Investment Dealers Association (IDA) rule review Fil d'Ariane Accueil Investment Dealers Association (IDA) rule review Component Menu Left Sidebar Secteur Inscription et conformité Innovation à la CVMO Entreprises Fonds d’investissement et produits structurés Réglementation des marchés Dérivés SEDAR+ Investment Dealers Association (IDA) rule review 2009 le 31 juillet 2009 IDA By-law Nos. 2 and 20 – Membership Application Process – Withdrawal of Proposed Rule Amendments Documents ouverts dans un nouvel onglet le 31 juillet 2009 IDA By-law No. 18.8 – Definition of “Non-Retail Clients” – Withdrawal of Proposed Rule Amendment Documents ouverts dans un nouvel onglet le 31 juillet 2009 IDA Regulation 200.1(c) – Requirement to Send Quarterly Statements to Clients – Withdrawal of Proposed Rule Amendment Documents ouverts dans un nouvel onglet 2008 le 2 mai 2008 Extension of Comment Period for Proposed IDA Rules to Implement the Core Principles of the Client Relationship Model Documents ouverts dans un nouvel onglet le 14 mars 2008 Notice of Commission Approval – Housekeeping Amendments to IDA Regulations 100.2(j) and 100.2(k) le 14 mars 2008 IDA Swap Arrangements Involving Regulated Entities – IDA Regulations 100.2(j) and 100.2(k) Documents ouverts dans un nouvel onglet le 29 février 2008 IDA Amendments To Regulations 100.2, 100.20, 400.4 And Form 1 – Margin Requirements For Precious Metals Documents ouverts dans un nouvel onglet le 29 février 2008 IDA Amendments to Schedule 9 of Form 1 Relating to the Calculation of a Securities Concentration Charge for Positions in Broad Based Index Securities Documents ouverts dans un nouvel onglet le 29 février 2008 Establishment and Amendment of IDA Rules to Implement the Core Principles of the Client Relationship Model Documents ouverts dans un nouvel onglet le 4 janvier 2008 IDA Regulation 100.4E - Offsets Between Strip Coupon Positions and / or Residual Debt Positions Documents ouverts dans un nouvel onglet 2007 le 9 novembre 2007 IDA Amendments to Complaint Handling Requirements - Client Complaint Handling Rule and Guidance Note and Amendments to By-laws 19 and 37 and Policy No. 2 Documents ouverts dans un nouvel onglet le 28 septembre 2007 Notice of Commission Approval - Proposed Amendments to IDA Policy 6, Part III - Continuing Education Program Documents ouverts dans un nouvel onglet le 28 septembre 2007 Notice of Commission Approval - Proposed Amendments to IDA By-Law 38 and Policy 6, Part I - Chief Compliance Officer Qualifying Examination Documents ouverts dans un nouvel onglet le 17 août 2007 IDA Regulation 200.1(h) - Confirmation for Externally Managed Account Transactions - Withdrawal of Proposed Rule Amendment Documents ouverts dans un nouvel onglet le 29 juin 2007 Notice of Commission Approval - Amendments to IDA By-laws 10.1 and 10.4 - Board of Directors, National Advisory Committee Documents ouverts dans un nouvel onglet le 29 juin 2007 Notice of Commission Approval - IDA Amendments to Regulations 100.9 and 100.10 to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities Documents ouverts dans un nouvel onglet le 29 juin 2007 Meetings and Investment Dealers Association - Amendments to IDA By-laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings Documents ouverts dans un nouvel onglet le 29 juin 2007 Notice of Commission Approval - IDA Amendments to Regulations 100.9 and 100.10 to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities Documents ouverts dans un nouvel onglet le 22 juin 2007 IDA Amendments to By-law 20 - Elimination of the IDA Appeal Panel and Changes to Continuing Jurisdiction Provisions Documents ouverts dans un nouvel onglet le 15 juin 2007 IDA - Proposed Amendments to the Definitions of Acceptable Clearing Corporations and Acceptable Securities Locations in Form 1 Documents ouverts dans un nouvel onglet le 13 avril 2007 IDA - Membership Application Proces - Amendments to By-law Nos. 2 and 20 Documents ouverts dans un nouvel onglet le 2 février 2007 Notice of Commission Approval - IDA Amendments to Regulations 100.4A, 100.4B, 100.4C, 100.4D, 100.4E and 100.4K - Extending Debt Offsets to Customer Positions Documents ouverts dans un nouvel onglet le 2 février 2007 IDA - Amendment to Policy 6, Part III Documents ouverts dans un nouvel onglet le 19 janvier 2007 Notice of Commission Approval - Housekeeping Amendments to IDA Regulations 100.2(d) and 100.13 Documents ouverts dans un nouvel onglet le 19 janvier 2007 Notice of Commission Approval - IDA Proposed Housekeeping Amendments to Regulations 100.2(d) and 100.13 Documents ouverts dans un nouvel onglet le 12 janvier 2007 Notice of Commission Approval - Housekeeping Amendments to IDA By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives Documents ouverts dans un nouvel onglet le 12 janvier 2007 IDA Amendment to By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives Documents ouverts dans un nouvel onglet 2006 le 27 octobre 2006 Amendments to IDA By-Law 38 and Policy 6, Part 1 - CCO Qualifying Examination Documents ouverts dans un nouvel onglet le 13 septembre 2006 IDA By-law Nos. 21 and 41 and Form 1 - Amendments to Reflect Changes to CIPF Oversight Rate Documents ouverts dans un nouvel onglet le 13 septembre 2006 IDA Regulations 100.9 and 100.10 - Amendments to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities Documents ouverts dans un nouvel onglet le 13 septembre 2006 IDA Regulations 100.4A, 100.4B, 100.4C, 100.4D, 100.4E and 100.4K - Extending Debt Offsets to Customer Positions Documents ouverts dans un nouvel onglet le 8 septembre 2006 Notice of Commission Approval - Amendments to IDA Regulation 100.12 - Optional Use of Value at Risk Modeling Documents ouverts dans un nouvel onglet le 8 septembre 2006 Investment Dealers Association - Amendments to IDA Regulation 100.12 - Optional Use of Value at Risk Modeling Documents ouverts dans un nouvel onglet le 25 août 2006 IDA Proposed New Methodology for Margining Equity Securities and Related Amendments to Regulation 100 and Form 1 Documents ouverts dans un nouvel onglet le 25 août 2006 IDA Proposed New Methodology for Margining Equity Securities - Regulation 100 and Form 1 Documents ouverts dans un nouvel onglet le 4 août 2006 Amendments to IDA Policy 6 Parts I and II Regarding Wealth Management Essentials Course, and Policy 6 Part I Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers Documents ouverts dans un nouvel onglet le 4 août 2006 Notice of Commission Approval – Housekeeping Amendments to IDA Form 1, Part II Auditors’ Report Documents ouverts dans un nouvel onglet le 4 août 2006 Amendments to IDA Policy 6 Parts I and II Regarding Wealth Management Essentials Course, and Policy 6 Part I Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers Documents ouverts dans un nouvel onglet le 4 août 2006 Housekeeping Amendments to IDA Form 1, Part II Auditors Report Documents ouverts dans un nouvel onglet le 21 juillet 2006 Notice of Commission Approval – IDA Amendments to Regulation 100.5 Capital Requirements for Certain Private Placements of Restricted Securities during the Distribution Period Documents ouverts dans un nouvel onglet le 7 juillet 2006 Notice of Commission Approval - IDA Proposed Amendments to the Insurance Requirements - Regulation 400 Documents ouverts dans un nouvel onglet le 16 juin 2006 Notice of Commission Approval - Investment Dealers Association of Canada - By-law No. 28 Discretionary Fund Documents ouverts dans un nouvel onglet le 16 juin 2006 IDA ByLaw No. 28 Discretionary Fund Documents ouverts dans un nouvel onglet le 19 mai 2006 IDA By-Laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings - Withdrawal of Proposed Rule Amendment Documents ouverts dans un nouvel onglet le 19 mai 2006 IDA By-Laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings Documents ouverts dans un nouvel onglet le 12 mai 2006 IDA Amendments to Form No. 2, Regulation 1300.2 and Policy Nos. 2, 4, and 9 Documents ouverts dans un nouvel onglet le 7 avril 2006 Notice of Commission Approval - Amendments to By-Law 2 - Eliminating the Reference to District Association Auditors and Other Housekeeping Amendments Documents ouverts dans un nouvel onglet le 7 avril 2006 Amendments to IDA By-law 2 Eliminating the Reference to District Association Auditors and Other Housekeeping Amendments Documents ouverts dans un nouvel onglet le 17 mars 2006 Notice of Commission Approval - Proposed Amendments to IDA By-laws 4.6 and 4.9 and Policy No. 6 - Branch Managers of Branches Having Only Non-Retail Accounts Documents ouverts dans un nouvel onglet le 17 mars 2006 Notice of Commission Approval - Amendments to IDA Regulation 1300.1 - Suitability and Institutional Accounts Documents ouverts dans un nouvel onglet le 17 mars 2006 Notice of Commission Approval - Amendments to IDA Policy NO. 5 - Code of Conduct for IDA Member Firms Trading in Wholesale Domestic Debt Markets and Policy No. 5B - Retail Debt Market Trading and Supervision Documents ouverts dans un nouvel onglet le 17 mars 2006 Amendments to IDA By-law 4.9 Regarding the Proficiency Requirements for Branch Managers of Branches Having Only Non-Retail Accounts Documents ouverts dans un nouvel onglet le 17 mars 2006 IDA Amendment to Regulation 1300.1 - Suitability and Institutional Accounts Documents ouverts dans un nouvel onglet le 17 mars 2006 IDA Policy No. 5 - Code of Conduct for IDA Member Firms Trading in Wholesale Domestic Debt Markets Documents ouverts dans un nouvel onglet le 3 mars 2006 Notice of Commission Approval - IDA Amendments to Form 1, Notes and Instructions to Statement A Regarding Foreign Currency Cash Balances Held in Registered Retirement Savings Plan Accounts Documents ouverts dans un nouvel onglet le 3 mars 2006 Notice of Commission Approval - Proposped Amendments to IDA Regulation 500 and Policy No 6. Trader Registration Documents ouverts dans un nouvel onglet le 3 mars 2006 IDA Regulation and Policy No. 6, Part I. - Trader Registration Documents ouverts dans un nouvel onglet le 17 février 2006 Notice of Commission Approval - IDA Amendments to Regulation 100.4C and 100.4K - Offset Positions in Canadian Debt Securities and Related Futures Contracts Documents ouverts dans un nouvel onglet le 3 février 2006 Notice of Commission Approval - Housekeeping Amendments to IDA By-laws 10.26, 10.27 and 10.28 - member Regulation Oversight Committee and Additional Board Committees Documents ouverts dans un nouvel onglet le 3 février 2006 IDA By-Laws 10.26, 10.27 and 10.28 - Member Regulation Oversight Committee and Additional Board Committees Documents ouverts dans un nouvel onglet le 27 janvier 2006 Notice of Commission Approval - Proposed IDA Policy No. 4 Minimum Standards for Institutional Account Opening, Operation and Supervision Documents ouverts dans un nouvel onglet le 27 janvier 2006 Notice of Commission Approval - Housekeeping Amendments to IDA By-law 15 - Association Accounts and Funds and Execution of Instruments Documents ouverts dans un nouvel onglet le 27 janvier 2006 Proposed IDA Policy No. 4 - Minimum Standards for Institutional Account Opening, Operation and Supervision Documents ouverts dans un nouvel onglet le 27 janvier 2006 Investment Dealers Association of Canada - By-Law 15 - Association Accounts and Funds and Execution of Instruments Documents ouverts dans un nouvel onglet le 27 janvier 2006 IDA Proposed Amendments to the Insurance Requirements - Regulation 400 Documents ouverts dans un nouvel onglet le 27 janvier 2006 IDA Regulation 100.5 Capital Requirements for Certain Private Placements of Restricted Securities during the Distribution Period Documents ouverts dans un nouvel onglet le 13 janvier 2006 Notice of Commission Approval - Housekeeping Amendments to IDA Regulation 100.8 - Commodity Futures Contracts Documents ouverts dans un nouvel onglet le 13 janvier 2006 Futures Contract Options and IDA Regulation 100.8 - Commodity Futures Contracts and Futures Contract Options Documents ouverts dans un nouvel onglet le 13 janvier 2006 IDA Regulation 100.2(F)(I) Margin Treatment of CNQ Exchange Traded Securities - Withdrawal of Proposed Rule Amendment Documents ouverts dans un nouvel onglet le 13 janvier 2006 IDA Proposed New Methodology for Margining Equity Securities - Regulation 100 and Form 1 Documents ouverts dans un nouvel onglet 2005 le 23 décembre 2005 Notice of Commission Approval - IDA Form 1, Part I Auditor’s Report - Amendment to Standard Auditor’s Report to reflect changes to CICA Handbook Section 5600 Documents ouverts dans un nouvel onglet le 23 décembre 2005 IDA Form 1, Part I Auditor’s Report - Amendment to Standard Auditor’s Report to reflect changes to CICA Handbook Section 5600 Documents ouverts dans un nouvel onglet le 2 décembre 2005 Notice of Commission Approval - IDA Amendments to Regulations 100.15 and 300.2 Regarding Customer Account Guarantee Agreements Documents ouverts dans un nouvel onglet le 18 novembre 2005 Notice of Commission Approval - IDA Amendments to Schedule 12 of Form 1 Relating to the Margin on Commodity Concentrations and Deposits Documents ouverts dans un nouvel onglet le 18 novembre 2005 Notice of Withdrawal of Proposed Rule Amendment - Amendment to IDA Regulation 100.12 and Schedule 2 of Form 1 Regarding Margin Requirements for Securities Held in a Registered Trader's Account Documents ouverts dans un nouvel onglet le 11 novembre 2005 Notice of Request for Comments - Amendments to IDA Regulation 200.1(H) regarding Confirmations for Externally Managed Account Transactions Documents ouverts dans un nouvel onglet le 11 novembre 2005 Notice of Request for Comments - Amendments to IDA Regulation 100.12 regarding Optional Use of Value at Risk (VaR) Modelling to Determine Capital Requirements for Member Firm Security Positions Documents ouverts dans un nouvel onglet le 30 septembre 2005 Notice of Commission Approval - IDA Amendments to IDA Regulation 100.9 and 100.10 - CDCC Issued Currency Options Documents ouverts dans un nouvel onglet le 19 août 2005 Notice of Commission Approval - IDA Amendments to Regulations 100.4C and 100.4K -- Offset Positions in Canadian Debt Securities and Related Futures Contracts Documents ouverts dans un nouvel onglet le 12 août 2005 Notice of Commission Approval - IDA Amendments to IDA Policy 6, Part I (2A) regarding Late Completion Fees for the Qualifying Examination for the Chief Financial Officer (CFO) Position Documents ouverts dans un nouvel onglet le 15 juillet 2005 Request for Comments - Amendments to IDA Bylaws 10.1 and 10.4 Regarding Board of Directors, National Advisory Committee and Meetings Documents ouverts dans un nouvel onglet le 15 juillet 2005 Request For Comments - Amendments to IDA Policy 6, Part 1 Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers Documents ouverts dans un nouvel onglet le 15 juillet 2005 Request for Comments - Amendments to IDA Policy 6, Parts I and II Regarding Wealth Management Essentials Course Documents ouverts dans un nouvel onglet le 15 juillet 2005 Request for Comments - Amendments to IDA Form 1, Notes and Instructions to Statement A Regarding Foreign Currency Cash Balances Held in Registered Retirement Savings Plan Accounts Documents ouverts dans un nouvel onglet le 15 juillet 2005 Request for Comments -- Amendments to IDA Regulations 100.15 and 300.25 Regarding Customer Account Guarantee Agreements Documents ouverts dans un nouvel onglet le 15 juillet 2005 Request for Comments - Amendments to IDA Regulations 100.9 and 100.10 Regarding CDCC issued currency options Documents ouverts dans un nouvel onglet le 15 juillet 2005 Request for Comments - Amendments to IDA Amendments to Policy 5 Documents ouverts dans un nouvel onglet le 15 juillet 2005 Request for Comments - Amendments to IDA Regulations 100.11 and 1900.1 Regarding Over-the-counter Options and Definition of Option Documents ouverts dans un nouvel onglet le 3 juin 2005 Notice of Commission Approval - Amendments to IDA By-laws 1.1 and 29 and IDA Association - By-laws 1.1 and 2.9 Documents ouverts dans un nouvel onglet le 3 juin 2005 IDA Response to Comment Received on Proposed Amendments to IDA By-laws 1.1 and 29 - Conflicts of Interest and Client Priority Documents ouverts dans un nouvel onglet le 29 avril 2005 Request for Comments - Amendments to IDA Regulation 100.12 and Schedule 2 of Form 1 regarding Margin Requirements for Securities Held in a Registered Trader's Account Documents ouverts dans un nouvel onglet le 29 avril 2005 Request for Comments - Amendments to IDA By-law 7.5 and Policy No. 6 Part I (2A) Regarding CFO Qualifying Examination - Late Completion Fee Documents ouverts dans un nouvel onglet le 15 avril 2005 Notice of Commission Approval - Housekeeping Amendments to IDA Regulation 100.20 and Notes and Instructions to Schedule 9 Regarding Securities Concentration Charge Documents ouverts dans un nouvel onglet le 15 avril 2005 Housekeeping Amendments to IDA Regulation 100.20 and Notes and Instructions to Schedule 9 Regarding Securities Concentration Charge Documents ouverts dans un nouvel onglet le 4 mars 2005 Notice of Commission Approval - Proposed Amendments to IDA Policy No. 6, Parts I and II Documents ouverts dans un nouvel onglet le 4 mars 2005 IDA Response to All the Comments Received on Proposed Amendments to IDA Policy 6 Parts I and II - Proficiency Requirements and Exemptions Documents ouverts dans un nouvel onglet le 4 mars 2005 Notice of Commission Approval - Housekeeping Amendments to IDA By-law No. 2.4 Regarding Membership Documents ouverts dans un nouvel onglet le 4 mars 2005 IDA By-law 2.4 - Housekeeping Amendments Regarding Membership Documents ouverts dans un nouvel onglet le 11 février 2005 Request for Comments - Amendments to IDA Policy No. 4 Regarding Minimum Standards for Institutional Account Opening, Operation and Supervision Documents ouverts dans un nouvel onglet le 11 février 2005 Request for Comments - Amendments to IDA Amendments to Regulations 100.4C and 100.4K Regarding Offset Positions in Canadian Debt Securities and Related Futures Contracts Documents ouverts dans un nouvel onglet le 11 février 2005 IDA Amendments to Schedule 12 of Form 1 Relating to the Margin on Commodity Concentrations and Deposits Documents ouverts dans un nouvel onglet le 21 janvier 2005 Notice of Commission Approval - IDA Proposed Amendments to By-law 40, Regarding Individual Approvals, Notifications and Related Fees and National Registration Database Documents ouverts dans un nouvel onglet le 7 janvier 2005 Notice of Commission Approval - IDA Proposed By-law No. 17.19 - Business Continuity Plan Requirement Documents ouverts dans un nouvel onglet 2004 le 3 décembre 2004 Notice of Commission Approval - IDA Amendments to the General Notes and Definitions of Form 1 Relating to Foreign Pension Funds as Acceptable Institutions and Acceptable Counterparties Documents ouverts dans un nouvel onglet le 12 novembre 2004 IDA Proposed Amendments to Policy No. 11 - Research Restrictions and Disclosure Requirements - Notice of Commission Approval Documents ouverts dans un nouvel onglet le 12 novembre 2004 Notice of Withdrawal of By-Law - IDA Policy No. 4, Minimum Standards for Institutional Accounts Documents ouverts dans un nouvel onglet le 12 novembre 2004 IDA Policy No. 4 Minimum Standards for Institutional Accounts Withdrawal of By-Law Documents ouverts dans un nouvel onglet le 12 novembre 2004 IDA Policy No. 11 - Housekeeping Amendment to Research Restrictions and Disclosure Requirements Documents ouverts dans un nouvel onglet le 5 novembre 2004 IDA By-Law 40, Amendments to Individual Approvals, Notifications and Related Fees and National Registration Database Documents ouverts dans un nouvel onglet le 1 octobre 2004 Notice of Commission Approval - IDA Proposed Amendment to Regulation 100.2(f)(ii) and Proposed Regulation 100.2(l) - Margin Treatment for Money Market Mutual Funds Documents ouverts dans un nouvel onglet le 1 octobre 2004 Notice of Commission Approval - Amendments to Schedule 9 of IDA Form 1 (Securities Concentration Change) Documents ouverts dans un nouvel onglet le 1 octobre 2004 Notice of Commission Approval - Amendment to the IDA's General Notes & Definitions to Form 1 - Definition of "Acceptable Securities Locations" Documents ouverts dans un nouvel onglet le 1 octobre 2004 IDA - Definition of "Acceptable Securities Locations" - Transfer Agents, General Notes and Definitions to Form 1 Documents ouverts dans un nouvel onglet le 17 septembre 2004 Notice of Commission Approval - Housekeeping Amendments to IDA By-law No. 20 Regarding Association Hearing Processes Documents ouverts dans un nouvel onglet le 17 septembre 2004 Housekeeping Amendments to IDA By-law No. 20 Regarding Association Hearing Processes Documents ouverts dans un nouvel onglet le 27 août 2004 Notice of Commission Approval - IDA Proposed Regulation 100.9(a)(x) - Amendments to the Definition of "Floating Margin Rate" Documents ouverts dans un nouvel onglet le 20 août 2004 Notice of Commission Approval - IDA Amendments to Margin Requirements for Long Options - Regulations 100.9 and 100.10 Documents ouverts dans un nouvel onglet le 13 août 2004 Notice of Commission Approval - Proposed By-law 40 Regarding Individual Approvals, Notifications and Related Fees and National Registration Database and Proposed Consequential Amendments to IDA By-laws 4, 7 and 18, Regulations 1800 and 1900 Documents ouverts dans un nouvel onglet le 9 juillet 2004 Notice of Commission Approval - Proposed IDA Regulation 100.22, Regulation 2500 and Policy No. 10 Regarding Day Trading and Intra-Day Exposures Documents ouverts dans un nouvel onglet le 2 juillet 2004 Notice of Commission Approval - Amendments to IDA By-law 2.4 - Membership Documents ouverts dans un nouvel onglet le 18 juin 2004 Notice of Commission Approval - IDA Proposed Amendments to Regulation 100.10 - A Proposal to Permit the Optional Use of TIMS or SPAN for Regulatory Purposes Documents ouverts dans un nouvel onglet le 11 juin 2004 Commission Approval of Proposed Amendments to IDA Regulation 800: Proposed New Regulation 800.49 Regarding Broker-to-Broker Trade Matching - IDA Summary of Comments and Responses Documents ouverts dans un nouvel onglet le 11 juin 2004 Notice of Commission Approval - Proposed Amendments to IDA Regulation 800: Proposed New Regulation 800.49 Regarding Broker-to-Broker Trade Matching Documents ouverts dans un nouvel onglet le 21 mai 2004 Notice of Commission Approval - IDA Amendments to the Notes and Instructions to Schedule 5 of Form 1 Relating to Approved Inter-Dealer Bond Brokers Documents ouverts dans un nouvel onglet le 21 mai 2004 IDA Amendments to the Notes and Instructions to Schedule 5 of Form 1 Relating to Approved Inter-Dealer Bond Brokers Documents ouverts dans un nouvel onglet le 14 mai 2004 Notice of Commission Approval - Amendments to IDA Regulation 1300.1 - Know Your Client Requirements for Non-Individual Accounts Documents ouverts dans un nouvel onglet le 14 mai 2004 Notice of Commission Approval - Proposed Amendments to IDA By-law 20 Regarding Association Hearing Processes Documents ouverts dans un nouvel onglet le 7 mai 2004 Notice of Commission Approval - IDA Proposed Amendments to the By-Laws and Regulations to Eliminate District Association Auditors and Alternate District Association Auditors Documents ouverts dans un nouvel onglet le 16 avril 2004 Notice of Commission Approval - Amendments to IDA Policy No. 1 Regarding Relationships between Members and Financial Services Entities - Sharing of Office Premises Documents ouverts dans un nouvel onglet le 16 avril 2004 Notice of Commission Approval - Amendments to Capital Rules for Underwriting Commitments Documents ouverts dans un nouvel onglet le 2 avril 2004 Notice of Commission Approval - Amendments to IDA By-law 29.7 - Advertisements, Sales Literature and Correspondence Documents ouverts dans un nouvel onglet le 2 avril 2004 Notice of Commission Approval - Amendments to IDA Policy No. 2 - Revisions to Make Policy No. 2 Consistent with Newly Revised Regulation 1300 Documents ouverts dans un nouvel onglet le 2 avril 2004 Notice of Withdrawal of Proposal - Proposed Amendment to IDA Regulation 1300 - Discretionary Accounts Documents ouverts dans un nouvel onglet le 5 mars 2004 Notice of Commission Approval - Proposed Amendments to IDA Regulation 200.1(h) Regarding Confirmations for Managed Account Transactions Documents ouverts dans un nouvel onglet le 27 février 2004 Notice of Commission Approval - Amendments to IDA By-law No. 7 Regarding Partners, Directors and Officers Documents ouverts dans un nouvel onglet le 16 janvier 2004 Notice of Commission Approval - Amendment to IDA By-law 1 - Definition of "Approved Person" Added Documents ouverts dans un nouvel onglet le 16 janvier 2004 Notice of Commission Approval - Amendments to IDA By-law 3 - Entrance, Annual and Other Fees Documents ouverts dans un nouvel onglet le 16 janvier 2004 Notice of Commission Approval - Amendment to IDA Policy 6, Part III - Continuing Education Program Documents ouverts dans un nouvel onglet le 9 janvier 2004 Notice of Commission Approval - Proposed Amendments to IDA Regulation 1300 Regarding Managed Accounts Documents ouverts dans un nouvel onglet 2003 le 13 décembre 2003 Notice of Commission Approval - Amendment to IDA Regulation 100 - Capital and Margin Requirements for Capital Trust Securities Documents ouverts dans un nouvel onglet le 24 octobre 2003 Notice of Commission Approval - IDA Policy 11 Analyst Standards Documents ouverts dans un nouvel onglet le 15 août 2003 Notice of Commission Approval - Amendments to the IDA By-laws 1 and 7 and to Policy 6, Parts I and II Regarding Proficiency Requirements for Chief Financial Officers ("CFOs") Documents ouverts dans un nouvel onglet le 15 août 2003 Notice of Commission Approval - Amendments to IDA Regulation 100 - Positions in and Offsets Involving Exchange Traded Derivatives Documents ouverts dans un nouvel onglet le 8 août 2003 Request for Comments - Proposed Policy No. 11 Analyst Standards le 8 août 2003 Notice of Commission Approval - Amendments to IDA By-law No. 3 - Regarding Entrance, Annual and Other Fees Documents ouverts dans un nouvel onglet le 11 juillet 2003 Withdrawal of By-law - By-law 29.6A Referral Arrangements Documents ouverts dans un nouvel onglet le 27 juin 2003 Notice of Commission Approval - Housekeeping Amendment to IDA By-law No. 10.7 National Advisory Committee Documents ouverts dans un nouvel onglet le 30 mai 2003 Notice of Commission Approval - Approval of Amendments to IDA Regulation 100.4 - Capital share, Convertible Security and Exercisable Security Offsets Documents ouverts dans un nouvel onglet le 30 mai 2003 Notice of Commission Approval - Approval of Amendments to IDA Regulation 100.4 - Capital Share, Convertible Security and Exercisable Security Offsets Documents ouverts dans un nouvel onglet le 2 mai 2003 Notice of Commission Approval - Proposed IDA By-law No. 39 - Principal and Agent Documents ouverts dans un nouvel onglet le 2 mai 2003 Text of Proposed By-law No. 39 - Principal and Agent Documents ouverts dans un nouvel onglet le 11 avril 2003 Notice of Commission Approval - Amendments to IDA By-law 5.6 Small Investments by Industry Investors in Another Member or Holding Company Documents ouverts dans un nouvel onglet le 24 janvier 2003 Notice of Commission Approval - Amendment to IDA Policy 6, Proficiency Requirements for Portfolio Managers and Futures Contracts Portfolio Managers Documents ouverts dans un nouvel onglet le 24 janvier 2003 Notice of Commission Approval - Amendment to IDA Regulation 100 - Positions in and Offsets Involving Interest Rate and Performance Swaps Documents ouverts dans un nouvel onglet le 10 janvier 2003 Notice of Commission Approval - Amendments to IDA Regulation 200.1 - Minimum Records Documents ouverts dans un nouvel onglet 2002 le 22 novembre 2002 Notice of Commission Approval - Amendments to IDA Regulation 100.2A and By-law 1 - Margin Requirements for Bonds with Embedded Options Documents ouverts dans un nouvel onglet le 8 novembre 2002 Notice of Commission Approval - Amendments to IDA By-law 37 - Ombudsman for Banking Services and Investments Documents ouverts dans un nouvel onglet le 25 octobre 2002 Notice of Commission Approval - Amendments to IDA Regulation 100.12 - Capital and Margin Requirements for Capital Trust Securities Documents ouverts dans un nouvel onglet le 18 octobre 2002 Notice of Commission Approval - Amendments to IDA Regulation 2100.6 - Inter-Dealer Brokerage Systems Documents ouverts dans un nouvel onglet le 18 octobre 2002 Notice of Commission Approval - Amendments to IDA Policy No. 7 - Partners, Directors and Officers Documents ouverts dans un nouvel onglet le 4 octobre 2002 Notice of Commission Approval - Amendment to IDA By-law 11, District Councils and Meetings Documents ouverts dans un nouvel onglet le 27 septembre 2002 Notice of Commission Approval - IDA Policy 8 - Reporting and Record-Keeping Requirements Documents ouverts dans un nouvel onglet le 6 septembre 2002 Notice of Commission Approval - Amendments to IDA By-law 8 - Resignations, Amalgamations le 23 août 2002 Notice of Commission Approval - Amendments to IDA Regulation 100.4C - Captial and Margin Requirements for an Offset Involving Canadian Bank Acceptances and Three-Month Canadian Bank Acceptance Futures Contract le 16 août 2002 Notice of Commission Approval - Amendments to IDA By-Law 28 - Discretionary Trust Fund le 2 août 2002 Nottice of Commission Approval - Amendments to IDA Regulation 400.1, Mail Insurance le 19 juillet 2002 Notice of Commission Approval - Amendments to IDA By-law No. 15 Regarding the Provision of Financial Assistance by the IDA to Securities Industry Organizations and Securities Regulatory Organizations le 5 avril 2002 Notice of Commission Approval - Amendment to IDA By-Law 7.1 - Proficiency Requirements for Industry and Non-Industry Shareholders le 29 mars 2002 Notice of Commission Approval - Amendment to IDA Policy No. 5 - Code of Conduct for IDA Member Firms Trading in Domestic Debt Markets le 1 mars 2002 Notice of Commission Approval - Amendments to By-Law 29.27 - Supervision and Compliance Documents ouverts dans un nouvel onglet le 22 février 2002 Notice of Commission Approval - Amendment to IDA Regulation 100.2(f)(i) - Margin Requirements for Listed Securities le 25 janvier 2002 Notice of Commission Approval - Amendment to IDA By-Law No. 3 - Entrance, Annual and Other Fees le 25 janvier 2002 Notice of Commission Approval - Amendment to IDA Policy No. 2 - Minimum Standards for Retail Account Supervision
