Unofficial consolidation of NI 23-101 and Companion Policy, effective October 1, 2015 Breadcrumb Home Securities law Instruments, rules and policies 2 - Certain Capital Market Participants 23-101 Unofficial consolidation of NI 23-101 and Companion Policy, effective October 1, 2015 Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds Market regulation Derivatives Artificial intelligence (AI) SEDAR+ Securities law Legislation Instruments, rules and policies Proposed instruments, rules and policies Orders, rulings and decisions Blanket orders Delegation orders OSC Bulletin Filing documents online Tribunal Investors Investor protection Investor resources Investor research and reports Investor warnings and alerts Check before you invest OSC in the Community Investor Advisory Panel Enforcement News & events News releases Events Speeches and interviews OSC Dialogue Reports and publications Media resources Connect with us Subscribe COVID-19 updates About us Unofficial consolidation of NI 23-101 and Companion Policy, effective October 1, 2015 Unofficial Consolidation National Instrument Companion Policy October 1, 2015 Download document