Request for Comment: IIROC Rules Notice - Plain Language Rule Re-write Project - Dealer Member Margin Rules, Rules 5100 through 5800

Market Regulation Document Type
IIROC rule review

IIROC RULES NOTICE – REQUEST FOR COMMENT – PLAIN LANGUAGE RULE RE-WRITE PROJECT

– DEALER MEMBER MARGIN RULES, RULES 5100 THROUGH 5800


 

The Commission is publishing for comment IIROC’s proposed 5000 series of plain language rules (collectively referred to as the Proposed Rules). The Proposed Rules and IIROC’s Rules Notice can be found at http://www.osc.gov.on.ca/en/20447.htm. The comment period ends on April 3, 2012.