9 - Produits dérivés Fil d'Ariane Accueil 9 - Produits dérivés Component Menu Left Sidebar Droit des valeurs mobilières Législation Normes, règles et politiques 1 - Procédure et questions connexes 2 - Certains acteurs du marché des capitaux 3 - Exigences en matière d’enregistrement et de questions connexes 4 - Exigences en matière de distribution 5 - Exigences permanentes pour les émetteurs et les initiés 6 - Offres publiques d’achat et opérations spéciales 7 - Opérations sur titres en dehors de la compétence 8 - Fonds d’investissement 9 - Produits dérivés Documents non numérotés Établissement de règles relatives aux valeurs mobilières en Ontario Normes proposées, règles et politiques Ordonnances et décisions Contrats-cadres Ordonnances de délégation Bulletin de la CVMO Dépôt de documents en ligne Recherche par mot clé Trier par PertinenceNuméro de la norme décroissantNuméro de la norme croissant Résultats 1 - 30 de 41 Instrument Number Titre 91-102 Prohibition of Binary Options and Related Proposed Companion Policy 91-301 Model Provincial Rules - Derivatives Product Determination and Trade Repositories and Derivatives Data Reporting 91-303 Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives 91-304 Model Provincial Rule - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions 91-306 Compliance Review Findings for Reporting Counterparties 91-401 Over-the-Counter Derivatives Regulation in Canada 91-402 Derivatives: Trade Repositories 91-403 Derivatives: Surveillance and Enforcement 91-404 Segregation and Portability in OTC Derivatives Clearing 91-405 Derivatives: End-User Exemption 91-406 Derivatives: OTC Central Counterparty Clearing 91-407 Derivatives: Registration 91-501 91-501CP Strip Bonds 91-502 Trades in Recognized Options 91-503 Trades in Commodity Futures Contracts and Commodity Futures Options Entered Into on Commodity Futures Exchanges Situated Outside Ontario 91-504 and 91-504CP [on hold] Over-The-Counter Derivatives 91-505 Exemptions from the Options Proficiency Requirement for International Dealers, Advisers and Sub-Advisers (Interim Class Order) 91-506 Derivatives: Product Determination 91-507 Trade Repositories and Derivatives Data Reporting 91-701 Debt-Like Derivative Securities 91-702 Offerings of Contracts for Difference and foreign exchange contracts to investors in Ontario 91-703 Staff Recommendation on the Reporting of Inter-Affiliate Transactions by End-Users under OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting 91-704 Ontario Securities Commission Staff Notice - Compliance Review Plan for OSC Rule 91-507 - Trade Repositories and Derivatives Data Reporting 91-705 CSA Derivatives Data Technical Manual 92-401 Derivatives Trading Facilities 93-101 Derivatives: Business Conduct 93-102 Derivatives: Registration 93-301 Derivatives Business Conduct Rule - No Overlap with Derivatives Registration Rule Comment Period 93-302 Frequently Asked Questions About National Instrument 93-101 Derivatives: Business Conduct 93-930 Temporary exemptions for derivatives firms from certain obligations when transacting with certain investment funds and for senior derivatives managers from certain reporting obligations Pagination Page courante 1 Page 2 Page suivante Suivant › Dernière page Dernier »
