Request for Comment – IIROC Rules Notice – Plain Language Rule Re-write Project – Dealer Member Margin Rules, Rules 5100 through 5800 – Investment Industry Regulatory Organization of Canada (IIROC)

Market Regulation Document Type
IIROC rule review

The Commission is publishing for comment IIROC’s proposed 5000 series of plain language rules (collectively referred to as the Proposed Rules). The Proposed Rules and IIROC’s Rules Notice can be found at The comment period ends on April 3, 2012.