23-101 - Trading Rules

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Results 1 - 52 of 52

Unofficial consolidations including forms

Policy #
Document name
Document type
Date
23-101
Unofficial Consolidation: Companion Policy 23-101CP Trading Rules
Unofficial Consolidation Companion Policy
23-101
Unofficial Consolidation: National Instrument 23-101 Trading Rules
Unofficial Consolidation National Instrument

Instruments, rules and policies

23-334, 23-101
CSA Staff Notice 23-334 – Proposed Amendments to National Instrument 23-101 Trading Rules and Proposed Changes to Companion Policy 23-101 Trading Rules
CSA Notice Request for Comment
23-101
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 23-101 Trading Rules and Proposed Changes to Companion Policy 23-101 Trading Rules Comments Received
CSA Notice Request for Comment
23-333
CSA Staff Notice 23-333 Order Protection Rule: Market Share Threshold – Effective as of April 1, 2024
CSA Notice
23-101
OSC Staff Notice 23-707 Omega Securities Inc.
OSC Notice
23-101
OSC Staff Notice 23-706 Omega Securities Inc.
OSC Notice
23-101
OSC Staff Notice 23-705 - Guidance on Self-Help Related to Omega Securities Inc.
OSC Notice
23-101
Amendments to NI 23-101 Trading Rules
Amendments to National Instrument
23-101
Notice of Ministerial Approval of Amendments to NI 23-101 Trading Rules
Notice of Ministerial Approval National Instrument
23-101
CSA Notice of Approval - Amendments to National Instrument 23-101 Trading Rules and Companion Policy 23-101CP to National Instrument 23-101 Trading Rules
Notice of Commission Approval National Instrument
23-101
Amendments to NI 23-101 Trading Rules
Amendments to National Instrument
23-101
Changes to Companion Policy 23-101 CP Trading Rules
Amendments to National Instrument
23-101
Notice of Ministerial Approval of Amendments to NI 23-101 Trading Rules
Notice of Ministerial Approval National Instrument
23-316
CSA Staff Notice 23-316 Order Protection Rule: Implementation of the Market Share Threshold and Amendments to Companion Policy 23-101 Trading Rules
CSA Notice
23-101
CSA Notice and Request for Comment - Proposed Amendments to National Instrument 23-101 Trading Rules Comments Received
Request for Comment National Instrument
23-101
CSA Notice of Approval - Amendments to National Instrument 23-101 Trading Rules and Companion Policy 23-101CP to National Instrument 23-101 Trading Rules
Notice of Commission Approval National Instrument
23-101
Amendments to NI 23-101 Trading Rules
Amendments to National Instrument
23-101
Changes to Companion Policy 23-101CP Trading Rules
Amendments to National Instrument
23-101
Processes for the Review and Approval of Exchange Rules and of the Information Contained in Forms 21-101F1 and 21-101F2
OSC Notice
21-101
CSA Notice of Approval Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
Notice of Commission Approval National Instrument
23-101
CSA Notice and Request for Comment: Proposed Amendments to the Companion Policy to National Instrument 23-101 Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays Comments Received
Request for Comment National Instrument
23-101
CSA Notice and Request for Comment: Proposed Amendments to NI 23-101 Regarding Order Protection Rule Review Comments Received
Request for Comment National Instrument
21-101
CSA Notice and Request for Comment: Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules Comments Received
Request for Comment National Instrument
23-101
Amendments to NI 23-101 Trading Rules
Amendments to National Instrument
21-101
Request for Comments: Notice of Proposed Amendments to NI 21-101 - Marketplace Operation and NI 23-101 - Trading Rules Comments Received
Request for Comment National Instrument
23-309
CSA Staff Notice: 23-309 - Frequently Asked Questions about the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of National Instrument 23-101 and Related Companion Policy
CSA Notice
21-101
Amendments to NI 21-101 Marketplace Operation and Companion Policy 21-101CP, NI 23-101 Trading Rules and Companion Policy 23-101CP
Amendments to National Instrument
21-101
Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules, Companion Policy
Notice of Ministerial Approval National Instrument
23-101
CSA Notice of Technical Corrections and Amendments to National Instrument 21-101 Marketplace Operations and National Instrument 23-101 Trading Rules
Amendments to National Instrument
21-101
CSA Notice and Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
Amendments to National Instrument
21-101
Notice: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Comments Received
Request for Comment National Instrument
21-101
Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Request for Comment National Instrument
23-101
Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Amendments to National Instrument
21-101
Notice of Ministerial Approval of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Ministerial Approval National Instrument
21-101
CSA Notice on Best Execution and Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Commission Approval National Instrument
21-101
Notice: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Commission Approval National Instrument
23-101
Proposed Amendments: NI - 23-101 - Trading Rules and Companion Policy 23-101CP Comments Received
Request for Comment National Instrument
21-101
Amendments to National Instrument: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Amendments to National Instrument
21-101
Notice of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Commission Approval National Instrument
21-101
Notice of Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Comments Received
Request for Comment National Instrument
21-101
Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Amendments to National Instrument
21-101
Notice of Minister Approval of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Ministerial Approval National Instrument
23-101
Amendments: NI - 23-101 - Trading Rules and Companion Policy 23-101CP
Amendments to National Instrument
21-101
Notice of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Commission Approval National Instrument
21-101
Notice of Commission Approval: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Commission Approval National Instrument
23-101
Amendments: NI - 23-101 - Trading Rules and Companion Policy 23-101CP
Amendments to National Instrument
21-101
Notice - Notice of Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Request for Comment National Instrument
21-101
Notice of Final Rules: Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading): NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Ministerial Approval National Instrument
21-101
Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading): NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
National Instrument
21-101
Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Comments Received
Request for Comment National Instrument
21-101
Notice and Proposed National Instrument: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Comments Received
Request for Comment National Instrument
Show/hide filters
Publishing Date (MM/DD/YYYY)
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Results 1 - 57 of 57

Unofficial consolidations including forms

Policy #
Document name
Document type
Date
23-101
Unofficial Consolidation: National Instrument 23-101 Trading Rules
Unofficial Consolidation National Instrument
23-101
Unofficial Consolidation: Companion Policy 23-101CP Trading Rules
Unofficial Consolidation Companion Policy
23-101
Unofficial Consolidation of NI 23-101 and Companion Policy, effective July 6, 2016
Unofficial Consolidation National Instrument Companion Policy
23-101
Unofficial consolidation of NI 23-101 and Companion Policy, effective October 1, 2015
Unofficial Consolidation National Instrument Companion Policy
23-101
Unofficial consolidation of National Instrument 23-101 and its CP as of July 1, 2012
Unofficial Consolidation National Instrument Companion Policy

Instruments, rules and policies

23-334, 23-101
CSA Staff Notice 23-334 – Proposed Amendments to National Instrument 23-101 Trading Rules and Proposed Changes to Companion Policy 23-101 Trading Rules
CSA Notice Request for Comment
23-101
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 23-101 Trading Rules and Proposed Changes to Companion Policy 23-101 Trading Rules Comments Received
CSA Notice Request for Comment
23-333
CSA Staff Notice 23-333 Order Protection Rule: Market Share Threshold – Effective as of April 1, 2024
CSA Notice
23-101
[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice 23-322 Trading Fee Rebate Pilot Study
CSA Notice
23-101
OSC Staff Notice 23-707 Omega Securities Inc.
OSC Notice
23-101
OSC Staff Notice 23-706 Omega Securities Inc.
OSC Notice
23-101
OSC Staff Notice 23-705 - Guidance on Self-Help Related to Omega Securities Inc.
OSC Notice
23-318
[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice 23-318 Withdrawal of Proposed Amendments Regarding Best Execution Disclosure Under National Instrument 23-101 Trading Rules
CSA Notice
23-101
Amendments to NI 23-101 Trading Rules
Amendments to National Instrument
23-101
Notice of Ministerial Approval of Amendments to NI 23-101 Trading Rules
Notice of Ministerial Approval National Instrument
23-101
CSA Notice of Approval - Amendments to National Instrument 23-101 Trading Rules and Companion Policy 23-101CP to National Instrument 23-101 Trading Rules
Notice of Commission Approval National Instrument
23-101
Changes to Companion Policy 23-101 CP Trading Rules
Amendments to National Instrument
23-101
Amendments to NI 23-101 Trading Rules
Amendments to National Instrument
23-101
Notice of Ministerial Approval of Amendments to NI 23-101 Trading Rules
Notice of Ministerial Approval National Instrument
23-316
CSA Staff Notice 23-316 Order Protection Rule: Implementation of the Market Share Threshold and Amendments to Companion Policy 23-101 Trading Rules
CSA Notice
23-101
CSA Notice of Approval - Amendments to National Instrument 23-101 Trading Rules and Companion Policy 23-101CP to National Instrument 23-101 Trading Rules
Notice of Commission Approval National Instrument
23-101
CSA Notice and Request for Comment - Proposed Amendments to National Instrument 23-101 Trading Rules Comments Received
Request for Comment National Instrument
23-101
Changes to Companion Policy 23-101CP Trading Rules
Amendments to National Instrument
23-101
Amendments to NI 23-101 Trading Rules
Amendments to National Instrument
23-101
Processes for the Review and Approval of Exchange Rules and of the Information Contained in Forms 21-101F1 and 21-101F2
OSC Notice
21-101
CSA Notice of Approval Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
Notice of Commission Approval National Instrument
23-101
CSA Notice and Request for Comment: Proposed Amendments to the Companion Policy to National Instrument 23-101 Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays Comments Received
Request for Comment National Instrument
23-101
CSA Notice and Request for Comment: Proposed Amendments to NI 23-101 Regarding Order Protection Rule Review Comments Received
Request for Comment National Instrument
21-101
CSA Notice and Request for Comment: Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules Comments Received
Request for Comment National Instrument
23-101
Amendments to NI 23-101 Trading Rules
Amendments to National Instrument
21-101
Request for Comments: Notice of Proposed Amendments to NI 21-101 - Marketplace Operation and NI 23-101 - Trading Rules Comments Received
Request for Comment National Instrument
23-309
CSA Staff Notice: 23-309 - Frequently Asked Questions about the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of National Instrument 23-101 and Related Companion Policy
CSA Notice
21-101
Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules, Companion Policy
Notice of Ministerial Approval National Instrument
21-101
Amendments to NI 21-101 Marketplace Operation and Companion Policy 21-101CP, NI 23-101 Trading Rules and Companion Policy 23-101CP
Amendments to National Instrument
23-101
CSA Notice of Technical Corrections and Amendments to National Instrument 21-101 Marketplace Operations and National Instrument 23-101 Trading Rules
Amendments to National Instrument
21-101
CSA Notice and Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
Amendments to National Instrument
21-101
Notice: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Comments Received
Request for Comment National Instrument
21-101
Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Request for Comment National Instrument
21-101
Notice of Ministerial Approval of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Ministerial Approval National Instrument
23-101
Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Amendments to National Instrument
21-101
CSA Notice on Best Execution and Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Commission Approval National Instrument
21-101
Notice: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Commission Approval National Instrument
23-101
Proposed Amendments: NI - 23-101 - Trading Rules and Companion Policy 23-101CP Comments Received
Request for Comment National Instrument
21-101
Notice of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Commission Approval National Instrument
21-101
Amendments to National Instrument: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Amendments to National Instrument
21-101
Notice of Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Comments Received
Request for Comment National Instrument
21-101
Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Amendments to National Instrument
21-101
Notice of Minister Approval of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Ministerial Approval National Instrument
21-101
Notice of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Commission Approval National Instrument
21-101
Notice of Commission Approval: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Commission Approval National Instrument
23-101
Amendments: NI - 23-101 - Trading Rules and Companion Policy 23-101CP
Amendments to National Instrument
21-101
Notice - Notice of Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Request for Comment National Instrument
23-101
Amendments: NI - 23-101 - Trading Rules and Companion Policy 23-101CP
Amendments to National Instrument
21-101
Notice of Final Rules: Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading): NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Notice of Ministerial Approval National Instrument
21-101
Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading): NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
National Instrument
21-101
Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Comments Received
Request for Comment National Instrument
21-101
Notice and Proposed National Instrument: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 Comments Received
Request for Comment National Instrument