Notice of Commission Approval – Housekeeping Amendments to IDA Regulations 100.2(j) and 100.2(k)

Market Regulation Document Type
Investment Dealers Association rule review

THE INVESTMENT DEALERS ASSOCIATION
OF CANADA (IDA)

HOUSEKEEPING AMENDMENTS TO
IDA REGULATIONS 100.2(J) and 100.2(K)

NOTICE OF COMMISSION APPROVAL



The Ontario Securities Commission approved housekeeping amendments to IDA Regulations 100.2(j) and 100.2(k). In addition, the Autorité des marchés financiers approved, and the Alberta Securities Commission and the British Columbia Securities Commission did not object to the amendments. The objective of the amendments was to clarify the margin requirements for swap agreements where the counterparty is a regulated entity. The description and a copy of the amendments are contained in Chapter 13 of this Ontario Securities Commission Bulletin.