Notice of Commission Approval - Housekeeping Amendments to IDA By-law No. 20 Regarding Association Hearing Processes

THE INVESTMENT DEALERS ASSOCIATION (IDA)

NOTICE OF COMMISSION APPROVAL

HOUSEKEEPING AMENDMENTS TO IDA BY-LAW NO. 20

REGARDING ASSOCIATION HEARING PROCESSES

The Ontario Securities Commission approved amendments to IDA By-law No. 20 regarding hearing processes. In addition, the Alberta Securities Commission did not disapprove and the British Columbia Securities Commission did not object to these amendments. The amendments are housekeeping in nature. The amendments ensure that By-law No. 20 meets the requirements of Quebec law for hearings related to Quebec members and approved persons. The description and a copy of the amendments are contained in Chapter 13 of this Ontario Securities Commission Bulletin.