IIROC Rules Notice: Notice of Withdrawal - Proposed Amendments to Continuing Jurisdiction Provisions
NOTICE OF WITHDRAWAL
WITHDRAWAL OF PROPOSED AMENDMENTS TO CONTINUING JURISDICTION PROVISIONS
On June 22, 2007 the Ontario Securities Commission published for comment proposed amendments to Investment Dealers Association of Canada (IDA) Rule 20, relating to continuing jurisdiction. In light of newer proposed amendments to the Dealer Member Rules that would implement a limitation period on IIROC enforcement proceedings, the proposed amendments relating to continuing jurisdiction published on June 22, 2007 are no longer required. Other parts of the proposed amendments of June 22, 2007 not relating to continuing jurisdiction have already been implemented and will remain unaffected.
IIROC has informed the CSA that it has withdrawn the proposed amendments in connection with its proposal to implement a limitation period on enforcement proceedings.
Questions may be referred to:
Policy Counsel, Member Regulation Policy
Investment Industry Regulatory Organization of Canada