
Request for Comment National Policy
24-401
Amendments to NI 24-101 Institutional Trade Matching and Settlement, NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, NI 33-109 Registration Information, NI 44-102 Shelf Distributions, NI 45-106 Prospectus
Amendments to National Instrument
45-106
Backgrounder - Exempt Market Review
Background/Research
45-106
Introduction of Proposed Prospectus Exemptions and Proposed Reports of Exempt Distribution in Ontario Comments Received
Request for Comment National Instrument
45-106
CSA Notice and Request for Comment: Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions Comments Received
Request for Comment National Instrument
45-106
Proposed Amendments: NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Proposed Securitized Products Amendments Comments Received
Request for Comment National Instrument
45-106
Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions
Request for Comment National Instrument
41-101
Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
Request for Comment National Instrument
25-101
CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
Notice of Commission Approval National Instrument
51-103
Republication and Request for Comment: Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers and Related Amendments Comments Received
Request for Comment National Instrument
25-101
Proposed Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations Comments Received
Request for Comment National Instrument
45-308
CSA Staff Notice: 45-308 - Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus and Registration Exemptions
CSA Notice National Instrument
45-401
Roundtable Consultation Session on CSA’s Review of Minimum Amount and Accredited Investor Prospectus Exemptions
Concept Proposal
45-401
Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions Comments Received
Concept Proposal
45-401
Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions
Concept Proposal
41-103
CSA Staff Notice 11-315 - Extension of Consultation Period
CSA Notice Request for Comment
45-106
Request for Comments: Proposed Amendments to NI 45-106
Request for Comment National Instrument
31-103
Final: IFRS-Related Amendments to Securities Rules and Policies
Amendments to National Instrument
13-502
Final: IFRS-Related Amendments to Securities Rules and Policies
Amendments to OSC Rule
13-502
Notice of Ministerial Approval of IFRS-Related Amendments to Securities Rules and Regulation 1015 under the Securities Act
Notice of Ministerial Approval OSC Rule
52-107
Notice of Ministerial Approval of IFRS-Related Amendments to Securiities Rules and Regulation 1015 under the Securities Act
Notice of Ministerial Approval National Instrument
13-503
Final: IFRS-Related Amendments to Securities Rules and Policies
Notice of Ministerial Approval OSC Rule
13-503
Notice of Ministerial Approval of IFRS-Related Amendments to Securities Rules and Regulation 1015 under the Securities Act
Notice of Ministerial Approval OSC Rule
45-106
Notice of IFRS-Related Amendments to NI 45-106 Prospectus And Registration Exemptions and Companion Policy 45-106CP Prospectus And Registration Exemptions
Amendments to National Instrument
43-101
CSA Notice and Request for Comment Comments Received
Request for Comment National Instrument
31-103
CSA Staff Notice: 45-304 - Notice of Local Exemptions Related to NI 45-106 Prospectus and Registration Exemptions and NI 31-103 Registration Requirements and Exemptions
CSA Notice National Instrument
45-304
CSA Staff Notice: 45-304 - Notice of Local Exemptions Related to NI 45-106 Prospectus and Registration Exemptions and NI 31-103 Registration Requirements and Exemptions
CSA Notice National Instrument
45-106
CSA Notice and Request for Comment - Proposed Amendments to National Instrument 45-106 Prospectus and Registration Exemptions
Request for Comment National Instrument
45-106
Amendments
Amendments to National Instrument
45-106
Notice of Ministerial Approval of Repeal and Replacement
Notice of Ministerial Approval National Instrument
45-106
National Instrument: NI - 45-102 - Resale of Securities
National Instrument
45-106
Notice and Request for Comment: NI - 45-102 - Resale of Securities Comments Received
Request for Comment National Instrument
31-103
Proposed National Instrument, Notice and Request for Comments, Companion Policy and related forms: NI 31-103 - Registration Requirements
Request for Comment National Instrument
31-103
Proposed National Instrument: NI 31-103 - Registration Requirements
Request for Comment National Instrument
51-102
CSA Notice and Request for Comments: NI 51-102 - Continuous Disclosure Obligations Comments Received
Request for Comment National Instrument
45-106
Notice of Ministerial Approval: NI - 45-106 - Prospectus and Registration Exemptions
Notice of Ministerial Approval National Instrument
45-106
Ontario Amending Instrument: NI - 45-106 - Prospectus and Registration Exemptions
Amendments to National Instrument
45-106
Notice: NI - 45-106 - Prospectus and Registration Exemptions
Notice of Commission Approval National Instrument
45-106
Amendment: NI - 45-106 - Prospectus and Registration Exemptions
Amendments to National Instrument
45-106
CSA Staff Notice: NI - 45-106 - Prospectus and Registration Exemptions
CSA Notice National Instrument
45-106
Request for Comment
Request for Comment National Instrument
45-106
CSA Request for Comment
Request for Comment National Instrument
45-106
Notice of Correction: NI - 45-106 - Prospectus and Registration Exemptions
National Instrument Notice of Correction
13-502
Notice of Ministerial Approval
Notice of Ministerial Approval OSC Rule
13-502
Notice of Ministerial Approval: Notice - 13-502 - Fees
Notice of Ministerial Approval OSC Rule
62-103
Notice of Ministerial Approval
Notice of Ministerial Approval National Instrument
45-106
National Instrument and Consequential Amendments
Amendments to National Instrument
45-106
CSA Staff Notice: 45-304 - Notice of Local Exemptions Related to NI 45-106 - Prospectus and Registration Exemptions
CSA Notice National Instrument
45-106
National Instrument and Consequential Amendments
Amendments to National Instrument
45-106
CSA Table of Concordance: NI - 45-106 - Prospectus and Registration Exemptions
National Instrument
45-106
Notice of Commission Approval: NI - 45-106 - Prospectus and Registration Exemptions
Notice of Commission Approval National Instrument
45-106
Proposed National Instrument and Proposed Consequential Amendments
Request for Comment National Instrument
45-106
Notice: NI - 45-106 - Prospectus and Registration Exemptions Comments Received
Request for Comment National Instrument

Unofficial consolidations including forms

45-106
Unofficial Consolidation: National Instrument 45-106 Prospectus Exemptions
Unofficial Consolidation National Instrument
45-106
Unofficial Consolidation: Companion Policy 45-106CP Prospectus Exemptions
Unofficial Consolidation Companion Policy
45-106
Unofficial Consolidation: National Instrument 45-106 Prospectus Exemptions
Unofficial Consolidation National Instrument
45-106
Unofficial Consolidation: Form 45-106F1 Report of Exempt Distribution
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Companion Policy 45-106CP Prospectus Exemptions
Unofficial Consolidation Companion Policy
45-106
Unofficial consolidation of National Instrument 45-106 and its Companion Policy (effective April 1, 2017)
Unofficial Consolidation National Instrument
45-106
Unofficial Consolidation: Form 45-106F8 Information Memorandum For Short-Term Securitized Products Distributed Under Section 2.35.1
Unofficial Consolidation Forms
45-106
Unofficial consolidation of National Instrument 45-106 and its Companion Policy (effective October 5, 2016)
Unofficial Consolidation National Instrument
45-106
Unofficial consolidation of National Instrument 45-106 Prospectus Exemptions and its Companion Policy (effective July 29, 2016)
Unofficial Consolidation National Instrument
45-106
Unofficial consolidation of National Instrument 45-106 Prospectus Exemptions
Unofficial Consolidation National Instrument
45-106
Unofficial Consolidation: Form 45-106F16 Notice of Use of Proceeds
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F17 Notice of Specified Key Events
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F3 Offering Memorandum for Non-Qualifying Issuers
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F4 Risk Acknowledgement
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F14 Rights Offering Notice for Reporting Issuers
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F15 Rights Offering Circular for Reporting Issuers
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F12 Risk Acknowledgement Form for Family, Friend and Business Associate Investors
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F7 Information Memorandum For Short-Term Securitized Products Distributed Under Section 2.35.1
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F9 Form for Individual Accredited Investors
Unofficial Consolidation Forms