Friday, May 3 - Watch live: A Discussion with the OSC on Its New Vision and Strategy: Inviting, Thriving and Secure Capital Markets
4 - Distribution Requirements Breadcrumb Home Securities law Instruments, rules and policies 4 - Distribution Requirements Component Menu Left Sidebar Securities law Legislation Instruments, rules and policies 1 - Procedure and Related Matters 2 - Certain Capital Market Participants 3 - Registration Requirements and Related Matters 4 - Distribution Requirements 5 - Ongoing Requirements for Issuers and Insiders 6 - Take-Over Bids and Special Transactions 7 - Securities Transactions Outside the Jurisdiction 8 - Investment Funds 9 - Derivatives Documents not numbered Securities rule-making in Ontario Proposed instruments, rules and policies Orders, rulings and decisions Blanket orders Delegation orders OSC Bulletin Filing documents online Search by keyword Sort by RelevanceInstrument number descendingInstrument number ascending Results 61 - 90 of 115 Instrument Number Title 45-308 Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus and Registration Exemptions 45-310 Update on CSA Staff Consultation Note 45-401 Review of Minimum Amount and Accredited Investor Exemptions 45-314 Consolidated List of Current CSA Exempt Market Initiatives 45-320 [Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution 45-322 Multilateral CSA Staff Notice 45-322 Potential Concerns with the Structure of Rights Offerings 45-323 CSA Staff Notice 45-323 - Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions 45-324 CSA Staff Notice 45-324 Update on the Start-up Crowdfunding Registration and Prospectus Exemptions 45-325 CSA Staff Notice 45-325 Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts 45-326 Update relating to Syndicated Mortgages 45-328 Update on Amendments relating to Syndicated Mortgages 45-329 CSA Staff Notice - Guidance for using the start-up crowdfunding registration and prospectus exemptions 45-330 CSA Staff Notice 45-330: Frequently Asked Questions about the Listed Issuer Financing Exemption 45-401 Review of Minimum Amount and Accredited Investor Exemptions 45-501 Ontario Prospectus and Registration Exemptions 45-502 [repealed and replaced by s. 2.2 of NI 45-106] Dividend or Interest Reinvestment and Stock Dividend Plans 45-503 [repealed] Trades to Employees, Executives and Consultants 45-504 [repealed] Prospectus Exemptions for Distributions of Securities to Portfolio Advisors on Behalf of Fully Managed Accounts 45-505 [repealed] Notice of General Order – Ontario Instrument 45-505 Relief in respect of the Distribution of Securities through a Funding Portal Operated by Silver Maple Ventures Inc. 45-506 [repealed] Start-up Crowdfunding Registration and Prospectus Exemptions (Interim Class Order) 45-507 Ontario Instrument 45-507 - Self-Certified Investor Prospectus Exemption (Interim Class Order) 45-508 Notice of Commission Approval of OSC Rule 45-508 Extension to Ontario Instrument 45-507 Self-Certified Investor Prospectus Exemption 45-702 Frequently Asked Questions Rule 45-501: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions [Withdrawn by OSC Notice 11-755, September 9, 2005.] 45-704 OSC Small Business Advisory Committee 45-705 Interpretation of Section 130.1 of the Securities Act 45-706 OSC Small Business Advisory Committee (Withdrawn by CSA Notice 11-313, February 19, 2010) 45-707 OSC Broadening Scope of Review of Prospectus Exemptions 45-708 Introduction of Electronic Report of Exempt Distribution (Withdrawn) 45-709 Tips for Filing Reports of Exempt Distribution (Withdrawn) 45-710 Considerations for New Capital Raising Prospectus Exemptions 45-711 Extension of Consultation Period - OSC Staff Consultation Paper 45-710 Considerations for New Capital Raising Prospectus Exemptions Pagination First page « First Previous page ‹ Previous Page 1 Page 2 Current page 3 Page 4 Next page Next › Last page Last »
