OSC Staff Notice of Request for Comment: Amendments to Universal Market Integrity Rule 1.1 - Definition of Basis Order

Market Regulation Document Type
IIROC rule review

OSC STAFF NOTICE OF REQUEST FOR COMMENT

THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)

AMENDMENTS TO UNIVERSAL MARKET INTEGRITY RULE 1.1 – DEFINITION OF BASIS ORDER


 

IIROC is publishing for public comment proposed amendments to Universal Market Integrity Rule 1.1. The proposed amendments would broaden the definition of Basis Order to specifically include Exempt Exchange-traded Funds.

A copy of the IIROC Notice was also published on our website at http://www.osc.gov.on.ca.