Notice of Commission Approval - Amendments to IDA Policy No. 2 - Revisions to Make Policy No. 2 Consistent with Newly Revised Regulation 1300

Market Regulation Document Type
Investment Dealers Association rule review

THE INVESTMENT DEALERS ASSOCIATION OF CANADA (IDA)

AMENDMENTS TO IDA POLICY NO. 2 -- REVISIONS TO MAKE
POLICY NO. 2 CONSISTENT WITH NEWLY REVISED REGULATION 1300

NOTICE OF COMMISSION APPROVAL

The Ontario Securities Commission approved amendment to IDA Policy No. 2 -- Revisions to Make Policy No. 2 Consistent with Newly Revised Regulation 1300. In addition, the Alberta Securities Commission approved and the British Columbia Securities Commission did not object to the amendment. The purpose of the amendments is to ensure that the minimum standards for retail account supervision set out on IDA Policy No. 2 reflects recent amendments to IDA Regulation 1300 regarding opening and supervision of managed accounts. The amendment is housekeeping in nature. The description and a copy of the amendment is contained in Chapter 13 of this Ontario Securities Commission Bulletin.