24-101 - Institutional Trade Matching and Settlements

Show/hide filters
Publishing Date (MM/DD/YYYY)
Document Type
Results 1 - 68 of 68

Unofficial consolidations including forms

Policy #
Document name
Document type
Date
24-101
Unofficial Consolidation: Form 24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching
Unofficial Consolidation Forms
24-101
Unofficial Consolidation: Companion Policy 24-101CP Institutional Trade Matching and Settlement
Unofficial Consolidation Companion Policy
24-101
Unofficial Consolidation: Form 24-101F1 Registered Firm Exception Report of DAP/RAP Trade Reporting And Matching
Unofficial Consolidation Forms
24-101
Unofficial Consolidation: Form 24-101F3 Matching Service Utility Notice of Operations
Unofficial Consolidation Forms
24-101
Unofficial Consolidation: Form 24-101F4 Matching Service Utility Notice of Cessation of Operations
Unofficial Consolidation Forms
24-101
Unofficial Consolidation: Form 24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching
Forms Unofficial Consolidation
24-101
Unofficial Consolidation: National Instrument 24-101 Institutional Trade Matching and Settlement
Unofficial Consolidation National Instrument

Instruments, rules and policies

, 24-101
CSA Staff Notice 24-319 Regarding National Instrument 24-101 Institutional Trade Matching and Settlement – Update and Staff Recommendation
CSA Notice
24-930, 24-101
CSA Notice Regarding Coordinated Blanket Order 24-930 Exemption from certain filing requirements of National Instrument 24-101 Institutional Trade Matching and Settlement
CSA Notice Blanket Order
24-101
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Proposed Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement Comments Received
CSA Notice Request for Comment
24-101
Notice of Ministerial Approval of Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement
National Instrument
24-101
Ontario Securities Commission Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement
Amendments to National Instrument
24-101
Notice of Amendment - National Instrument 24-101 Institutional Trade Matching and Settlement
Notice of Commission Approval National Instrument
24-101
Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement
Amendments to National Instrument
24-101
Notice of Ministerial Approval - National Instrument 24-101 Institutional Trade Matching and Settlement
Notice of Ministerial Approval National Instrument
24-101
Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101CP to National Instrument 24-101 Institutional Trade Matching and Settlement
Amendments to National Instrument
24-101
Proposed Amendments to NI 24-101 Institutional Trade Matching and Settlement, Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement, and CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a Comments Received
Request for Comment National Instrument
24-305
Revisions to CSA Staff Notice: 24-305 - Frequently Asked Questions About National Instrument 24-101 - Institutional Trade Matching and Settlement and Related Companion Policy
CSA Notice
24-101
Notice of Ministerial Approval of Amendments to NI 24-101 Institutional Trade Matching and Settlement
Notice of Ministerial Approval National Instrument
24-101
CSA Notice of Amendments to NI 24-101 Institutional Trade Matching and Settlement and Companion Policy 24-101CP Institutional Trade Matching and Settlement
Notice of Commission Approval National Instrument
24-101
Notice of Approval of Final Amendments to NI 24-101 Institutional Trade Matching and Settlement
Notice of Commission Approval National Instrument
24-101
Proposed Amendments: NI 24-101 Institutional Trade Matching and Settlement and Companion Policy 24-101CP Institutional Trade Matching and Settlement Comments Received
Request for Comment National Instrument
24-101
Notice of OSC Rule 24-502: NI - 24-101 - Institutional Trade Matching and Settlement
Notice of Commission Approval OSC Rule
24-101
CSA Staff Notice 24-306: NI - 24-101 - Institutional Trade Matching and Settlement
CSA Notice
24-101
CSA Staff Notice 24-305 - Frequently Asked Questions about 24-101: NI - 24-101 - Institutional Trade Matching and Settlement
CSA Notice
24-101
CSA Staff Notice: NI - 24-101 - Institutional Trade Matching and Settlement
CSA Notice National Instrument
24-101
Notice of Ministerial Approval: NI - 24-101 - Institutional Trade Matching and Settlement
Notice of Ministerial Approval National Instrument
24-101
Rule: NI - 24-101 - Institutional Trade Matching and Settlement
National Instrument
24-101
Notice: NI - 24-101 - Institutional Trade Matching and Settlement
National Instrument
24-101
Notice of Commission Approval of National Instrument: NI - 24-101 - Institutional Trade Matching and Settlement
Notice of Commission Approval National Instrument
24-101
CSA Notice and Request for Comment: NI - 24-101 - Institutional Trade Matching and Settlement Comments Received
Request for Comment National Instrument
24-101
CSA Request for Comment: NI - 24-101 - Institutional Trade Matching and Settlement Comments Received
Request for Comment National Instrument
24-101
Notice of Request for Comment: NI - 24-101 - Institutional Trade Matching and Settlement
Request for Comment National Instrument
24-101
Proposed National Instrument: NI - 24-101 - Institutional Trade Matching and Settlement
Request for Comment National Instrument
Show/hide filters
Publishing Date (MM/DD/YYYY)
Document Type
Status
Results 1 - 86 of 86

Unofficial consolidations including forms

Policy #
Document name
Document type
Date
24-101
Unofficial Consolidated Version as of September 5, 2017 - Forms 24-101 F1, F2, F3, F4 and F5
Unofficial Consolidation National Instrument
24-101
Unofficial Consolidated Version as of September 5, 2017 - Companion Policy 24-101 Institutional Trade Matching and Settlement
Unofficial Consolidation National Instrument
24-101
Unofficial Consolidated Version as of September 5, 2017 - National Instrument 24-101 Institutional Trade Matching and Settlement
Unofficial Consolidation National Instrument
24-101
Unofficial Consolidation: Form 24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching
Unofficial Consolidation Forms
24-101
Unofficial Consolidation: National Instrument 24-101 Institutional Trade Matching and Settlement
Unofficial Consolidation National Instrument
24-101
Unofficial Consolidation: Companion Policy 24-101CP Institutional Trade Matching and Settlement
Unofficial Consolidation Companion Policy
24-101
Unofficial Consolidation: Form 24-101F1 Registered Firm Exception Report of DAP/RAP Trade Reporting And Matching
Unofficial Consolidation Forms
24-101
Unofficial Consolidation: Form 24-101F3 Matching Service Utility Notice of Operations
Unofficial Consolidation Forms
24-101
Unofficial Consolidation: Form 24-101F4 Matching Service Utility Notice of Cessation of Operations
Unofficial Consolidation Forms
24-101
Unofficial Consolidation: Form 24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching
Forms Unofficial Consolidation
24-101
Unofficial Consolidation as of July 1, 2010 of National Instrument 24-101 Institutional Trade Matching and Settlement and its Companion Policy
Unofficial Consolidation National Instrument Companion Policy Forms

Instruments, rules and policies

, 24-101
CSA Staff Notice 24-319 Regarding National Instrument 24-101 Institutional Trade Matching and Settlement – Update and Staff Recommendation
CSA Notice
24-930, 24-101
CSA Notice Regarding Coordinated Blanket Order 24-930 Exemption from certain filing requirements of National Instrument 24-101 Institutional Trade Matching and Settlement
CSA Notice Blanket Order
24-101
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Proposed Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement Comments Received
CSA Notice Request for Comment
24-101
Notice of Ministerial Approval of Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement
National Instrument
24-101
Ontario Securities Commission Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement
Amendments to National Instrument
24-101
Notice of Amendment - National Instrument 24-101 Institutional Trade Matching and Settlement
Notice of Commission Approval National Instrument
24-101
Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement
Amendments to National Instrument
24-101
Notice of Ministerial Approval - National Instrument 24-101 Institutional Trade Matching and Settlement
Notice of Ministerial Approval National Instrument
24-101
Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101CP to National Instrument 24-101 Institutional Trade Matching and Settlement
Amendments to National Instrument
24-101
Proposed Amendments to NI 24-101 Institutional Trade Matching and Settlement, Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement, and CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a Comments Received
Request for Comment National Instrument
23-102
Amendments to NI 23-102 Use of Client Brokerage Commissions, NI 24-101 Institutional Trade Matching and Settlement, NI 81-107 Independent Review Committee for Investment Funds, and NI 11-102 Passport System
Amendments to National Instrument
41-101
Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
Request for Comment National Instrument
24-305
Revisions to CSA Staff Notice: 24-305 - Frequently Asked Questions About National Instrument 24-101 - Institutional Trade Matching and Settlement and Related Companion Policy
CSA Notice
24-101
Notice of Ministerial Approval of Amendments to NI 24-101 Institutional Trade Matching and Settlement
Notice of Ministerial Approval National Instrument
24-101
CSA Notice of Amendments to NI 24-101 Institutional Trade Matching and Settlement and Companion Policy 24-101CP Institutional Trade Matching and Settlement
Notice of Commission Approval National Instrument
24-101
Notice of Approval of Final Amendments to NI 24-101 Institutional Trade Matching and Settlement
Notice of Commission Approval National Instrument
24-101
Proposed Amendments: NI 24-101 Institutional Trade Matching and Settlement and Companion Policy 24-101CP Institutional Trade Matching and Settlement Comments Received
Request for Comment National Instrument
13-502
Notice of Ministerial Approval: NI 31-103 - Registration Requirements and Exemptions and Consequential Amendments to Related Instruments
Notice of Ministerial Approval OSC Rule
31-103
Amendment (Related to National Instrument 31-103 effective September 28, 2009)
Amendments to National Instrument
24-101
Notice of OSC Rule 24-502: NI - 24-101 - Institutional Trade Matching and Settlement
Notice of Commission Approval OSC Rule
24-101
CSA Staff Notice 24-307: NI - 24-101 - Institutional Trade Matching and Settlement
CSA Notice
24-101
CSA Staff Notice 24-306: NI - 24-101 - Institutional Trade Matching and Settlement
CSA Notice
24-101
CSA Staff Notice 24-305 - Frequently Asked Questions about 24-101: NI - 24-101 - Institutional Trade Matching and Settlement
CSA Notice
24-101
CSA Staff Notice: NI - 24-101 - Institutional Trade Matching and Settlement
CSA Notice National Instrument
24-101
Notice of Ministerial Approval: NI - 24-101 - Institutional Trade Matching and Settlement
Notice of Ministerial Approval National Instrument
24-101
Rule: NI - 24-101 - Institutional Trade Matching and Settlement
National Instrument
24-101
Notice: NI - 24-101 - Institutional Trade Matching and Settlement
National Instrument
24-101
Notice of Commission Approval of National Instrument: NI - 24-101 - Institutional Trade Matching and Settlement
Notice of Commission Approval National Instrument
24-101
CSA Notice and Request for Comment: NI - 24-101 - Institutional Trade Matching and Settlement Comments Received
Request for Comment National Instrument
24-101
Proposed National Instrument: NI - 24-101 - Institutional Trade Matching and Settlement
Request for Comment National Instrument
24-101
CSA Request for Comment: NI - 24-101 - Institutional Trade Matching and Settlement Comments Received
Request for Comment National Instrument
24-101
Notice of Request for Comment: NI - 24-101 - Institutional Trade Matching and Settlement
Request for Comment National Instrument