Notice of Approval - Canadian Securities Exchange - Amendments to Rule 4 -Trading of Securities - Canadian Securities Exchange

Market Regulation Document Type
Canadian Securities Exchange (CSE) rule review and notices

On July 25, 2014, the Commission approved amendments proposed by the Canadian Securities Exchange (CSE) to Rule 4 - Trading of Securities to clarify the role of Market Makers and introduce a Guaranteed Fill functionality for client orders and automatic execution for odd lot orders.

A notice requesting public comment on the proposed amendments was published in the Commission’s Bulletin on April 10, 2014 at (2014) 37 OSCB 3871. No comments were received on the proposed amendments.

CSE will publish a notice indicating the date of implementation of the approved changes.