Notice of Commission Approval - Amendment to IDA Policy No. 5 - Code of Conduct for IDA Member Firms Trading in Domestic Debt Markets

Investment Dealers Association rule review

 

Amendment to IDA Policy No. 5,

Code of Conduct for IDA Member Firms Trading in Domestic Debt Markets

NOTICE OF COMMISSION APPROVAL

IDA Policy No.5 regarding Code of Conduct for IDA Member Firms Trading in Domestic Debt Markets has been approved by the Ontario Securities Commission. In addition, the Saskatchewan Securities Commission approved, the Alberta Securities Commission did not disapprove and the British Columbia Securities Commission did not object to these amendments. The amendments are published in Chapter 13 of this Bulletin.