Notice of Approval - Trading Policies Amendment - Neo Exchange Inc.

Approval of Trading Policies Amendment

In accordance with the Process for the Review and Approval of Rules and the Information Contained in Form 21-101F1 and the Exhibits Thereto, Neo Exchange Inc. (the “Exchange”) has adopted, and the Ontario Securities Commission has approved, a public interest rule amendment to the Exchange Trading Policies (the “Public Interest Rule Amendment”).

On August 31, 2023, the Exchange published for comment the Public Interest Rule Amendment relating to the introduction of a new order type, the On-Stop order (also referred to as a “Stop Loss” order). For additional detail, please refer to the Request for Comments published on August 31, 2023. No comments were received. 

A copy of the Exchange Trading Policies can be found on the Exchange website.

The Exchange is planning to implement the Public Interest Rule Amendment on November 27, 2023.