45-106 - Prospectus Exemptions

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Unofficial consolidations including forms

Policy #
Document name
Document type
Date
45-106
Unofficial Consolidation: National Instrument 45-106 - Prospectus Exemptions
Unofficial Consolidation National Instrument
45-106
Unofficial Consolidation: Companion Policy 45-106CP Prospectus Exemptions
Unofficial Consolidation Companion Policy
45-106
Unofficial Consolidation: Form 45-106F14 Rights Offering Notice for Reporting Issuers
Unofficial Consolidation Forms
45-106, 45-106
Unofficial Consolidation: Form 45-106F15 Rights Offering Circular for Reporting Issuers
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F19 Listed Issuer Financing Document
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F3 Offering Memorandum for Qualifying Issuers
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F18 Supplemental Offering Memorandum Disclosure for Syndicated Mortgages
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F1 Report of Exempt Distribution
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F8 Information Memorandum For Short-Term Securitized Products Distributed Under Section 2.35.1
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F16 Notice of Use of Proceeds
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F17 Notice of Specified Key Events
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F4 Risk Acknowledgement
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F12 Risk Acknowledgement Form for Family, Friend and Business Associate Investors
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F7 Information Memorandum For Short-Term Securitized Products Distributed Under Section 2.35.1
Unofficial Consolidation Forms
45-106
Unofficial Consolidation: Form 45-106F9 Form for Individual Accredited Investors
Unofficial Consolidation Forms

Instruments, rules and policies

41-101, 44-101 , 45-106 , 51-102 , 51-105 , 52-109 , 52-110 , 58-101 , 61-101 , 62-104 , 71-102 , 81-101 81-101CP , 46-201
CSA Notice and Request for Comment – Proposed Amendments and Changes to Certain National Instruments and Policies Related to the Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market Name Changes, and Majority Voting Form of Proxy Requirements
Request for Comment Amendments to National Instrument
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument
14-101
Notice of Coming into Force of Amendments to National Instrument 14-101 Definitions and Consequential Amendments
Amendments to National Instrument
14-101
CSA Notice of Amendments to National Instrument 14-101 Definitions and Consequential Amendments
CSA Notice
45-308
CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument Forms
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Changes to Companion Policy
13-102
Notice of Ministerial Approval of Rules and Consequential Amendments related to SEDAR+
Notice of Ministerial Approval of Rules and Consequential Amendments
13-103
CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+)
CSA Notice National Instrument
45-106
Companion Policy 45-106CP Prospectus Exemptions
Companion Policy
45-106
National Instrument 45-106 Prospectus Exemptions
National Instrument Forms
45-106
Notice of Ministerial Approval of Amendments to National Instrument 45-106 Prospectus Exemptions relating to the Offering Memorandum Prospectus Exemption
National Instrument
45-106
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption
Amendments to National Instrument Companion Policy Forms
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument Forms
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Companion Policy Forms
45-106
Notice of Coming into Force of Amendments to National Instrument 45-106 Prospectus Exemptions and Consequential Amendments to National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR), National Instrument 45-102 Resale of Securities, Ontario Securities Commission Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission and Ontario Securities Commission Rule 45-501 Ontario Prospectus and Registration Exemptions
National Instrument
45-106
Revised Schedule 1 Excel template
National Instrument
45-106, 13-101 , 45-102
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to Introduce the Listed Issuer Financing Exemption
Amendments to National Instrument Amendments to Companion Policy
41-101
Reducing Regulatory Burden for Investment Fund Issuers — Phase 2, Stage 1— Supplement to the OSC Bulletin
Amendments to National Instrument
45-106
CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption Comments Received
Request for Comment
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Companion Policy
31-103
Notice of Ministerial Approval of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 45-106 Prospectus Exemptions, and OSC Rule 45-501 Ontario Prospectus and Registration
Notice of Ministerial Approval
45-106
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31- 103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP Prospectus Exemptions and Compan
CSA Notice
45-326
CSA Staff Notice 45-326 - Update on: Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP Prospectus
CSA Notice National Instrument
45-326
CSA Staff Notice 45-326 Update on: Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP
CSA Notice
13-103
CSA Notice and Request for Comment - Proposed National Systems Renewal Program Rule and Related Amendments Comments Received
National Instrument Request for Comment
45-106
CSA Second Notice and Request for Comment Proposed Amendments Related to Syndicated Mortgages Comments Received
Request for Comment National Instrument
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument
45-308
CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-106
Notice of Coming into Force of Amendments to National Instrument 45-106 Prospectus Exemptions and Consequential Amendments to Ontario Securities Commission Rule 72-503 Distributions Outside Canada
Amendments to National Instrument
45-308
Notice of Correction - CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
National Instrument Notice of Correction
45-323
CSA Staff Notice 45-323 (Revised) Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
CSA Notice
45-308
Notice of Correction - CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice Notice of Correction
45-106
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Change to Companion Policy 45-106CP Prospectus Exemptions relating to Reports of Exempt Distribution
Amendments to National Instrument
45-106
CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-106
Revised Schedule 1 Excel template (effective October 5, 2018)
National Instrument
45-106
Amendments to National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Proposed Amendments to NI 45-106 Prospectus Exemptions and NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to CP 45-106CP Prospectus Exemptions Comments Received
Request for Comment National Instrument
45-106
Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution Comments Received
Request for Comment National Instrument
45-323
CSA Staff Notice 45-323 - Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
11-334
CSA Staff Notice 11-334 Notice of Local Amendments and Changes in Certain Jurisdictions
CSA Notice
45-308
CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-308
Highlighted version of CSA Staff Notice 45-308 (Revised) - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-106
Amendment to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Notice of Ministerial Approval of Amendment to NI 45-106 Prospectus Exemptions
Notice of Ministerial Approval National Instrument
45-106
Ontario Amending Instrument for National Instrument 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Notice of Ministerial Approval of Amendments to NI 45-106 Prospectus Exemptions
Notice of Ministerial Approval National Instrument
45-106
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions Relating to Reports of Exempt Distribution
Notice of Commission Approval National Instrument
45-308
CSA Staff Notice 45-308 (Revised) - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-106
Schedule 1 Template (New Harmonized Report of Exempt Distribution)
National Instrument
45-106
Schedule 2 Template (New Harmonized Report of Exempt Distribution)
National Instrument
45-106
Summary of Key Capital Raising Prospectus Exemptions in Ontario
Background/Research
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Amendments to National Instrument
45-106
Notice of Ministerial Approval of Amendments to NI 45-106 Prospectus Exemptions
Notice of Ministerial Approval National Instrument
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106CP Prospectus Exemptions
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
45-106
Backgrounder - Exempt Market Review (Updated)
Background/Research
45-106
Multilateral CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions Relating to the Offering Memorandum Exemption
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus Exemptions
Amendments to National Instrument
33-105
Notice of Ministerial Approval of Amendments to NI 33-105 Underwriting Conflicts, NI 45-106 Prospectus Exemptions and OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
Notice of Ministerial Approval National Instrument
45-106
Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution Comments Received
Request for Comment National Instrument
45-308
CSA Staff Notice 45-308 (Revised) - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
CSA Notice National Instrument
45-501
Notice of Amendments to OSC Rule 45-501 Ontario Prospectus and Registrations Exemptions and NI 45-106 Prospectus Exemptions
Notice of Commission Approval National Instrument
45-106
Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Family, Friends and Business Associates Exemption
Amendments to National Instrument
45-106
Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Short-term Securitized Products
Amendments to National Instrument
45-106
Changes to Companion Policy 45-106CP Prospectus and Registration Exemptions Relating to the Family, Friends and Business Associates Exemption
Amendments to National Instrument
45-106
Companion Policy 45-106CP Prospectus and Registration Exemptions (Blackline of Changes Relating to the Accredited Investor, Minimum Amount Investment and Short-term Debt Prospectus Exemptions and Short-term Securitized Products)
Amendments to National Instrument
45-106
Information on where to deliver undertaking under section 2.35.4
Background/Research
45-106
Notice of Ministerial Approval of Amendments to NI 45-106 Prospectus and Registration Exemptions and Consequential Amendments
Notice of Ministerial Approval National Instrument
45-106
Amendments to National Instrument 45-106 Prospectus and Registration Exemptions
Amendments to National Instrument
45-106
Backgrounder - Exempt Market Review (Updated)
Background/Research
24-401
Amendments to NI 24-101 Institutional Trade Matching and Settlement, NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, NI 33-109 Registration Information, NI 44-102 Shelf Distributions, NI 45-106 Prospectus
Amendments to National Instrument
45-106
Backgrounder - Exempt Market Review
Background/Research
45-106
Introduction of Proposed Prospectus Exemptions and Proposed Reports of Exempt Distribution in Ontario Comments Received
Request for Comment National Instrument
45-106
CSA Notice and Request for Comment: Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions Comments Received
Request for Comment National Instrument
45-106
Proposed Amendments: NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Proposed Securitized Products Amendments Comments Received
Request for Comment National Instrument
45-106
Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions
Request for Comment National Instrument
45-401
Roundtable Consultation Session on CSA’s Review of Minimum Amount and Accredited Investor Prospectus Exemptions
Concept Proposal
45-401
Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions Comments Received
Concept Proposal
45-401
Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions
Concept Proposal
45-106
Request for Comments: Proposed Amendments to NI 45-106
Request for Comment National Instrument
31-103
Final: IFRS-Related Amendments to Securities Rules and Policies
Amendments to National Instrument
13-502
Final: IFRS-Related Amendments to Securities Rules and Policies
Amendments to OSC Rule
13-503
Final: IFRS-Related Amendments to Securities Rules and Policies
Notice of Ministerial Approval OSC Rule
13-502
Notice of Ministerial Approval of IFRS-Related Amendments to Securities Rules and Regulation 1015 under the Securities Act
Notice of Ministerial Approval OSC Rule
13-503
Notice of Ministerial Approval of IFRS-Related Amendments to Securities Rules and Regulation 1015 under the Securities Act
Notice of Ministerial Approval OSC Rule
45-106
Notice of IFRS-Related Amendments to NI 45-106 Prospectus And Registration Exemptions and Companion Policy 45-106CP Prospectus And Registration Exemptions
Amendments to National Instrument
43-101
CSA Notice and Request for Comment Comments Received
Request for Comment National Instrument
31-103
CSA Staff Notice: 45-304 - Notice of Local Exemptions Related to NI 45-106 Prospectus and Registration Exemptions and NI 31-103 Registration Requirements and Exemptions
CSA Notice National Instrument
45-106
CSA Notice and Request for Comment - Proposed Amendments to National Instrument 45-106 Prospectus and Registration Exemptions
Request for Comment National Instrument
45-106
Amendments
Amendments to National Instrument
45-106
National Instrument: NI - 45-102 - Resale of Securities
National Instrument
45-106
Notice and Request for Comment: NI - 45-102 - Resale of Securities Comments Received
Request for Comment National Instrument
31-103
Proposed National Instrument: NI 31-103 - Registration Requirements
Request for Comment National Instrument
31-103
Proposed National Instrument, Notice and Request for Comments, Companion Policy and related forms: NI 31-103 - Registration Requirements
Request for Comment National Instrument
51-102
CSA Notice and Request for Comments: NI 51-102 - Continuous Disclosure Obligations Comments Received
Request for Comment National Instrument
45-106
Notice of Ministerial Approval: NI - 45-106 - Prospectus and Registration Exemptions
Notice of Ministerial Approval National Instrument
45-106
Ontario Amending Instrument: NI - 45-106 - Prospectus and Registration Exemptions
Amendments to National Instrument
45-106
Amendment: NI - 45-106 - Prospectus and Registration Exemptions
Amendments to National Instrument
45-106
Notice: NI - 45-106 - Prospectus and Registration Exemptions
Notice of Commission Approval National Instrument
45-106
CSA Staff Notice: NI - 45-106 - Prospectus and Registration Exemptions
CSA Notice National Instrument
45-106
CSA Request for Comment
Request for Comment National Instrument
45-106
Request for Comment
Request for Comment National Instrument
45-106
Notice of Correction: NI - 45-106 - Prospectus and Registration Exemptions
National Instrument Notice of Correction
45-106
CSA Staff Notice: 45-304 - Notice of Local Exemptions Related to NI 45-106 - Prospectus and Registration Exemptions
CSA Notice National Instrument
45-106
National Instrument and Consequential Amendments
Amendments to National Instrument
13-502
Notice of Ministerial Approval
Notice of Ministerial Approval OSC Rule
13-502
Notice of Ministerial Approval: Notice - 13-502 - Fees
Notice of Ministerial Approval OSC Rule
45-106
CSA Table of Concordance: NI - 45-106 - Prospectus and Registration Exemptions
National Instrument
45-106
National Instrument and Consequential Amendments
Amendments to National Instrument
45-106
Notice of Commission Approval: NI - 45-106 - Prospectus and Registration Exemptions
Notice of Commission Approval National Instrument
45-106
Notice: NI - 45-106 - Prospectus and Registration Exemptions Comments Received
Request for Comment National Instrument
45-106
Proposed National Instrument and Proposed Consequential Amendments
Request for Comment National Instrument
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