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Comment Letters for Proposed National Instrument 23-103 Electronic Trading and Direct Electronic Access to Marketplaces
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2 - Certain Capital Market Participants
23-103
Proposed National Instrument 23-103 Electronic Trading and Direct Electronic Access to Marketplaces
Comment Letters for Proposed National Instrument 23-103 Electronic Trading and Direct Electronic Access to Marketplaces
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Comments Received (comment period due July 8, 2011 )
Date
Comment Letters
July 28, 2011
Title
Randee Pavalow (Alpha) eMail
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July 28, 2011
Title
Ann Vlcek (SIFMA)
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July 22, 2011
Title
Simon Romano and Terence W. Doherty (Stikeman Elliott LLP)
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July 21, 2011
Title
Lida Preyma (Jitneytrade Inc.)
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July 21, 2011
Title
Chris Finora (TD Securities, Inc.)
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July 19, 2011
Title
Mark DesLauriers (Osler, Hoskin & Harcourt LLP) eMail
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July 15, 2011
Title
Chi - X Canada
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July 13, 2011
Title
Cindy Petlock (CNSX Markets Inc.) eMail
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July 11, 2011
Title
Kevan Cowan (TMX Group) eMail
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July 8, 2011
Title
Ricardo DaCosta (IRESS)
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July 8, 2011
Title
Geoffrey Ritchie and Brian Koscak (Exempt Market Dealers Association of Canada)
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July 8, 2011
Title
Torstein Braaten (TriAct Canada Marketplace)
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July 8, 2011
Title
Jean-Pierre St-Cyr (Newedge Canada Inc.) eMail
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July 8, 2011
Title
Susan Copland (Investment Industry Association of Canada)
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July 8, 2011
Title
Sachin Barot (FlexTrade Systems, Inc.) eMail
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July 8, 2011
Title
Todd Heaps (Heaps Capital Ltd.) eMail
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July 8, 2011
Title
Elizabeth K. King (GETCO)
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July 8, 2011
Title
E. Bradley Vannan (ICE Futures Canada, Inc.) eMail
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July 8, 2011
Title
Katie Walmsley (Portfolio Management Association of Canada) and Scott Mahaffy (McLean Budden Limited)
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July 8, 2011
Title
Evan Young (Scotia Capital Inc.)
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July 7, 2011
Title
John A. Passalacqua (ExpoWorld Ltd.)
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July 7, 2011
Title
Thomas Kalafatis and James Beattie (CIBC WM World Markets Inc.)
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July 7, 2011
Title
Ted Clasper and David Knight (Optima Capital Canada) eMail
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July 7, 2011
Title
Aubrey Baillie (CanDeal)
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July 7, 2011
Title
Charles Piroli (Pension Financial Services Canada) eMail
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July 7, 2011
Title
Robert Young and Sophia Lee (Liquidnet Canada Inc.) eMail
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July 5, 2011
Title
Robert Bond (Softek) eMail
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June 30, 2011
Title
Ross McKee (Blake, Cassels & Graydon LLP) eMail
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June 29, 2011
Title
Patrick Doyle and Jordan Caldwell (Akimbo Capital LP)
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Innovation at the OSC
Companies
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Selling securities in Ontario
Continuous disclosure
Resources for small and medium enterprises
Industry-specific disclosure requirements
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Issuer related instruments, policies and notices
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Investment funds and structured products
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Ongoing disclosure requirements for investment funds in Ontario
Marketing and sales of investment funds
IFSP eNews
Investment fund survey
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Self-regulatory organizations (SRO)
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Data reporting requirements for derivatives in Ontario and trade repository designation
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Instruments, rules and policies
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1 - Procedure and Related Matters
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3 - Registration Requirements and Related Matters
4 - Distribution Requirements
5 - Ongoing Requirements for Issuers and Insiders
6 - Take-Over Bids and Special Transactions
7 - Securities Transactions Outside the Jurisdiction
8 - Investment Funds
9 - Derivatives
Documents not numbered
Securities rule-making in Ontario
Proposed instruments, rules and policies
Orders, rulings and decisions
Blanket orders
OSC Bulletin
Filing documents online
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Comments Received (comment period due July 8, 2011 )