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Comment Letters for CSA Consultation Paper 25-403 – Activist Short Selling
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25-403
CSA Consultation Paper 25-403 – Activist Short Selling
Comment Letters for CSA Consultation Paper 25-403 – Activist Short Selling
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Comments Received (comment period due March 3, 2021 )
Date
Comment Letters
March 1, 2021
Title
Paul Vanderberg and Glen Roane (Badger Daylighting Ltd.)
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February 25, 2021
Title
Laurie Thomas (Standard Uranium)
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February 25, 2021
Title
Yvette Lokker (Canadian Investor Relations Institute)
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February 24, 2021
Title
Peter Brown
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December 22, 2020
Title
Gordon Keep (Fiore Management & Advisory Corp.)
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Continuous disclosure
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Issuer related instruments, policies and notices
Applying for discretionary relief
Investment funds and structured products
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Types of investment funds
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Operating an investment fund in Ontario
Ongoing disclosure requirements for investment funds in Ontario
Marketing and sales of investment funds
IFSP eNews
Market regulation
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Self-regulatory organizations (SRO)
Marketplaces
Clearing agencies and clearing houses
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Information processors
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Market structure initiatives
Derivatives
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Data reporting requirements for derivatives in Ontario and trade repository designation
Legal entity identifiers
Securities law
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Legislation
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Legislative reviews
Instruments, rules and policies
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1 - Procedure and Related Matters
2 - Certain Capital Market Participants
3 - Registration Requirements and Related Matters
4 - Distribution Requirements
5 - Ongoing Requirements for Issuers and Insiders
6 - Take-Over Bids and Special Transactions
7 - Securities Transactions Outside the Jurisdiction
8 - Investment Funds
9 - Derivatives
Documents not numbered
Securities rule-making in Ontario
Proposed instruments, rules and policies
Orders, rulings and decisions
Blanket orders
OSC Bulletin
Filing documents online
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Registration forms and documents
Reporting issuer and issuer forms
Tribunal
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Tribunal proceedings
Notices from the Office of the Secretary
Tribunal resources
Assistance for self-represented parties
Investors
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The OBSI Joint Regulators Committee
Investor resources
Investor research and reports
Investor warnings and alerts
Check before you invest
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Investor Advisory Panel
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Investor Advisory Panel meeting agendas
Investor Advisory Panel notices and information
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Individuals or companies with unpaid OSC sanctions
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Governance
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OSC Statement of Priorities
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Comments Received (comment period due March 3, 2021 )