OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments

OSC Notice

July 16, 2020

The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of June 30, 2020 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;

3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;

9-Miscellaneous

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Reformulation

Instrument	Title	Status

51-405	Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting	*Published for comment January 9, 2020*

23-325	Trading Fee Rebate Pilot Study	*Published January 23, 2020*

11-739	Policy Reformulation of Concordance and List of New Instruments (Revised)	*Published January 30, 2020*

52-112	Proposed NI 52-112 Non-GAAP and Other Financial Measures Disclosure	*Published for comment February 13, 2020*

94-102	Customer Clearing and Protection of Customer Collateral and Positions	*Notice of Ministerial Approval published on February 13, 2020*

23-326	Order Protection Rule: Market Share threshold for the period April 1, 2020 to March 31, 2021	*Published February 13, 2020*

81-502	Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds	*Published for comment February 20, 2020*

21-328	Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities	*Published March 5, 2020*

43-310	Confidential Pre-File Review of Prospectuses (for non-investment fund issuers)	*Published March 5, 2020*

31-103	Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations to Enhance the Protection of Older and Vulnerable Clients	*Published for comment March 5, 2020*

45-110	Start-up Crowdfunding Registration and Prospectus Exemptions	*Published for comment March 5, 2020*

24-102	Amendments to NI 24-102 Clearing Agency Requirements	*Commission approval published on March 19, 2020*

25-502	Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carry on Business in Ontario -- General Order	*Published March 26, 2020*

81-503	Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds -- General Order	*Published March 26, 2020*

31-510	Temporary Exemption from Certain Financial Statement and Information Delivery Requirements for Registrants and Unregistered Capital Markets Participants -- General Order	*Published March 26, 2020*

51-502	Temporary Exemption from Certain Corporate Finance Requirements -- Notice of General Order	*Published March 26, 2020*

24-101	Amendments to NI 24-101 Institutional Trade Matching and Settlement -- Notice of Amendment	*Commission approval published on March 26, 2020*

31-357	Blanket Orders/Class Orders in respect of Certain Client Focused Reforms Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations	*Published April 16, 2020*

31-103	Relief in respect of Client Focused Reforms Relationship Disclosure Information Provisions of NI 31-103 Registration requirements, Exemptions and Ongoing Registrant Obligations	*Published April 16, 2020*

13-504	Temporary Relief from Accrual of Late Fees Charged under OSC Rule 13-502 Fees -- Notice of General Order	*Published April 23,2020*

13-505	Temporary Relief from Accrual of Late Fees Charged under OSC Rule 13-503	*Published April 23, 2020*

81-504	Temporary Exemption from Borrowing Limit to Accommodate Redemption Requests of Mutual Funds Investing in Fixed Income Securities	*Published April 23, 2020*

11-788	Statement of Priorities -- Request for Comments Regarding Statement of Priorities for Financial Year to end March 31, 2021	*Published for Comment April 30, 2020*

51-360	Frequently Asked Questions Regarding Filing Extension Relief Granted by Way of a Blanket Order in Response to COVID-19	*Published May 7, 2020*

51-504	Temporary Exemptions from Certain Requirements to File or Send Securityholder Materials	*Published May 7, 2020*

51-360	Frequently Asked Questions Regarding Filing Extension Relief Granted by Way of a Blanket Order in Response to COVID-19 (Revised)	*Published May 21, 2020*

51-505	Ontario Instrument 51-505 Temporary Exemption from Certain Corporate Finance Requirements with Deadlines during the Period from June 2 to August 31, 2020 -- General Order	*Published May 28, 2020*

81-505	Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines during the Period from June 2, to September 30, 2020	*Published May 28, 2020*

13-506	Ontario Instrument 13-506 Temporary Relief from Accrual of Late Fees Charged under OSC Rule 13-502 Fees, No. 2 -- General Order	*Published June 4, 2020*

13-507	Ontario Instrument 13-507 Temporary Relief from Accrual of Late Fees Charged under OSC Rule 13-503 Fees No. 2	*Published June 4, 2020*

43-311	Review of Mineral Resource Estimates in Technical Reports	*Published June 4, 2020*

45-505	Relief in Respect of the Distribution of Securities Through a Funding Portal Operated by Silver Maple Ventures Inc.- General Order	*Published June 4, 2020*

21-101	Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Amendments to NI 21-101 Marketplace Operation	*Commission approval published June 4, 2020*

24-101	Amendments to NI 24-101	*Notice of Ministerial Approval published June 4, 2020*

44-102	Amendments to NI 44-102 Shelf Distributions -- Related to at-the-Market Distributions	*Commission approval published on June 4, 2020*

24-102	Amendments to NI 24-102 Clearing Agency Requirement	*Notice of Ministerial Approval published June 18, 2020*

21-101	Amendments to NI 21-101 Marketplace Operation	*Commission approval published on June 28, 2020*

11-789	Notice of Statement of Priorities for Financial Year to end March 31, 2021	*Published June 25, 2020*