Notice of Commission Approval - Amendments to IDA By-law 8 - Resignations, Amalgamations

Market Regulation Document Type
Investment Dealers Association rule review

AMENDMENT TO IDA BY-LAW 8
RESIGNATIONS, AMALGAMATIONS, ETC.

NOTICE OF COMMISSION APPROVAL

The Ontario Securities Commission approved amendments to IDA By-law 8 – Resignations, Amalgamations, etc. In addition, the Saskatchewan Securities Commission approved, the Alberta Securities Commission did not disapprove and the British Columbia Securities Commission did not object to these amendments. The purpose of the amendments is to clarify the process of resignations or amalgamations and the process for payment of annual fees upon resignation. A copy of these amendments is published in Chapter 13 of this Bulletin