Investment Industry Regulatory Organization of Canada (IIROC)

Effective January 1, 2023, the New Self-Regulatory Organization of Canada (New SRO) is the recognized SRO formed through the amalgamation of two predecessor SROs, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA).

IIROC notices

IIROC came to be on June 1, 2008 by combining the regulatory operations of the Investment Dealers Association (IDA) and Market Regulation Services Incorporated (RS).

Investment Dealers Association (IDA) 

Market Regulation Services Inc. (RS)