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Comment Letters for CSA Consultation Paper 25-403 – Activist Short Selling
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Securities law
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2 - Certain Capital Market Participants
25-403
CSA Consultation Paper 25-403 – Activist Short Selling
Comment Letters for CSA Consultation Paper 25-403 – Activist Short Selling
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Comments Received (comment period due March 3, 2021 )
Date
Comment Letters
March 24, 2021
Title
The Canadian Advocacy Council of CFA Societies Canada
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March 19, 2021
Title
Lisa McDonald (Prospectors & Developers Association of Canada)
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March 18, 2021
Title
Derek Flood (RBC Dominion Securities Inc., on behalf of RBC Capital Markets)
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March 17, 2021
Title
Katie Walmsley and Margaret Gunawan (Portfolio Management Association of Canada)
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March 17, 2021
Title
Jeffrey M. Singer and Ramandeep K. Grewal (Stikeman Elliott LLP)
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March 3, 2021
Title
Patricia L. Olasker, Jennifer F. Longhurst and Jordan Lavi (Davies Ward Phillips & Vineberg)
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March 3, 2021
Title
Linda Fuerst and Tracey Kernahan (Norton Rose Fulbright Canada LLP)
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March 3, 2021
Title
Anson Advisors Inc.
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March 3, 2021
Title
Charlotte Conlin, Paul Davis, Troy Hilson, Kelly Kan, Shahen Mirakian, Leila Rafi and Sandra Zhao (McMillan LLP)
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March 3, 2021
Title
Global Principles for Sustainable Securities Lending
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March 3, 2021
Title
Adam Jacobs-Dean, Claire Van Wyk-Allan, Jiří Król, Norbert Knutel, Ron Kosonic, Robert Lemon, Tim Baron and Belle Kaura (Alternative Investment Management Association)
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March 3, 2021
Title
Terry Lynch (Save Canadian Mining)
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March 3, 2021
Title
Northern Dynasty Minerals Ltd.
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March 3, 2021
Title
Jos Schmitt (NEO Exchange Inc.)
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March 2, 2021
Title
John R. Gossling (Corus Entertainment Inc.)
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March 2, 2021
Title
Amanda Hobson (Finning International Inc.)
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March 1, 2021
Title
Mike Pyle (Exchange Income Corporation)
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March 1, 2021
Title
Gregory A. Lang (NOVAGOLD Resources Inc.)
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March 1, 2021
Title
Paul Vanderberg and Glen Roane (Badger Daylighting Ltd.)
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February 25, 2021
Title
Yvette Lokker (Canadian Investor Relations Institute)
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February 25, 2021
Title
Laurie Thomas (Standard Uranium)
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February 24, 2021
Title
Peter Brown
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December 22, 2020
Title
Gordon Keep (Fiore Management & Advisory Corp.)
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Companies
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Selling securities in Ontario
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Industry-specific disclosure requirements
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Issuer related instruments, policies and notices
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Investment funds and structured products
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Ongoing disclosure requirements for investment funds in Ontario
Marketing and sales of investment funds
IFSP eNews
Investment fund survey
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Self-regulatory organizations (SRO)
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Data reporting requirements for derivatives in Ontario and trade repository designation
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Securities law
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Instruments, rules and policies
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1 - Procedure and Related Matters
2 - Certain Capital Market Participants
3 - Registration Requirements and Related Matters
4 - Distribution Requirements
5 - Ongoing Requirements for Issuers and Insiders
6 - Take-Over Bids and Special Transactions
7 - Securities Transactions Outside the Jurisdiction
8 - Investment Funds
9 - Derivatives
Documents not numbered
Securities rule-making in Ontario
Proposed instruments, rules and policies
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Blanket orders
OSC Bulletin
Filing documents online
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Investors
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Comments Received (comment period due March 3, 2021 )