OSC Staff Notice of Withdrawal: Amendments Respecting Trading in US OTC Issuers

Market Regulation Document Type
IIROC rule review

INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)

AMENDMENTS RESPECTING TRADING IN U.S. OVER-THE-COUNTER ISSUERS

NOTICE OF WITHDRAWAL


 

IIROC has published a Notice withdrawing a rule proposal relating to IIROC Dealer Member Rule 1300.1 concerning trading in securities of U.S. OTC issuers. The amendments were published for comment on May 22, 2009. See IIROC Rules Notice – Request for Comments – Trading in Securities of U.S. OTC Issuers – Proposed Amendments to Dealer Member Rule 1300.1 (2009) 32 OSCB 4312.

A copy of the IIROC Notice stating the reasons for the withdrawal is published on our website at www.osc.gov.on.ca.