Notice of Commission Approval - IDA Proposed Amendments to the Insurance Requirements - Regulation 400

Market Regulation Document Type
Investment Dealers Association rule review

THE INVESTMENT DEALERS ASSOCIATION

PROPOSED AMENDMENTS TO REGULATION 400

REGARDING INSURANCE REQUIREMENTS

NOTICE OF COMMISSION APPROVAL

The Ontario Securities Commission approved amendments to IDA Regulation 400 regarding insurance requirements. In addition, the Alberta Securities Commission and the British Columbia Securities Commission did not object, and the Autorité des marchés financiers approved the proposed amendments. The purpose of the amendments is to simplify and modernize mail insurance requirements. A copy and description of the proposed amendments were published on January 27, 2006, at (2006) 29 OSCB 965. No comments were received.