Protocoles d’entente nationaux

La Commission des valeurs mobilières de l'Ontario (CVMO) a conclu un certain nombre de protocoles d'entente nationaux, notamment avec le ministre des Finances de l’Ontario. Ce document décrit l’obligation de reddition de comptes de la CVMO envers le Ministre et établit les rôles et les responsabilités du ministre des Finances, du président et chef de la direction de la Commission, du conseil d’administration, du directeur général et du sous-ministre des Finances.

Elle a conclu des protocoles d'entente nationaux avec d'autres organismes gouvernementaux, des organismes de réglementation, et des organismes d'application de la loi partout au Canada. Les divers protocoles d'entente comptent des dispositions qui effectuent ce qui suit :

  • décrivent les obligations de reddition de comptes en plus de tracer les grandes lignes des rôles et des responsabilités;
  • favorisent la sécurité et l'efficacité au sein des marchés des valeurs mobilières;
  • contribuent à la gestion des risques systémiques;
  • favorisent une vérification de qualité supérieure et inspirent confiance aux investisseurs;
  • réduisent les chevauchements entre leurs mandats respectifs et reconnaissent la valeur du travail collaboratif;
  • donnent un aperçu de la façon dont chaque territoire de compétence collabore et coopère dans le cadre de ses efforts de réglementation afin de superviser l'application de la Loi sur les valeurs mobilières;
  • échangent de l'information de manière confidentielle pour aider chaque organisme à exécuter son mandat respectif.

Ces protocoles d'entente renforcent les relations et favorisent la collaboration sur des questions d'intérêt mutuel. En outre, la CVMO a conclu un certain nombre de protocoles d'entente avec des partenaires internationaux.

Notice of Ministerial Approval of Memorandum of Understanding for Oversight of CNSX Markets Inc. Between the Ontario Securities Commission and the British Columbia Securities Commission

Notice of Ministerial Approval of Memorandum of Understanding for Oversight of CNSX Markets Inc. Between the Ontario Securities Commission and the British Columbia Securities Commission

Notice of Ministerial Approval of Memorandum of Understanding for Oversight of CNSX Markets Inc. Between the Ontario Securities Commission and the British Columbia Securities Commission

Notice of Ministerial Approval of Memorandum of Understanding for Oversight of CNSX Markets Inc. Between the Ontario Securities Commission and the British Columbia Securities Commission

Notice of Ministerial Approval of Memorandum of Understanding for Oversight of CNSX Markets Inc. Between the Ontario Securities Commission and the British Columbia Securities Commission

Notice of Ministerial Approval of Memorandum of Understanding for Oversight of CNSX Markets Inc. Between the Ontario Securities Commission and the British Columbia Securities Commission

Notice of Ministerial Approval of Memorandum of Understanding for Oversight of CNSX Markets Inc. Between the Ontario Securities Commission and the British Columbia Securities Commission

Amendment of Agreement among Certain Provincial Securities Regulators in respect of the Ownership and Licensing of the Intellectual Property comprising the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), and the National Registration Database (NRD) (CSA National Systems) to Extend Scope to New CSA National Systems

Notice of Memorandum of Understanding for Oversight of CNSX Markets Inc. Between the Ontario Securities Commission and the British Columbia Securities Commission

Notice of Amendment of Agreement among Certain Provincial Securities Regulatory Authorities in respect of the Ownership and Licensing of the Intellectual Property Comprising the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), and the National Registration Database (NRD) (CSA National Systems) to Extend Scope to New CSA National Systems

Notice of Memorandum of Understanding – Memorandum of Understanding Respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems

Notice of Coming into Effect – Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Between the Ontario Securities Commission and the Canadian Public Accountability Board

Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Between the Ontario Securities Commission and the Canadian Public Accountability Board

Memorandum of Understanding Between Minister of Finance and Ontario Securities Commission 2019

Notice of Ministerial Approval of Arrangements Regarding the Access, Collection, Storage and Use of Derivatives Data

Arrangements Regarding the Access, Collection Storage and Use of Derivatives Data

Notice of Arrangements Regarding the Access, Collection, Storage and Use of Derivatives Data

Notice of Ministerial Approval of the Memorandum of Understanding Between Financial Planning Standards Council and Ontario Securities Commission

Notice Of Memorandum Of Understanding Between Financial Planning Standards Council And Ontario Securities Commission

Effective April 1, 2019, all references in the MOU to the Financial Planning Standards Council (“FPSC”) shall be construed as references to FP Canada

Notice of Arrangements Regarding the Access, Collection, Storage and Use of Derivatives Data

Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information between the Ontario Securities Commission and the Canadian Public Accountability Board

Notice of Memorandum of Understanding Respecting the Oversight of Clearing Agencies, Trade Repositories and Matching Service Utilities

Amended and Restated Memorandum of Understanding concerning oversight of the Ombudsman for Banking Services and Investments among the Canadian Securities Administrators and OBSI

Notice of Ministerial Approval of the Letter of Arrangement between the Office of the Superintendent of Financial Institutions and the Ontario Securities Commission

Notice of Letter of Arrangement between the Office of the Superintendent of Financial Institutions and the Ontario Securities Commission

Memorandum of Understanding between the Commissioner of Competition of the Competition Bureau and the Chair of the Ontario Securities Commission

Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information between the Ontario Securities Commission and the Canadian Public Accountability Board

Memorandum of Understanding Concerning the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)

Memorandum of Understanding - Agreement among the OSC, the BCSC, the ASC, and the AMF, with respect to the administration and application of surplus funds generated by operations of SEDAR

Memorandum of Understanding with the Canadian Securities Administrators Relating to the Mutual Reliance Review System

Memorandum of Understanding, Expedited Review of Short Form Prospectuses and Renewal AIFs