Notice of Commission Approval - Housekeeping Amendments to IDA By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives

Market Regulation Document Type
Investment Dealers Association rule review

THE INVESTMENT DEALERS ASSOCIATION OF CANADA (IDA)

HOUSEKEEPING AMENDMENTS TO

IDA BY-LAW 18.14(D)(III) --

REGISTERED REPRESENTATIVES AND

INVESTMENT REPRESENTATIVES

NOTICE OF COMMISSION APPROVAL

The Ontario Securities Commission approved housekeeping amendments to IDA By-law 18.14(d)(iii) -- Registered Representatives and Investment Representatives. The objective of the amendments is to eliminate a redundant provision that requires approval by a recognized stock exchange should a Registered Representative or an Investment Representative be dually employed with a firm listed on such recognized exchange. In addition, the Autorité des marchés financiers approved, and the Alberta Securities Commission and the British Columbia Securities Commission did not object to the amendments. The description and a copy of the amendments are contained in Chapter 13 of this Ontario Securities Commission Bulletin.