Aequitas Innovations Inc. and Neo Exchange Inc. (Cboe Canada) rule review and notices Breadcrumb Home Industry Market regulation Marketplaces Exchanges Recognized exchanges Aequitas Innovations Inc. and Neo Exchange Inc. (Cboe Canada) rule review and notices Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds and structured products Market regulation Derivatives SEDAR+ 2024 April 18, 2024 Notice - Housekeeping Rule Amendment to the Trading Policies and Listing Manual - Cboe Canada Inc. Document opens in new tab March 21, 2024 Request for Comments - Proposed Public Interest Rule Amendments to the Cboe Canada Trading Policies - Cboe Canada Inc. Document opens in new tab March 21, 2024 Notice - Housekeeping Rule Amendment to the Trading Policies - Cboe Canada Inc. Document opens in new tab January 18, 2024 Notice of Housekeeping Rule Amendments to the Listing Forms – Cboe Canada Inc. Document opens in new tab 2023 December 7, 2023 Notice of Approval – Trading Policies Amendments – Neo Exchange Inc. Document opens in new tab October 19, 2023 Notice and Request for Comment – Application by Aequitas Innovations Inc. and Neo Exchange Inc. for Variation of Recognition as Exchanges to Reflect Proposed Amalgamation of Aequitas Innovations Inc., Neo Exchange Inc., and TriAct Canada Marketplace LP into Cboe Canada Inc. Document opens in new tab October 19, 2023 Request for Comments - Neo Exchange Inc. – Proposed Public Interest Rule Amendments to the Trading Policies Document opens in new tab October 19, 2023 Notice of Approval - Trading Policies Amendment - Neo Exchange Inc. Document opens in new tab August 31, 2023 Request for Comments - Proposed Public Interest Rule Amendment to the NEO Trading Policies - Neo Exchange Inc. Document opens in new tab July 27, 2023 Notice of Housekeeping Rule Amendments to the Trading Policies - Neo Exchange Inc. Document opens in new tab 2022 June 2, 2022 Notice of Commission Approval and Variation of Recognition Order - Reflecting Acquisition by Cboe Canada Holdings, ULC - Aequitas Innovations Inc. and Neo Exchange Inc. Document opens in new tab May 19, 2022 Notice of Approval – Public Interest Rule Amendments to the Listing Manual - Neo Exchange Inc. Document opens in new tab April 7, 2022 Notice and Request for Comment – Application by Aequitas Innovations, Inc. and Neo Exchange, Inc. for Variation of Recognition as Exchanges to Reflect Proposed Acquisition by Cboe Canada Holdings, ULC Comments Received Document opens in new tab March 31, 2022 Notice of Approval – Trading Policies Amendments – Neo Exchange Inc. Document opens in new tab March 15, 2022 Aequitas Innovations Inc. and Neo Exchange Inc. February 10, 2022 Request for Comments - Proposed Public Interest Rule Amendments to the Neo Exchange Trading Policies – Neo Exchange Inc. Document opens in new tab 2021 November 18, 2021 Request for Comments - Listing Manual – Neo Exchange Inc. Document opens in new tab September 16, 2021 Notice of Approval - Public Interest Rule Amendments to the Trading Policies - Neo Exchange Inc. Document opens in new tab July 29, 2021 Request for Comments - Proposed Public Interest Rule Amendment to the Trading Policies - Neo Exchange Inc. Document opens in new tab July 29, 2021 Notice of Withdrawal - Imbalance Only Order for Closing Call - Neo Exchange Inc Document opens in new tab July 29, 2021 Notice of Housekeeping Rule Amendments to the Trading Policies - Neo Exchange Inc. Document opens in new tab July 29, 2021 Notice of Approval - Public Interest Rule Amendments to the Listing Manual - Neo Exchange Inc. Document opens in new tab July 29, 2021 Notice of Housekeeping Rule Amendments to the Listing Manual and Listing Forms - Neo Exchange Inc. Document opens in new tab May 27, 2021 Request for Comments - Proposed Amendment to the Listing Manual - Neo Exchange Inc. Document opens in new tab January 21, 2021 Notice of Approval - Listing Manual Amendments - Neo Exchange Inc Document opens in new tab 2020 December 3, 2020 Notice of Approval - Listing Manual and Listing Forms Amendments - Neo Exchange Inc. Document opens in new tab December 3, 2020 Request for Comments - Proposed Amendment to the Listing Manual - Neo Exchange Inc. Document opens in new tab November 12, 2020 OSC Notice of Approval - Significant Change to the Treatment of Weighted Closing Price Eligible Securities - Neo Exchange Inc. September 24, 2020 Trading Notice – Request for Comments on Proposed Significant Change to the Treatment of Weighted Closing Price Eligible Securities – Neo Exchange Inc. Comments Received Document opens in new tab February 6, 2020 Notice of Approval - Listing Manual and Listing Forms Amendments - Neo Exchange Inc. Document opens in new tab 2019 December 12, 2019 Request for Comments - Listing Manual & Forms Amendments - Neo Exchange Inc. Document opens in new tab September 13, 2019 OSC Notice of Approval - Neo Exchange Trading Policies - Anonymous Broker Preferencing - Neo Exchange Inc. September 13, 2019 Neo Exchange Notice of Approval - Neo Exchange Trading Policies - Anonymous Broker Preferencing - Neo Exchange Inc. Document opens in new tab July 25, 2019 Notice of Approval - Amendments Respecting Foreign-Listed Structured Product Notes - Neo Exchange Inc. July 25, 2019 Trading Notice 2019-007 - Approval of Proposal to Trade Foreign-Listed Structured Products - Neo Exchange Inc. Document opens in new tab June 28, 2019 Trading Notice - Proposed Public Interest Rule Amendments to NEO’s Trading Policies Adding Anonymous Broker Preferencing in NEO-D - Neo Exchange Inc. Comments Received Document opens in new tab April 11, 2019 Notice of Approval - Listing Manual and Listing Forms Amendments - Neo Exchange Inc. Document opens in new tab February 21, 2019 OSC Staff Notice of Request for Comment - Proposed Amendments to the Listing Manual and Listing Forms - Neo Exchange Inc. February 21, 2019 Notice - Request for Comments - Listing Manual and Forms Amendments - Neo Exchange Inc. Document opens in new tab February 21, 2019 NEO Exchange Inc. Listing Manual Document opens in new tab February 21, 2019 NEO Exchange Inc. Listing Manual Blackline Document opens in new tab February 21, 2019 NEO Exchange Inc. Revised Form 3 Document opens in new tab February 21, 2019 NEO Exchange Inc. Revised Form 7 Document opens in new tab February 21, 2019 NEO Exchange Inc. Revised Form 15 Document opens in new tab February 21, 2019 NEO Exchange Inc. Revised Form 15 Blackline Document opens in new tab 2018 November 22, 2018 Notice of Approval - Amendments to Trading Policies - Definition of “Closing Price” - Aequitas NEO Exchange Inc. November 22, 2018 Notice of Approval - Amendments to Trading Policies - Aequitas NEO Exchange Inc. Document opens in new tab August 16, 2018 OSC Staff Notice of Request for Comments - Proposed Amendment to the Definition of “Closing Price” - Aequitas NEO Exchange Inc. Comments Received August 16, 2018 Aequitas NEO Exchange Request for Comments - Proposed Amendment to the Definition of “Closing Price” - Aequitas NEO Exchange Inc. Document opens in new tab August 9, 2018 Request for Comments - Proposed Trading of Foreign-Listed Structured Products - Aequitas NEO Exchange Inc. Comments Received July 5, 2018 Notice of Approval - Amendments to Trading Policies - Aequitas NEO Exchange Inc. Document opens in new tab May 10, 2018 Notice of Approval - Amendments to Listing Manual - Aequitas NEO Exchange Inc. May 10, 2018 Summary of Comments and Responses re: Proposed Aequitas NEO Exchange (‘”NEO”) Listing Manual Amendments, November 2, 2017 concerning Emerging Market issuers (“EMIs”) - Aequitas NEO Exchange Inc. Document opens in new tab May 10, 2018 NEO Exchange Listing Manual Amendments - Aequitas NEO Exchange Inc. Document opens in new tab March 29, 2018 Request for Comment - Amendments to Trading Policies - Aequitas NEO Exchange Inc. Comments Received March 29, 2018 Trading Notice - Proposed Amendments to Trading Policies and Request for Comments - Aequitas NEO Exchange Inc. Document opens in new tab 2017 November 2, 2017 OSC Staff Notice and Request for Comment - Proposed Amendments to Listing Manual - Aequitas NEO Exchange Inc. Comments Received November 2, 2017 NEO Exchange Notice - Proposed Amendments to Listing Manual - Aequitas NEO Exchange Inc. Document opens in new tab November 2, 2017 Text of Proposed Amendments - Aequitas NEO Exchange Inc. Document opens in new tab August 17, 2017 Notice of Withdrawal - Withdrawal of the AEF Functionality - Aequitas NEO Exchange Inc. August 17, 2017 Trading Notice - Withdrawal of AEF - Aequitas NEO Exchange Inc. Document opens in new tab July 27, 2017 Notice of Housekeeping Rule Amendments - Housekeeping Amendments to Listing Manual and Trading Policies - Aequitas NEO Exchange Inc. Document opens in new tab June 8, 2017 Notice of Approval - Amendments to Listing Manual and Listing Forms - Aequitas NEO Exchange Inc. Document opens in new tab May 9, 2017 Update - Amendments to Trading Policies - Auto Execution Facility - Aequitas NEO Exchange Inc. Document opens in new tab March 23, 2017 OSC Staff Notice and Request for Comment - Proposed Amendments to Listing Manual and Listing Forms - Aequitas NEO Exchange Inc. Document opens in new tab March 23, 2017 Notice and Request for Comment - Proposed Amendments to Listing Manual and Listing Forms - Aequitas NEO Exchange Inc. Document opens in new tab January 26, 2017 Notice of Approval - Amendments to Trading Policies - Aequitas Neo Exchange Inc. Document opens in new tab January 26, 2017 Aequitas' Notice and Response to Comments - Aequitas NEO Exchange Inc. Document opens in new tab 2016 October 6, 2016 Withdrawal of Proposed Changes to Trading Fees - Aequitas NEO Exchange Inc. July 7, 2016 Notice of Proposed Change and Request for Comments - Aequitas NEO Exchange Inc. Comments Received Document opens in new tab June 2, 2016 OSC Staff Notice and Request for Comment - Proposed Amendments to Trading Policies - Aequitas NEO Exchange Inc. Document opens in new tab June 2, 2016 Trading Notice - Proposed Amendments to Trading Policies and Request for Comments - Aequitas NEO Exchange Inc. Comments Received Document opens in new tab March 3, 2016 Notice of Approval - Amendments to Trading Policies - Aequitas NEO Exchange Inc. Document opens in new tab January 7, 2016 Notice of Approval – Appeal Procedures - Aequitas NEO Exchange Inc. Document opens in new tab January 7, 2016 OSC Staff Notice of Proposed Changes and Request for Comment - Proposed Amendments to NEO Exchange Trading Policies - Aequitas NEO Exchange Inc. Document opens in new tab January 7, 2016 Request for Comments - Trading Policies Amendments - Aequitas NEO Exchange Inc. Document opens in new tab 2015 November 5, 2015 Notice of Ministerial Approval of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. Document opens in new tab September 24, 2015 OSC Staff Notice of Request for Comment - Appeal Procedures for Aequitas NEO Exchange Inc. Document opens in new tab September 24, 2015 Notice - Proposed Appeal Procedures and Request for Comments - Aequitas NEO Exchange Inc. Document opens in new tab September 3, 2015 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. Document opens in new tab July 2, 2015 Notice of Housekeeping Rule Amendments - Housekeeping Amendments to the Aequitas Neo Exchange Listing Manual and Listing Forms - Aequitas NEO Exchange Inc. Document opens in new tab 2014 December 11, 2014 CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. Document opens in new tab November 20, 2014 Notice - Recognition of Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. as an Exchange November 17, 2014 Notice of Approval - Recognition of Aequitas Innovations Inc. and Aequitas NEO Exchange Inc. Document opens in new tab November 17, 2014 Summary of Comments - Aequitas NEO Exchange Inc. Document opens in new tab November 17, 2014 Listing Manual - Aequitas NEO Exchange Inc. Document opens in new tab November 17, 2014 Listing Forms - Aequitas NEO Exchange Inc. Document opens in new tab November 17, 2014 Trading Policies - Aequitas NEO Exchange Inc. Document opens in new tab November 17, 2014 Member Agreement - Aequitas NEO Exchange Inc. Document opens in new tab November 17, 2014 Designated Market Maker Agreement - Aequitas NEO Exchange Inc Document opens in new tab June 27, 2014 Notice and Request for Comment - Application for Recognition of Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. as an Exchange Comments Received Document opens in new tab January 16, 2014 OSC Notice Regarding Proposed Structure of Trading Facilities for a New Exchange Proposed to be Established by Aequitas Innovations Inc. 2013 August 12, 2013 Notice and Request for Comment - Pre-filing by Aequitas Innovations Inc. relating to proposed trading structure Comments Received Document opens in new tab
