Investment Dealers Association (IDA) rule review Breadcrumb Home Industry Market regulation Self-regulatory organizations (SRO) Investment Dealers Association (IDA) rule review Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds and structured products Market regulation Derivatives Artificial intelligence (AI) SEDAR+ Investment Dealers Association (IDA) rule review 2009 July 31, 2009 IDA By-law Nos. 2 and 20 – Membership Application Process – Withdrawal of Proposed Rule Amendments Document opens in new tab July 31, 2009 IDA By-law No. 18.8 – Definition of “Non-Retail Clients” – Withdrawal of Proposed Rule Amendment Document opens in new tab July 31, 2009 IDA Regulation 200.1(c) – Requirement to Send Quarterly Statements to Clients – Withdrawal of Proposed Rule Amendment Document opens in new tab 2008 May 2, 2008 Extension of Comment Period for Proposed IDA Rules to Implement the Core Principles of the Client Relationship Model Document opens in new tab March 14, 2008 Notice of Commission Approval – Housekeeping Amendments to IDA Regulations 100.2(j) and 100.2(k) March 14, 2008 IDA Swap Arrangements Involving Regulated Entities – IDA Regulations 100.2(j) and 100.2(k) Document opens in new tab February 29, 2008 IDA Amendments To Regulations 100.2, 100.20, 400.4 And Form 1 – Margin Requirements For Precious Metals Document opens in new tab February 29, 2008 IDA Amendments to Schedule 9 of Form 1 Relating to the Calculation of a Securities Concentration Charge for Positions in Broad Based Index Securities Document opens in new tab February 29, 2008 Establishment and Amendment of IDA Rules to Implement the Core Principles of the Client Relationship Model Document opens in new tab January 4, 2008 IDA Regulation 100.4E - Offsets Between Strip Coupon Positions and / or Residual Debt Positions Document opens in new tab 2007 November 9, 2007 IDA Amendments to Complaint Handling Requirements - Client Complaint Handling Rule and Guidance Note and Amendments to By-laws 19 and 37 and Policy No. 2 Document opens in new tab September 28, 2007 Notice of Commission Approval - Proposed Amendments to IDA Policy 6, Part III - Continuing Education Program Document opens in new tab September 28, 2007 Notice of Commission Approval - Proposed Amendments to IDA By-Law 38 and Policy 6, Part I - Chief Compliance Officer Qualifying Examination Document opens in new tab August 17, 2007 IDA Regulation 200.1(h) - Confirmation for Externally Managed Account Transactions - Withdrawal of Proposed Rule Amendment Document opens in new tab June 29, 2007 Notice of Commission Approval - Amendments to IDA By-laws 10.1 and 10.4 - Board of Directors, National Advisory Committee Document opens in new tab June 29, 2007 Notice of Commission Approval - IDA Amendments to Regulations 100.9 and 100.10 to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities Document opens in new tab June 29, 2007 Meetings and Investment Dealers Association - Amendments to IDA By-laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings Document opens in new tab June 29, 2007 Notice of Commission Approval - IDA Amendments to Regulations 100.9 and 100.10 to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities Document opens in new tab June 22, 2007 IDA Amendments to By-law 20 - Elimination of the IDA Appeal Panel and Changes to Continuing Jurisdiction Provisions Document opens in new tab June 15, 2007 IDA - Proposed Amendments to the Definitions of Acceptable Clearing Corporations and Acceptable Securities Locations in Form 1 Document opens in new tab April 13, 2007 IDA - Membership Application Proces - Amendments to By-law Nos. 2 and 20 Document opens in new tab February 2, 2007 Notice of Commission Approval - IDA Amendments to Regulations 100.4A, 100.4B, 100.4C, 100.4D, 100.4E and 100.4K - Extending Debt Offsets to Customer Positions Document opens in new tab February 2, 2007 IDA - Amendment to Policy 6, Part III Document opens in new tab January 19, 2007 Notice of Commission Approval - Housekeeping Amendments to IDA Regulations 100.2(d) and 100.13 Document opens in new tab January 19, 2007 Notice of Commission Approval - IDA Proposed Housekeeping Amendments to Regulations 100.2(d) and 100.13 Document opens in new tab January 12, 2007 Notice of Commission Approval - Housekeeping Amendments to IDA By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives Document opens in new tab January 12, 2007 IDA Amendment to By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives Document opens in new tab 2006 October 27, 2006 Amendments to IDA By-Law 38 and Policy 6, Part 1 - CCO Qualifying Examination Document opens in new tab September 13, 2006 IDA By-law Nos. 21 and 41 and Form 1 - Amendments to Reflect Changes to CIPF Oversight Rate Document opens in new tab September 13, 2006 IDA Regulations 100.9 and 100.10 - Amendments to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities Document opens in new tab September 13, 2006 IDA Regulations 100.4A, 100.4B, 100.4C, 100.4D, 100.4E and 100.4K - Extending Debt Offsets to Customer Positions Document opens in new tab September 8, 2006 Notice of Commission Approval - Amendments to IDA Regulation 100.12 - Optional Use of Value at Risk Modeling Document opens in new tab September 8, 2006 Investment Dealers Association - Amendments to IDA Regulation 100.12 - Optional Use of Value at Risk Modeling Document opens in new tab August 25, 2006 IDA Proposed New Methodology for Margining Equity Securities and Related Amendments to Regulation 100 and Form 1 Document opens in new tab August 25, 2006 IDA Proposed New Methodology for Margining Equity Securities - Regulation 100 and Form 1 Document opens in new tab August 4, 2006 Amendments to IDA Policy 6 Parts I and II Regarding Wealth Management Essentials Course, and Policy 6 Part I Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers Document opens in new tab August 4, 2006 Notice of Commission Approval – Housekeeping Amendments to IDA Form 1, Part II Auditors’ Report Document opens in new tab August 4, 2006 Amendments to IDA Policy 6 Parts I and II Regarding Wealth Management Essentials Course, and Policy 6 Part I Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers Document opens in new tab August 4, 2006 Housekeeping Amendments to IDA Form 1, Part II Auditors Report Document opens in new tab July 21, 2006 Notice of Commission Approval – IDA Amendments to Regulation 100.5 Capital Requirements for Certain Private Placements of Restricted Securities during the Distribution Period Document opens in new tab July 7, 2006 Notice of Commission Approval - IDA Proposed Amendments to the Insurance Requirements - Regulation 400 Document opens in new tab June 16, 2006 Notice of Commission Approval - Investment Dealers Association of Canada - By-law No. 28 Discretionary Fund Document opens in new tab June 16, 2006 IDA ByLaw No. 28 Discretionary Fund Document opens in new tab May 19, 2006 IDA By-Laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings - Withdrawal of Proposed Rule Amendment Document opens in new tab May 19, 2006 IDA By-Laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings Document opens in new tab May 12, 2006 IDA Amendments to Form No. 2, Regulation 1300.2 and Policy Nos. 2, 4, and 9 Document opens in new tab April 7, 2006 Notice of Commission Approval - Amendments to By-Law 2 - Eliminating the Reference to District Association Auditors and Other Housekeeping Amendments Document opens in new tab April 7, 2006 Amendments to IDA By-law 2 Eliminating the Reference to District Association Auditors and Other Housekeeping Amendments Document opens in new tab March 17, 2006 Notice of Commission Approval - Proposed Amendments to IDA By-laws 4.6 and 4.9 and Policy No. 6 - Branch Managers of Branches Having Only Non-Retail Accounts Document opens in new tab March 17, 2006 Notice of Commission Approval - Amendments to IDA Regulation 1300.1 - Suitability and Institutional Accounts Document opens in new tab March 17, 2006 Notice of Commission Approval - Amendments to IDA Policy NO. 5 - Code of Conduct for IDA Member Firms Trading in Wholesale Domestic Debt Markets and Policy No. 5B - Retail Debt Market Trading and Supervision Document opens in new tab March 17, 2006 Amendments to IDA By-law 4.9 Regarding the Proficiency Requirements for Branch Managers of Branches Having Only Non-Retail Accounts Document opens in new tab March 17, 2006 IDA Amendment to Regulation 1300.1 - Suitability and Institutional Accounts Document opens in new tab March 17, 2006 IDA Policy No. 5 - Code of Conduct for IDA Member Firms Trading in Wholesale Domestic Debt Markets Document opens in new tab March 3, 2006 Notice of Commission Approval - IDA Amendments to Form 1, Notes and Instructions to Statement A Regarding Foreign Currency Cash Balances Held in Registered Retirement Savings Plan Accounts Document opens in new tab March 3, 2006 Notice of Commission Approval - Proposped Amendments to IDA Regulation 500 and Policy No 6. Trader Registration Document opens in new tab March 3, 2006 IDA Regulation and Policy No. 6, Part I. - Trader Registration Document opens in new tab February 17, 2006 Notice of Commission Approval - IDA Amendments to Regulation 100.4C and 100.4K - Offset Positions in Canadian Debt Securities and Related Futures Contracts Document opens in new tab February 3, 2006 Notice of Commission Approval - Housekeeping Amendments to IDA By-laws 10.26, 10.27 and 10.28 - member Regulation Oversight Committee and Additional Board Committees Document opens in new tab February 3, 2006 IDA By-Laws 10.26, 10.27 and 10.28 - Member Regulation Oversight Committee and Additional Board Committees Document opens in new tab January 27, 2006 Notice of Commission Approval - Proposed IDA Policy No. 4 Minimum Standards for Institutional Account Opening, Operation and Supervision Document opens in new tab January 27, 2006 Notice of Commission Approval - Housekeeping Amendments to IDA By-law 15 - Association Accounts and Funds and Execution of Instruments Document opens in new tab January 27, 2006 Proposed IDA Policy No. 4 - Minimum Standards for Institutional Account Opening, Operation and Supervision Document opens in new tab January 27, 2006 Investment Dealers Association of Canada - By-Law 15 - Association Accounts and Funds and Execution of Instruments Document opens in new tab January 27, 2006 IDA Proposed Amendments to the Insurance Requirements - Regulation 400 Document opens in new tab January 27, 2006 IDA Regulation 100.5 Capital Requirements for Certain Private Placements of Restricted Securities during the Distribution Period Document opens in new tab January 13, 2006 Notice of Commission Approval - Housekeeping Amendments to IDA Regulation 100.8 - Commodity Futures Contracts Document opens in new tab January 13, 2006 Futures Contract Options and IDA Regulation 100.8 - Commodity Futures Contracts and Futures Contract Options Document opens in new tab January 13, 2006 IDA Regulation 100.2(F)(I) Margin Treatment of CNQ Exchange Traded Securities - Withdrawal of Proposed Rule Amendment Document opens in new tab January 13, 2006 IDA Proposed New Methodology for Margining Equity Securities - Regulation 100 and Form 1 Document opens in new tab 2005 December 23, 2005 Notice of Commission Approval - IDA Form 1, Part I Auditor’s Report - Amendment to Standard Auditor’s Report to reflect changes to CICA Handbook Section 5600 Document opens in new tab December 23, 2005 IDA Form 1, Part I Auditor’s Report - Amendment to Standard Auditor’s Report to reflect changes to CICA Handbook Section 5600 Document opens in new tab December 2, 2005 Notice of Commission Approval - IDA Amendments to Regulations 100.15 and 300.2 Regarding Customer Account Guarantee Agreements Document opens in new tab November 18, 2005 Notice of Commission Approval - IDA Amendments to Schedule 12 of Form 1 Relating to the Margin on Commodity Concentrations and Deposits Document opens in new tab November 18, 2005 Notice of Withdrawal of Proposed Rule Amendment - Amendment to IDA Regulation 100.12 and Schedule 2 of Form 1 Regarding Margin Requirements for Securities Held in a Registered Trader's Account Document opens in new tab November 11, 2005 Notice of Request for Comments - Amendments to IDA Regulation 200.1(H) regarding Confirmations for Externally Managed Account Transactions Document opens in new tab November 11, 2005 Notice of Request for Comments - Amendments to IDA Regulation 100.12 regarding Optional Use of Value at Risk (VaR) Modelling to Determine Capital Requirements for Member Firm Security Positions Document opens in new tab September 30, 2005 Notice of Commission Approval - IDA Amendments to IDA Regulation 100.9 and 100.10 - CDCC Issued Currency Options Document opens in new tab August 19, 2005 Notice of Commission Approval - IDA Amendments to Regulations 100.4C and 100.4K -- Offset Positions in Canadian Debt Securities and Related Futures Contracts Document opens in new tab August 12, 2005 Notice of Commission Approval - IDA Amendments to IDA Policy 6, Part I (2A) regarding Late Completion Fees for the Qualifying Examination for the Chief Financial Officer (CFO) Position Document opens in new tab July 15, 2005 Request for Comments - Amendments to IDA Bylaws 10.1 and 10.4 Regarding Board of Directors, National Advisory Committee and Meetings Document opens in new tab July 15, 2005 Request For Comments - Amendments to IDA Policy 6, Part 1 Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers Document opens in new tab July 15, 2005 Request for Comments - Amendments to IDA Policy 6, Parts I and II Regarding Wealth Management Essentials Course Document opens in new tab July 15, 2005 Request for Comments - Amendments to IDA Form 1, Notes and Instructions to Statement A Regarding Foreign Currency Cash Balances Held in Registered Retirement Savings Plan Accounts Document opens in new tab July 15, 2005 Request for Comments -- Amendments to IDA Regulations 100.15 and 300.25 Regarding Customer Account Guarantee Agreements Document opens in new tab July 15, 2005 Request for Comments - Amendments to IDA Regulations 100.9 and 100.10 Regarding CDCC issued currency options Document opens in new tab July 15, 2005 Request for Comments - Amendments to IDA Amendments to Policy 5 Document opens in new tab July 15, 2005 Request for Comments - Amendments to IDA Regulations 100.11 and 1900.1 Regarding Over-the-counter Options and Definition of Option Document opens in new tab June 3, 2005 Notice of Commission Approval - Amendments to IDA By-laws 1.1 and 29 and IDA Association - By-laws 1.1 and 2.9 Document opens in new tab June 3, 2005 IDA Response to Comment Received on Proposed Amendments to IDA By-laws 1.1 and 29 - Conflicts of Interest and Client Priority Document opens in new tab April 29, 2005 Request for Comments - Amendments to IDA Regulation 100.12 and Schedule 2 of Form 1 regarding Margin Requirements for Securities Held in a Registered Trader's Account Document opens in new tab April 29, 2005 Request for Comments - Amendments to IDA By-law 7.5 and Policy No. 6 Part I (2A) Regarding CFO Qualifying Examination - Late Completion Fee Document opens in new tab April 15, 2005 Notice of Commission Approval - Housekeeping Amendments to IDA Regulation 100.20 and Notes and Instructions to Schedule 9 Regarding Securities Concentration Charge Document opens in new tab April 15, 2005 Housekeeping Amendments to IDA Regulation 100.20 and Notes and Instructions to Schedule 9 Regarding Securities Concentration Charge Document opens in new tab March 4, 2005 Notice of Commission Approval - Proposed Amendments to IDA Policy No. 6, Parts I and II Document opens in new tab March 4, 2005 IDA Response to All the Comments Received on Proposed Amendments to IDA Policy 6 Parts I and II - Proficiency Requirements and Exemptions Document opens in new tab March 4, 2005 Notice of Commission Approval - Housekeeping Amendments to IDA By-law No. 2.4 Regarding Membership Document opens in new tab March 4, 2005 IDA By-law 2.4 - Housekeeping Amendments Regarding Membership Document opens in new tab February 11, 2005 Request for Comments - Amendments to IDA Policy No. 4 Regarding Minimum Standards for Institutional Account Opening, Operation and Supervision Document opens in new tab February 11, 2005 Request for Comments - Amendments to IDA Amendments to Regulations 100.4C and 100.4K Regarding Offset Positions in Canadian Debt Securities and Related Futures Contracts Document opens in new tab February 11, 2005 IDA Amendments to Schedule 12 of Form 1 Relating to the Margin on Commodity Concentrations and Deposits Document opens in new tab January 21, 2005 Notice of Commission Approval - IDA Proposed Amendments to By-law 40, Regarding Individual Approvals, Notifications and Related Fees and National Registration Database Document opens in new tab January 7, 2005 Notice of Commission Approval - IDA Proposed By-law No. 17.19 - Business Continuity Plan Requirement Document opens in new tab 2004 December 3, 2004 Notice of Commission Approval - IDA Amendments to the General Notes and Definitions of Form 1 Relating to Foreign Pension Funds as Acceptable Institutions and Acceptable Counterparties Document opens in new tab November 12, 2004 IDA Proposed Amendments to Policy No. 11 - Research Restrictions and Disclosure Requirements - Notice of Commission Approval Document opens in new tab November 12, 2004 Notice of Withdrawal of By-Law - IDA Policy No. 4, Minimum Standards for Institutional Accounts Document opens in new tab November 12, 2004 IDA Policy No. 4 Minimum Standards for Institutional Accounts Withdrawal of By-Law Document opens in new tab November 12, 2004 IDA Policy No. 11 - Housekeeping Amendment to Research Restrictions and Disclosure Requirements Document opens in new tab November 5, 2004 IDA By-Law 40, Amendments to Individual Approvals, Notifications and Related Fees and National Registration Database Document opens in new tab October 1, 2004 Notice of Commission Approval - IDA Proposed Amendment to Regulation 100.2(f)(ii) and Proposed Regulation 100.2(l) - Margin Treatment for Money Market Mutual Funds Document opens in new tab October 1, 2004 Notice of Commission Approval - Amendments to Schedule 9 of IDA Form 1 (Securities Concentration Change) Document opens in new tab October 1, 2004 Notice of Commission Approval - Amendment to the IDA's General Notes & Definitions to Form 1 - Definition of "Acceptable Securities Locations" Document opens in new tab October 1, 2004 IDA - Definition of "Acceptable Securities Locations" - Transfer Agents, General Notes and Definitions to Form 1 Document opens in new tab September 17, 2004 Notice of Commission Approval - Housekeeping Amendments to IDA By-law No. 20 Regarding Association Hearing Processes Document opens in new tab September 17, 2004 Housekeeping Amendments to IDA By-law No. 20 Regarding Association Hearing Processes Document opens in new tab August 27, 2004 Notice of Commission Approval - IDA Proposed Regulation 100.9(a)(x) - Amendments to the Definition of "Floating Margin Rate" Document opens in new tab August 20, 2004 Notice of Commission Approval - IDA Amendments to Margin Requirements for Long Options - Regulations 100.9 and 100.10 Document opens in new tab August 13, 2004 Notice of Commission Approval - Proposed By-law 40 Regarding Individual Approvals, Notifications and Related Fees and National Registration Database and Proposed Consequential Amendments to IDA By-laws 4, 7 and 18, Regulations 1800 and 1900 Document opens in new tab July 9, 2004 Notice of Commission Approval - Proposed IDA Regulation 100.22, Regulation 2500 and Policy No. 10 Regarding Day Trading and Intra-Day Exposures Document opens in new tab July 2, 2004 Notice of Commission Approval - Amendments to IDA By-law 2.4 - Membership Document opens in new tab June 18, 2004 Notice of Commission Approval - IDA Proposed Amendments to Regulation 100.10 - A Proposal to Permit the Optional Use of TIMS or SPAN for Regulatory Purposes Document opens in new tab June 11, 2004 Commission Approval of Proposed Amendments to IDA Regulation 800: Proposed New Regulation 800.49 Regarding Broker-to-Broker Trade Matching - IDA Summary of Comments and Responses Document opens in new tab June 11, 2004 Notice of Commission Approval - Proposed Amendments to IDA Regulation 800: Proposed New Regulation 800.49 Regarding Broker-to-Broker Trade Matching Document opens in new tab May 21, 2004 Notice of Commission Approval - IDA Amendments to the Notes and Instructions to Schedule 5 of Form 1 Relating to Approved Inter-Dealer Bond Brokers Document opens in new tab May 21, 2004 IDA Amendments to the Notes and Instructions to Schedule 5 of Form 1 Relating to Approved Inter-Dealer Bond Brokers Document opens in new tab May 14, 2004 Notice of Commission Approval - Amendments to IDA Regulation 1300.1 - Know Your Client Requirements for Non-Individual Accounts Document opens in new tab May 14, 2004 Notice of Commission Approval - Proposed Amendments to IDA By-law 20 Regarding Association Hearing Processes Document opens in new tab May 7, 2004 Notice of Commission Approval - IDA Proposed Amendments to the By-Laws and Regulations to Eliminate District Association Auditors and Alternate District Association Auditors Document opens in new tab April 16, 2004 Notice of Commission Approval - Amendments to IDA Policy No. 1 Regarding Relationships between Members and Financial Services Entities - Sharing of Office Premises Document opens in new tab April 16, 2004 Notice of Commission Approval - Amendments to Capital Rules for Underwriting Commitments Document opens in new tab April 2, 2004 Notice of Commission Approval - Amendments to IDA By-law 29.7 - Advertisements, Sales Literature and Correspondence Document opens in new tab April 2, 2004 Notice of Commission Approval - Amendments to IDA Policy No. 2 - Revisions to Make Policy No. 2 Consistent with Newly Revised Regulation 1300 Document opens in new tab April 2, 2004 Notice of Withdrawal of Proposal - Proposed Amendment to IDA Regulation 1300 - Discretionary Accounts Document opens in new tab March 5, 2004 Notice of Commission Approval - Proposed Amendments to IDA Regulation 200.1(h) Regarding Confirmations for Managed Account Transactions Document opens in new tab February 27, 2004 Notice of Commission Approval - Amendments to IDA By-law No. 7 Regarding Partners, Directors and Officers Document opens in new tab January 16, 2004 Notice of Commission Approval - Amendment to IDA By-law 1 - Definition of "Approved Person" Added Document opens in new tab January 16, 2004 Notice of Commission Approval - Amendments to IDA By-law 3 - Entrance, Annual and Other Fees Document opens in new tab January 16, 2004 Notice of Commission Approval - Amendment to IDA Policy 6, Part III - Continuing Education Program Document opens in new tab January 9, 2004 Notice of Commission Approval - Proposed Amendments to IDA Regulation 1300 Regarding Managed Accounts Document opens in new tab 2003 December 13, 2003 Notice of Commission Approval - Amendment to IDA Regulation 100 - Capital and Margin Requirements for Capital Trust Securities Document opens in new tab October 24, 2003 Notice of Commission Approval - IDA Policy 11 Analyst Standards Document opens in new tab August 15, 2003 Notice of Commission Approval - Amendments to the IDA By-laws 1 and 7 and to Policy 6, Parts I and II Regarding Proficiency Requirements for Chief Financial Officers ("CFOs") Document opens in new tab August 15, 2003 Notice of Commission Approval - Amendments to IDA Regulation 100 - Positions in and Offsets Involving Exchange Traded Derivatives Document opens in new tab August 8, 2003 Request for Comments - Proposed Policy No. 11 Analyst Standards August 8, 2003 Notice of Commission Approval - Amendments to IDA By-law No. 3 - Regarding Entrance, Annual and Other Fees Document opens in new tab July 11, 2003 Withdrawal of By-law - By-law 29.6A Referral Arrangements Document opens in new tab June 27, 2003 Notice of Commission Approval - Housekeeping Amendment to IDA By-law No. 10.7 National Advisory Committee Document opens in new tab May 30, 2003 Notice of Commission Approval - Approval of Amendments to IDA Regulation 100.4 - Capital share, Convertible Security and Exercisable Security Offsets Document opens in new tab May 30, 2003 Notice of Commission Approval - Approval of Amendments to IDA Regulation 100.4 - Capital Share, Convertible Security and Exercisable Security Offsets Document opens in new tab May 2, 2003 Notice of Commission Approval - Proposed IDA By-law No. 39 - Principal and Agent Document opens in new tab May 2, 2003 Text of Proposed By-law No. 39 - Principal and Agent Document opens in new tab April 11, 2003 Notice of Commission Approval - Amendments to IDA By-law 5.6 Small Investments by Industry Investors in Another Member or Holding Company Document opens in new tab January 24, 2003 Notice of Commission Approval - Amendment to IDA Policy 6, Proficiency Requirements for Portfolio Managers and Futures Contracts Portfolio Managers Document opens in new tab January 24, 2003 Notice of Commission Approval - Amendment to IDA Regulation 100 - Positions in and Offsets Involving Interest Rate and Performance Swaps Document opens in new tab January 10, 2003 Notice of Commission Approval - Amendments to IDA Regulation 200.1 - Minimum Records Document opens in new tab 2002 November 22, 2002 Notice of Commission Approval - Amendments to IDA Regulation 100.2A and By-law 1 - Margin Requirements for Bonds with Embedded Options Document opens in new tab November 8, 2002 Notice of Commission Approval - Amendments to IDA By-law 37 - Ombudsman for Banking Services and Investments Document opens in new tab October 25, 2002 Notice of Commission Approval - Amendments to IDA Regulation 100.12 - Capital and Margin Requirements for Capital Trust Securities Document opens in new tab October 18, 2002 Notice of Commission Approval - Amendments to IDA Regulation 2100.6 - Inter-Dealer Brokerage Systems Document opens in new tab October 18, 2002 Notice of Commission Approval - Amendments to IDA Policy No. 7 - Partners, Directors and Officers Document opens in new tab October 4, 2002 Notice of Commission Approval - Amendment to IDA By-law 11, District Councils and Meetings Document opens in new tab September 27, 2002 Notice of Commission Approval - IDA Policy 8 - Reporting and Record-Keeping Requirements Document opens in new tab September 6, 2002 Notice of Commission Approval - Amendments to IDA By-law 8 - Resignations, Amalgamations August 23, 2002 Notice of Commission Approval - Amendments to IDA Regulation 100.4C - Captial and Margin Requirements for an Offset Involving Canadian Bank Acceptances and Three-Month Canadian Bank Acceptance Futures Contract August 16, 2002 Notice of Commission Approval - Amendments to IDA By-Law 28 - Discretionary Trust Fund August 2, 2002 Nottice of Commission Approval - Amendments to IDA Regulation 400.1, Mail Insurance July 19, 2002 Notice of Commission Approval - Amendments to IDA By-law No. 15 Regarding the Provision of Financial Assistance by the IDA to Securities Industry Organizations and Securities Regulatory Organizations April 5, 2002 Notice of Commission Approval - Amendment to IDA By-Law 7.1 - Proficiency Requirements for Industry and Non-Industry Shareholders March 29, 2002 Notice of Commission Approval - Amendment to IDA Policy No. 5 - Code of Conduct for IDA Member Firms Trading in Domestic Debt Markets March 1, 2002 Notice of Commission Approval - Amendments to By-Law 29.27 - Supervision and Compliance Document opens in new tab February 22, 2002 Notice of Commission Approval - Amendment to IDA Regulation 100.2(f)(i) - Margin Requirements for Listed Securities January 25, 2002 Notice of Commission Approval - Amendment to IDA By-Law No. 3 - Entrance, Annual and Other Fees January 25, 2002 Notice of Commission Approval - Amendment to IDA Policy No. 2 - Minimum Standards for Retail Account Supervision