Canadian Securities Exchange (CSE) rule review and notices Breadcrumb Home Industry Market regulation Marketplaces Exchanges Recognized exchanges Canadian Securities Exchange (CSE) rule review and notices Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds and structured products Market regulation Derivatives Canadian Securities Exchange (CSE) rule review and notices 2021 April 15, 2021 Notice of Approval - Amendments to Trading System Functionality & Features – Canadian Securities Exchange 2020 December 10, 2020 Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features-Canadian Securities Exchange Document opens in new tab December 10, 2020 Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange Document opens in new tab October 15, 2020 Notice of Approval - Amendments to Trading System Functionality & Features - Canadian Securities Exchange (CSE) Document opens in new tab August 20, 2020 Notice and Request for Comment - Amendments to Trading System Functionality & Features – Canadian Securities Exchange Document opens in new tab March 12, 2020 Notice of Housekeeping Rule Amendment - Housekeeping Amendment to Form 1A - Canadian Securities Exchange Document opens in new tab January 23, 2020 Notice of Approval – Amendments to Trading System Functionality & Features - CSE Document opens in new tab January 23, 2020 Notice of Withdrawal - Proposed Amendments to Trading System - Canadian Securities Exchange Document opens in new tab 2019 December 5, 2019 Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange Document opens in new tab September 26, 2019 Notice of Approval - System Functionality - Closing Price Session August 8, 2019 Notice and Request for Comment - Amendments to Trading System Functionality & Features Document opens in new tab August 8, 2019 Notice of Withdrawal of Proposed Amendments to Trading Rules May 23, 2019 Notice of Approval - System Functionality - GMF Start Time - Canadian Securities Exchange Document opens in new tab March 28, 2019 Notice and Request for Comment - Amendments to Trading System Functionality and Features March 28, 2019 Notice - Amendments to Trading System Functionality and Features Document opens in new tab February 21, 2019 OSC Notice: Summary of Comments and Notice of Approval - Policy 6 Distributions February 21, 2019 CSE Notice: Summary of Comments and Notice of Approval - Policy 6 Distributions Document opens in new tab 2018 December 20, 2018 Notice of Approval - Introduction of Monthly Tier Credits - Top of Book - Canadian Securities Exchange December 20, 2018 OSC Notice: Notice of Approval - Form 9 Notice of Proposed Issuance of Listed Securities and Policy 6 Distributions - Canadian Securities Exchange December 20, 2018 Notice of Approval - Form 9 Notice of Proposed Issuance of Listed Securities and Policy 6 Distributions - Canadian Securities Exchange Document opens in new tab December 6, 2018 Notice of Approval - Amendments to Trading System Functionality and Features Document opens in new tab November 29, 2018 OSC Staff Notice and Request for Comments - Public Interest Rule Amendment Policy 6 Distributions Comments for: OSC Staff Notice and Request for Comments - Public Interest Rule Amendment Policy 6 Distributions November 29, 2018 CSE Notice and Request for Comments - Public Interest Rule Amendment Policy 6 Distributions Document opens in new tab November 2, 2018 OSC Staff Notice and Request for Comments - Proposed Fee Change to Monthly Tier Credits - Top of Book November 2, 2018 CSE Notice and Request for Comments - Proposed Fee Change to Monthly Tier Credits - Top of Book Document opens in new tab August 30, 2018 OSC Staff Notice of Request for Comments - Proposed Amendments to Form 9 and Policy 6 - CSE August 30, 2018 CSE Notice and Request for Comments - Proposed Amendments to Form 9 and Policy 6 Document opens in new tab August 9, 2018 Notice and Request for Comment - Significant Change Subject to Public Comment Document opens in new tab Comments for: Notice and Request for Comment - Significant Change Subject to Public Comment August 9, 2018 Notice of Approval - Application of Continued Listing Requirements April 26, 2018 Notice of Proposed Amendments and Request for Comments to Application of Continued Listing Requirements Document opens in new tab April 12, 2018 Notice of Approval of the Proposed Amendments to Policy 4 - Corporate Governance and Miscellaneous Provisions February 1, 2018 Notice of Withdrawal of Proposed Amendments to Trading Rules - Canadian Securities Exchange 2017 December 7, 2017 Notice of Approval - Amendments to Trading System Functionality & Features - New Order Types Document opens in new tab October 19, 2017 Notice and Request for Comments - Public Interest Rule - Amendments to Policy 4 Corporate Governance and Miscellaneous Provisions Document opens in new tab September 21, 2017 Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features Document opens in new tab July 27, 2017 Notice of Housekeeping Rule Amendments - Industry Transition to T+2 Securities Settlement Document opens in new tab June 22, 2017 Notice of Approval - Amendments to Trading System Functionality & Features - On-Stop Orders Document opens in new tab June 22, 2017 Notice of Approval - Amendments to Trading System Functionality & Features - Oddlot Trading Document opens in new tab May 11, 2017 Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange Document opens in new tab May 11, 2017 Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange - blacklined Document opens in new tab March 2, 2017 Notice and Request for Comments - Public Interest Rule Amendment - Rule 4-113 Commitments and Performance Document opens in new tab Comments for: Notice and Request for Comments - Public Interest Rule Amendment - Rule 4-113 Commitments and Performance March 2, 2017 Notice of Withdrawal of Proposed Changes to Trading Fees February 23, 2017 Notice of Approval - Canadian Securities Exchange - Housekeeping Amendments to Rules, Policies and Forms - Form 1B Listing Application Document opens in new tab February 23, 2017 Notice of Approval - Canadian Securities Exchange - Housekeeping Amendments to Rules, Policies and Forms - Policy 8 Document opens in new tab February 16, 2017 Notice of Approval - Market Maker Participation and Peg Orders January 5, 2017 CNSX Markets Inc. - Policy 2 Qualifications for Listing and Policy 3 Suspension Halts and Delistings - Notice of Proposed Amendments and Request for Comment 2016 September 22, 2016 Notice and Request for Comment - CSE Notice 2016-14 - Significant Change Subject to Public Comment – Amendments to Trading System Functionality and Features Document opens in new tab Comments for: Notice and Request for Comment - CSE Notice 2016-14 - Significant Change Subject to Public Comment – Amendments to Trading System Functionality and Features July 7, 2016 Notice of Proposed Change and Request for Comment - CNSX Markets Inc. Document opens in new tab Comments for: Notice of Proposed Change and Request for Comment - CNSX Markets Inc. June 30, 2016 Notice of Approval - CNSX Markets Inc. February 25, 2016 OSC Staff Notice of Proposed Changes and Request for Comment - Proposed Amendments to Policy 2 Qualifications for Listing - CNSX Markets Inc. February 25, 2016 OSC Staff Notice of Proposed Changes and Request for Comment - Proposed Amendments to Policy 8 Fundamental Changes - CNSX Markets Inc. 2015 March 5, 2015 Notice of OSC Approval - Canadian Securities Exchange - Amendments to Operations - Self-Trade Prevention Features Document opens in new tab January 22, 2015 Notice 2015-002: Request for Comments - Additional Self Trade Prevention Features Document opens in new tab January 15, 2015 Notice of Approval - Canadian Securities Exchange - Housekeeping Amendments to Rules, Policies and Forms Document opens in new tab 2014 October 17, 2014 Notice of Approval of Proposed Change - Canadian Securities Exchange - Amendments to Odd Lot Trading Document opens in new tab Comments for: OSC Staff Notice of Proposed Changes and Request for Comment - Proposed Amendments to Policy 2 Qualifications for Listing - CNSX Markets Inc. September 14, 2017 Notice 2014-005: Notice & Request for Comments - Changes To Odd Lot Document opens in new tab March 5, 2015 Notice of OSC Approval - Canadian Securities Exchange - Amendments to Operations - Self-Trade Prevention Features Document opens in new tab July 25, 2014 Notice of Approval - Canadian Securities Exchange - Amendments to Rule 4 -Trading of Securities Document opens in new tab April 11, 2014 Notice and Request for Comments: Canadian Securities Exchange - Notice 2013-00[3] - Amendments to Rule 4 Document opens in new tab April 11, 2014 Request for Comments: Canadian Securities Exchange - Notice 2014-003 - Self Trade Prevention Document opens in new tab 2013 September 26, 2013 Notice of Ontario Securities Commission Approval: Proposed Changes Amendments to the Trading Rules of The Toronto Stock Exchange, Alpha Exchange, CNSX and the Policies of TMX Select to add an Additional Class of Entities to the Prescribed Classes of Entities Eligible to Transmit Orders Using Direct Electronic Access Document opens in new tab July 31, 2013 Notice of Approval – CNSX Markets Inc. – Amendments to CNSX Markets Inc. Order Functionality – Passive-Only Order Type Document opens in new tab June 13, 2013 Request for Comments: CNSX Markets - Notice 2013-003 - Passive-only Order Type Document opens in new tab 2012 May 17, 2012 Notice of Completion of Staff Review of Proposed Changes - Changes to Order Allocation Methodology for Jitney Trades Document opens in new tab 2011 November 25, 2011 Notice of Proposed Changes and Request for Feedback: CSNX Markets Inc. - Changes to Order Allocation Methodology for Jitney Trades Document opens in new tab April 22, 2011 OSC Staff Notice of Commission Approval -- CNSX -- Amendments to Policy 2 -- Qualification for Listing March 7, 2010 CNSX - Notice 2011-001 Housekeeping Amendments - Personal Information Form Document opens in new tab January 21, 2011 Notice of Commission Approval – CNSX Markets Inc. – Amendments to CNSX Rules 1, 3, 4 and 11 including the repeal of Rules 4-107 – Entry of Orders for Market Maker Securities and 4-108 – Fair Prices, and the addition of Rule 12 April 8, 2010 CNSX Markets Inc. -- s. 15.1 of NI 21-101 Marketplace Operation and s. 6.1 of OSC Rule 13-502 Fees 2010 November 5, 2010 CNSX Notice 2010-006 – Notice and Request for Comments – Amendments to Policy 2 – Qualification for Listing Document opens in new tab September 24, 2010 CNSX Notice 2010-005 – Notice and Request for Comments – Amendments to CNSX Rules 1, 3, 4, and 11 including the epeal of Rules 4-107 – Entry of Orders or Market Maker Securities and 4-108 – Fair Prices, and the addition of Rule 12 Document opens in new tab July 23, 2010 Notice of Commission Approval: CNSX Markets Inc. Rule Change - Rule 1-101 Definitions and Rule 11-102 Qualification for Alternative Market July 2, 2010 CNSX Notice 2010-003 – Policy and Rule Amendments – Policy 1, Policy 2, Policy 4, Policy 5 and related forms, new Policy 10 and Rules 1-101, 11-102 and 11-103 Document opens in new tab May 14, 2010 CNSX Notice 2010-01: - Notice and Request for Comments of Proposed Rule Change - Rule 1-101 Definitions and Rule 11-102 Qualifications for Alternative Market Document opens in new tab 2009 October 23, 2009 CNSX Markets Inc. Notice 2009-001 – Notice and Request for Comments – Proposed Policy and Rule Changes – Policy 1, Policy 2, Policy 4, Policy 5 and related forms, and Rule 1-101, Rule 11-102 and Rule 11-103 Document opens in new tab 2008 June 24, 2008 CNQ – Notice of Commission Approval – French Versions of CNQ Rules and Policies 2007 September 21, 2007 CNQ Amendments to Policy 6 Distributions - Amendment of Warrant Terms - Notice of Commission Approval Document opens in new tab September 21, 2007 CNQ Amendments to Policy 6 Distributions - Amendment of Warrant Terms Document opens in new tab May 11, 2007 Notice of Commission Approval - Amendments to CNQ Rules 4-106, 4-107, 4-111 and 1-101 - Entry of Orders Document opens in new tab May 11, 2007 CNQ - Amendments to CNQ Rules 4-106, 4-107, 4-111 and 1-101 - Entry of Orders - Summary of Comments Document opens in new tab April 17, 2007 CNQ Notice and Request for Comments - Proposed Policy Change to Policy 6 - Distributions Regarding Amendment of Warrant Terms Document opens in new tab February 16, 2007 CNQ Notice and Request for Comments - Proposed Rule Change to Rules 4-106 and 4-107 Regarding Entry of Orders Document opens in new tab January 5, 2001 Notice of Commission Approval - Repeal of CNQ Rule 10 - Sales Practice Document opens in new tab 2006 October 6, 2006 CNQ Notice of Approval - Housekeeping Amendments to CNQ's Trader Approval Form Document opens in new tab October 6, 2006 CNQ - Revised Trader Approval Form Document opens in new tab July 21, 2006 Notice of Commission Order – Variation of Recognition Order of Canadian Trading and Quotation System Inc. Document opens in new tab July 21, 2006 Changes to CNQ Rules and Policies Document opens in new tab July 21, 2006 CNQ - Revised CNQ Dealer Application Document opens in new tab February 3, 2006 Notice of Commission Approval - Repeat of CNQ Rule 10-105 - Risk Disclosure Statement Document opens in new tab February 3, 2006 CNQ - Repeal of Rule 10-105 - Risk Disclosure Statement - Summary of Comments Document opens in new tab 2005 October 7, 2005 CNQ Rules Document opens in new tab October 7, 2005 CNQ Policies Document opens in new tab August 12, 2005 Notice - CNQ - Request for Comments - Proposed Repeal of CNQ Rule 10-105 Document opens in new tab August 12, 2005 CNQ Notice and Request for Comments - Proposed Repeal of CNQ Rule 10-105 Document opens in new tab February 4, 2005 Notice of Commission Approval- Proposed Amendments to CNQ Rules - Entry of Off-Market Orders by Non-Market Makers Document opens in new tab January 28, 2005 Commission Approval of Amendments to CNQ Rules - Issuers with a Substantial Connection to Alberta - Commission Approval to CNQ Rule Amendments 2004 December 3, 2004 Notice of Commission Approval - CNQ Policy Amendment - Generic Share Certificates Document opens in new tab December 3, 2004 CNQ Policy Amendment - Generic Share Certificates Document opens in new tab March 5, 2004 Notice of Commission Approval - Amendments to CNQ Rules and Policies Document opens in new tab January 30, 2004 Notice of Commission Approval - Repeal of CNQ Policy 10 - Fees Document opens in new tab 2003 November 21, 2003 Notice of Commission Approval - Amendments to CNQ Issuer Policies - Out of Province Issuers Document opens in new tab
