January 17, 2013 - Investor Advisory Panel - Agenda


Investor Advisory Panel Meeting
Thursday, January 17, 2013
9:30 am – 12:30 pm

OSC Office
20 Queen Street West
Toronto, ON

MEMBERS: Nancy Averill
Paul Bates, Chair
Stan Buell
Connie Craddock
Alan Goldhar
Ken Kivenko
Cary List
INVITEES: Eleanor Farrell, Director, Office of the Investor
Rhonda Goldberg, Director, Investment Funds
Allan Krystie, Senior Administrator (secretary to the meeting)
Chantal Mainville, Senior Legal Counsel, Investment Funds
Rose Park, Legal Counsel, Investment Funds
Jeff Scanlon, Legal Counsel, Compliance and Registrant Regulation
Dennis Yanchus, Economist, Strategy and Operations


1. Discussion about OBSI (NI 31-103) submission. 30 minutes

2. Discussion about CSA Consultation Paper 33-403 (Statutory Best Interest Duty) (Jeff Scanlon). 45 minutes

3. Discussion about OSC Staff Consultation Paper 45-710 (Prospectus Exemptions) 15 minutes

4. Discussion about CSA Discussion Paper 81- 407 (Mutual Fund Fees). (Rhonda Goldberg, Chantal Mainville, Rose Park, Dennis Yanchus) 45 minutes

5. Other business (Paul Bates) 45 minutes