OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments

OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments

OSC Notice
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The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of March 31, 2024, has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

Item Key

 
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

Reformulation

InstrumentTitleStatus
 
11-739Policy Reformulation Table of Concordance and List of New InstrumentsPublished January 11, 2024
 
11-742Securities Advisory CommitteePublished January 11, 2024
 
NI 41-101General Prospectus Requirements -- AmendmentsCommission approval published January 11, 2024
 
NI 44-101Short Form Prospectus Distributions -- AmendmentsCommission approval published January 11, 2024
 
NI 44-102Shelf Distributions -- AmendmentsCommission approval published January 11, 2024
 
NI 44-103Post-Receipt Pricing -- AmendmentsCommission approval published January 11, 2024
 
NP 47-201Trading Securities Using the Internet and Other Electronic Means -- AmendmentsCommission approval published January 11, 2024
 
NI 81-102Investment Funds Pertaining to Crypto Assets -- AmendmentsPublished for comment January 18, 2024
 
33-509Exemption from Underwriting Conflicts Disclosure RequirementsMinisterial approval published January 18, 2024
 
45-508Extension to Ontario Instrument 45-507 Self-Certified Investor Prospectus ExemptionCommission approval published February 8, 2024
 
23-333Order Protection Rule: Market Share Threshold -- Effective as of April 1, 2024Published February 29, 2024
 
81-334ESG Related Investment Fund DisclosureNotice published March 7, 2024
 
96-305Derivatives Data Reporting Guidance for CDOR TransitionNotice published March 7, 2024
 
NI 41-101General Prospectus Requirements -- AmendmentsMinisterial approval published March 14, 2024
 
NI 44-101Short Form Prospectus Distributions -- AmendmentsMinisterial approval published March 14, 2024
 
NI 44-102Shelf Distributions -- AmendmentsMinisterial approval published March 14, 2024
 
NI 44-103Post-Receipt Pricing -- AmendmentsMinisterial approval published March 14, 2024
 
NI 47-201Trading Securities Using the Internet and Other Electronic Means -- AmendmentsCommission approval published March 14, 2024
 
81-337Targeted Continuous Disclosure Review and Guidance for Independent Review Committees for Investment FundsNotice published March 21, 2024
 
25-3112023 Annual Activities Report on the Oversight of Canadian Investment Regulatory Organization and Canadian Investment Protection FundNotice published March 28, 2024

For further information, contact:

Darlene Watson
Business and Corporate Project Manager
Ontario Securities Commission

April 11, 2024